summary chart of voting patterns€¦ · cause the value of overseas investments to rise or fall....

155
RELATED LINKS: http://www.omglobalinvestors.com/Global/Policies/OMGI-Our-approach-to-voting.pdf https://www.omglobalinvestors.com/Global/Policies/UK-Stewardship-Code-Statement.pdf https://www.omglobalinvestors.com/corporate/about-omgi/governance/ DATE PERIOD: Q2 2016 SUMMARY CHART OF VOTING PATTERNS: Please remember that past performance is not a guide to future performance. The value of investments and the income from them can go down as well as up and investors may not get back the amount originally invested. Exchange rate changes may cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global Investors), a member of the Old Mutual Group. Authorised and regulated by the Financial Conduct Authority with FCA register number 208543. Registered in England & Wales under number 04227837. Registered office: Millennium Bridge House, 2 Lambeth Hill, London, EC4V 4AJ. *Calls cost 3 pence per minute from a BT landline. Customers who have telephone services with other providers may have different call charges. Calls from mobiles or internet services may be considerably higher. The tables below, accessed via the embedded links show voting according to the policy of Old Mutual Global Investors. The tables are sorted by company name, date of the AGM and/or EGM, and are followed by a resolution number. The records date from 2015 because that is when we, as a company, began to give proxy voting instructions. The tables show, for each resolution, how our voting policy (see link below) has been applied to the resolution. The table may also contain, particularly in some of the more controversial examples, or where we may have a reason to vote against a resolution, a brief summary as to why we voted in a particular way. For UK companies, we would also draw clients’ attention to our statement on compliance, the UK stewardship code (see link below), which notes our practice and policy regarding engagement with companies in which we invest client monies, other than simply voting. Additional reporting on some of that contact with companies is contained in our stewardship reports see link below). Page 1 of 155

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Page 1: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

RELATED LINKS:

http://www.omglobalinvestors.com/Global/Policies/OMGI-Our-approach-to-voting.pdf

https://www.omglobalinvestors.com/Global/Policies/UK-Stewardship-Code-Statement.pdf

https://www.omglobalinvestors.com/corporate/about-omgi/governance/

DATE PERIOD:

Q2 2016SUMMARY CHART OF VOTING PATTERNS:

Please remember that past performance is not a guide to future performance. The value of investments and the income from them can go down as well as up and investors may not get back the amount originally invested. Exchange rate changes may cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global Investors), a member of the Old Mutual Group. Authorised and regulated by the Financial Conduct Authority with FCA register number 208543. Registered in England & Wales under number 04227837. Registered office: Millennium Bridge House, 2 Lambeth Hill, London, EC4V 4AJ. *Calls cost 3 pence per minute from a BT landline. Customers who have telephone services with other providers may have different call charges. Calls from mobiles or internet services may be considerably higher.

The tables below, accessed via the embedded links show voting according to the policy of Old Mutual Global Investors. The tables are sorted by company name, date of the AGM and/or EGM, and are followed by a resolution number. The records date from 2015 because that is when we, as a company, began to give proxy voting instructions.

The tables show, for each resolution, how our voting policy (see link below) has been applied to the resolution. The table may also contain, particularly in some of the more controversial examples, or where we may have a reason to vote against a resolution, a brief summary as to why we voted in a particular way. For UK companies, we would also draw clients’ attention to our statement on compliance, the UK stewardship code (see link below), which notes our practice and policy regarding engagement with companies in which we invest client monies, other than simply voting. Additional reporting on some of that contact with companies is contained in our stewardship reports see link below).

Page 1 of 155

Page 2: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Country of Origin Issuer Name Meeting Date Proposal Number Proposal Description Vote Decision Vote Note Meeting Type Meeting Notes

United 

Kingdom3i Group plc 30/06/2016 1 Accounts and Reports For Annual

United 

Kingdom3i Group plc 30/06/2016 10 Elect Martine Verluyten For Annual

United 

Kingdom3i Group plc 30/06/2016 11 Elect Julia  Wilson For Annual

United 

Kingdom3i Group plc 30/06/2016 12 Appointment of Auditor For Annual

United 

Kingdom3i Group plc 30/06/2016 13 Authority to Set Auditor's Fees For Annual

United 

Kingdom3i Group plc 30/06/2016 14 Authorisation of Political Donations For Annual

United 

Kingdom3i Group plc 30/06/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

Kingdom3i Group plc 30/06/2016 16

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

Kingdom3i Group plc 30/06/2016 17 Authority to Repurchase Shares For Annual

United 

Kingdom3i Group plc 30/06/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

Kingdom3i Group plc 30/06/2016 2 Remuneration Report (Advisory) For Annual

United 

Kingdom3i Group plc 30/06/2016 3 Allocation of Profits/Dividends For Annual

United 

Kingdom3i Group plc 30/06/2016 4 Elect Jonathan Asquith For Annual

United 

Kingdom3i Group plc 30/06/2016 5 Elect Caroline J. Banszky For Annual

United 

Kingdom3i Group plc 30/06/2016 6 Elect Simon A. Borrows For Annual

United 

Kingdom3i Group plc 30/06/2016 7 Elect Peter Grosch For Annual

United 

Kingdom3i Group plc 30/06/2016 8 Elect David Hutchinson For Annual

United 

Kingdom3i Group plc 30/06/2016 9 Elect Simon R. Thompson For Annual

United 

Kingdom4imprint Group plc 10/05/2016 1 Accounts and Reports For

Notwithstanding poor ‐ or no‐ gender 

diversity on the board, the 

appointment of a new director in 2015 

as chair of the board's nomination 

committee justifies voting in favour of 

resolutions at the moment.

