john r smoak financial disclosure report for 2009

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  • 8/3/2019 John R Smoak Financial Disclosure Report for 2009

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    I ~ o t0 FINANCL&L DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Go vernment A ct of 19t c e ~ . ~ / z o l 0 FOR CALENDAR ~q~AR 2009 5 u.s.c , a p p . ~ . ~ 1 0 ! - 1 1 1 )1. Person Reporting (last ~ame, first, m iddle initial) 2. Court or Organi~t ion 3. Date of Repor~Smoak, Jol?dl R. U.S. District Court, ND Via. 05il I.Q010

    4. Title (Article Ill judges ind care activ~ or scnior status; 5a. Report fype {check appropnat type) 6. Rel~rVing Periodmagrstrate judges indicate full- or p~t~-timeJ[] Nnminarion, Date 01/01/2009District Judge [] Initial [] Annual [] Final to1Z31 ~20095b. [] Amended Report

    7. Chambers or Office :\ddrt~s 8. On the basis o[lbe informari~m contained in this Repori and anymodifications Iz~rtaining thereto, it Is, in my opinion, in com plianceU. ~ CollrthoHz~e ~ith applicable laws and regulations.3(I West Governmenl StreetPanama City FL 3240] Rmiev*~ing Officer Date

    L & I P O R T A N T N O T E S : ~e instructions accompanying this form must be followed. Complete all parts,ehecldng the NONE box for each part where j,ttu have no reportable informaIio~ Sign on last page.

    ~ N O N E (No reportablepositions.)POSITION NAME OF ORI~AN~ZATION!ENT|TY

    1.

    2.

    ~ N O N E (No reportable agreements.)~ PARTIES AND TERMS

    1.

  • 8/3/2019 John R Smoak Financial Disclosure Report for 2009

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    PageFINANCIAL2 o f 7 D I S C L O S U R E R E P O R T S.~o,k, ~o~... o 5 , 1 ~ , z o l o

    III. N O N - h N V E S T M E N T I N C O M E . t R w o . ~ . x individual and ~t+,~; ~eeep. 17-24 of fding instru~b,n~)A. Filers Non-Investment Incom eN O N E (No reportable non-inves~ent inco.w.)

    DAT~ SOURCE AND TYPE ~OME{yours, not spouses)1.2~9 State of Flo~da-P~sion $ 2 8 ~ 1 5 ~ . 5 2

    3.

    4.

    B. Spo uses Non-lnv~tmen [ Income - If rou were ma~&~ dur~g ~y pon~n of ~e ~po~ng year, coyote thi~ s~tio~

    ~ NONE (N~ reportable non-im,es~e~t income.)~ SOURCE AN~ TYPE

    2.

    3.

    4.

    I V . R EI M B U R S E M E N T S - ,~.~po~a,~., ~.g, lo~ ~,,~, .... ,.(Trwh,des those ~o .W~se a~ ~k.endent children: seepp. 25-27 ~ling i~t~etio~.)

    NONE ~o reportable reimbursements.)~URCE DAT~ L O C A T I O N P U R P O S E IT E M S p A ID OR P R OVIDE D

    1.2.3.4.5.

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    Name of Pelr~on Reporting

    l

    Date of ReportFINANCIAL DISCLOSURE REPORT I Smoak, JohnR. 0 5 / 1 1 1 2 0 1 0P a g e 3 o f 7

    [~ N O N E (No reportable gifts.)S O U R C E D E S C R I P T I O N VALUE

    1.2.3.4.5.

    V I . L I A B I L I T I E S . a , ~ , ~ , s , h , ,s , ,, y w . .. . .. ~ a e p , ., ,a , , , , children: s e e r p . 3 2 - 3 3 off, ling i n s t r u c t i o t t ~ : )N O N E ( N o reportable liabilities.)

    C R E D I T O R D E S C R I P T I O N VALUE CODEI.

    3.4.5.

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    F IN A N C IA L D I S C L O S U R E R E P O R T r ~ a ~ e o f P e r s o n R e p o r t i n g D a t e o f R e p o r lP a g e 4 o f 7 S m n a | ,, a o h n a . 0 5 / ~ V 2 0 1 0

    VII. INVESTMENTS an d T R U S T S - ~, ..... , ~ u e , , ..... ~ o ~ s t ln c t u d e ~ t h o s e o y , ~ p~ N ONE ~o reportable income, assets, or transactions.)~scfiption of Assets Income dung ~ G r o s s ~ a l u e a t e n d T~n~clions during re~ing peri~

    reining ~ri~ ~ of r~ing pen~inclu~ng(1 ) (2 ) [ (I) (2) (I) ~ (2} I (3) 14) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t ~,~ount ] T)~ (e.g., Value Value T)~ (e.g., ~ Date[ Value G~n I d e n t i ty o t

    exempt ~om prior disclos~e C~e I d i v . , ~ n t . C~ e ~ Me~ b u y , s e ~ l , Immdd~, ~ C~e 2 C~e I buyerseller I( A - H ) ~ o r i n t . ) ( J - P ) C~e 3 r e d e m p t i o n ) [ ~ ( j _ p } I { A - H ) ( i f p f i ~ a l e ,,

    1. Bay t~ank & Trust account A Interest J T

    Sun Trust account A Interest J T

    3. Equitable Life policy None K U

    ~ SCBT Financial Corporation A Dividend K T

    5. USAA Florida Tax-Free Money Market A Interest K TFund6. USAA S&P Index Fund ([P,A) None I, T

    7. USAA Balanced S~ategy Fund (IRA) None K T

    8. USAA Cornerstone Strategy Fund (IRA) None J T

    9. USAA Emerging Markets Fund (IRA) None J T

    1 0 . USAA Extended Market Fund (IRA) None J T1 i. USAA Nasdaq- 100 Index Fund (IRA) None J T

    ~2. USAA Growth Fund (IRA) None J T

    : i3. LISAA ttigh-Yield Opportunities Fund None J T

    1 4 . USAA Income F~md (IRA) None K

    1 5 . US~, lnte~mediate-Tenn Bond Fund (IRA) None K T

    1 6 . USAA International Fund (IRA) None J T

    1 7 . USAA Short-Term B ond Fund (IRA) None J T

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    Name of Person Reportin~ [ Date of Rep~rzFINANCIAL DISCLOSU~ REPORT S ~ o ~ k , J o b . ..age 5 of 7 !

    NONE (No reportable income, assets, or tranxactions.)A. R C. ~ D.D~cfipfion of Asse~ Income during Gros~ value at end ~ T~ctio~ during re~ing ~fit~ ~(including tmsl ~se~) ~e~ing ~fi~ ofre~i~g ~ri~

    (J) (2) O) (2) (]~ (2) (3) (4)Place "(X)" aRer each assel ~ount ~3~ (e.g., Value V aloe ~y~ (e.g., Da:e Value Gain Identity ofxemp~ ~om prior dis1o5~ C(~e t dry.. rcnL Ct~c ~ Mefl~c~ buy. sell mnvdd.~" : ; C~e 2 Code 1 buvcr~sclier[(A-H) I or im ~ LI-P) C~le 3 rcdempti~) (J-P) (A-H) (if pn~ale

    L~ (Q W) i transacfion~

    18. USAA Small Cap St~k F~d (]~) Nonc J T

    1 9 . USAA Total Return Strat%~, Fund (IRA) None K T

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    [Namef Person Reporting I Date of Repot!FINANCIAL DISCLOSURE REPORTI S m o . k , J oh n R .Page 6 of 7 0 s , ~

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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    F IN A N (~ I A L D IS C L O S U R E R E P O R T [N .....Person Reporting Date of ReportP a g e 7 o f 7[ Smock, John ~. 0S;~ 1.,:01e

    IX. CEIITIFICATION.| certif.~, that all information given above (including information pertaining to my sptmse and minor or dependent children, if any) isaccurate, trt~e, and complete to the best of my k nowledge and belief, and that any inform ation not reported was ~ithheld because II met applicable statutoryprovisions p,ermitting non-disclosure.1 furlhea" cerlify that earned income from outside employmenl and hono raria and the acceptance of gifts which have been reported are incompliance ,t~qth the pro visions of 5 U.S.C. app. .~01 t~t. ~eq., 5 U.S.C. 7353, and Judicial Co;fference regulations.

    NOTE: ANY INDIVIDUAL W HO KNO~,~,INGLY AM ) V~rII,irUI.IA" FAI.Si FIES OR FAIIoS TO FILE THIS REPORT MAY B E SIFdXECT TO CIVIl,AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

    FILING INSTRUCTIONSMail signed original and 3 additional copies to:

    Committee on b-inancial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Colum bus Circle, N.E.Washington, D.C. 20544