Annual

United 

Kingdom4imprint Group plc 10/05/2016 10 Elect John A. Warren For Annual

United 

Kingdom4imprint Group plc 10/05/2016 11 Appointment of Auditor For Annual

United 

Kingdom4imprint Group plc 10/05/2016 12 Authority to Set Auditor's Fees For Annual

United 

Kingdom4imprint Group plc 10/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

Kingdom4imprint Group plc 10/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

Kingdom4imprint Group plc 10/05/2016 15 Authority to Repurchase Shares For Annual

United 

Kingdom4imprint Group plc 10/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

Kingdom4imprint Group plc 10/05/2016 2 Remuneration Report (Advisory) For Annual

United 

Kingdom4imprint Group plc 10/05/2016 3 Allocation of Profits/Dividends For Annual

United 

Kingdom4imprint Group plc 10/05/2016 4 Elect Charles J. Brady For Annual

United 

Kingdom4imprint Group plc 10/05/2016 5 Elect Paul S. Moody For Annual

United 

Kingdom4imprint Group plc 10/05/2016 6 Elect John W. Poulter For Annual

United 

Kingdom4imprint Group plc 10/05/2016 7 Elect Kevin Lyons‐Tarr For Annual

United 

Kingdom4imprint Group plc 10/05/2016 8 Elect Andrew J. Scull For Annual

United 

Kingdom4imprint Group plc 10/05/2016 9 Elect David J.E. Seekings For Annual

United States A.O. Smith Corp. 11/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States A.O. Smith Corp. 11/04/2016 3. Ratification of Auditor For Annual

United States A.O. Smith Corp. 11/04/2016 4. Exclusive Forum Designation Against Limits shareholder rights Annual

United States A.O. Smith Corp. 11/04/2016 5.Increase of Authorized Common 

StockFor Annual

United States A.O. Smith Corp. 11/04/2016 6.Increase of Authorized Class A 

Common StockFor Annual

United States A.O. Smith Corp. 11/04/2016 Elect Gloster B. Current, Jr. For Annual

United States A.O. Smith Corp. 11/04/2016 Elect William P. Greubel For Annual

United States A.O. Smith Corp. 11/04/2016 Elect Idelle K. Wolf For Annual

United States A.O. Smith Corp. 11/04/2016 Elect Gene C. Wulf For Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 1 Accounts and Reports For Annual

Page 2 of 155

Page 3: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 3.A Elect Richard MOK Joe Kuen For Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 3.B Elect Ingrid WU Chunyuan Against

Beneficial owner on audit committee; 

Insufficient audit committee 

independence

Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 3.C Elect TAN Bian Ee For Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 3.D Directors' Fees For Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 5

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 6 Authority to Repurchase Shares For Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 7

Authority to Issue Repurchased 

SharesFor Annual

Cayman 

IslandsAAC Technologies Holdings Inc. 30/05/2016 8 Adoption of New Articles For Annual

United States Abbott Laboratories 29/04/2016 2 Ratification of Auditor For Annual

United States Abbott Laboratories 29/04/2016 3Advisory Vote on Executive 

CompensationFor Annual

United States Abbott Laboratories 29/04/2016 Elect Robert J. Alpern For Annual

United States Abbott Laboratories 29/04/2016 Elect Roxanne S. Austin For Annual

United States Abbott Laboratories 29/04/2016 Elect Sally E. Blount For Annual

United States Abbott Laboratories 29/04/2016 Elect W. James Farrell For Annual

United States Abbott Laboratories 29/04/2016 Elect Edward M. Liddy For Annual

United States Abbott Laboratories 29/04/2016 Elect Nancy McKinstry For Annual

United States Abbott Laboratories 29/04/2016 Elect Phebe N. Novakovic For Annual

United States Abbott Laboratories 29/04/2016 Elect William A. Osborn For Annual

United States Abbott Laboratories 29/04/2016 Elect Samuel C. Scott III For Annual

United States Abbott Laboratories 29/04/2016 Elect Glenn F. Tilton For Annual

United States Abbott Laboratories 29/04/2016 Elect Miles D. White For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1A. Elect James B. Bachmann For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1B. Elect Bonnie R. Brooks For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1C. Elect Terry L. Burman AgainstNo independent lead or presiding 

directorAnnual

United States Abercrombie & Fitch Co. 16/06/2016 1D. Elect Sarah M. Gallagher For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1E. Elect Michael E. Greenlees For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1F. Elect Archie M. Griffin AgainstAffiliate/Insider on 

nominating/governance committeeAnnual

United States Abercrombie & Fitch Co. 16/06/2016 1G. Elect Arthur C. Martinez For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1H. Elect Charles R. Perrin For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1I. Elect Stephanie M. Shern For Annual

United States Abercrombie & Fitch Co. 16/06/2016 1J. Elect Craig R. Stapleton For Annual

United States Abercrombie & Fitch Co. 16/06/2016 2.Approval of Amendments to 

Implement Proxy AccessFor Annual

United States Abercrombie & Fitch Co. 16/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Abercrombie & Fitch Co. 16/06/2016 4.Approval of the 2016 Long‐Term 

Incentive Plan for DirectorsFor Annual

United States Abercrombie & Fitch Co. 16/06/2016 5.Approval of 2016 Long‐Term 

Incentive Plan for AssociatesFor Annual

United States Abercrombie & Fitch Co. 16/06/2016 6. Ratification of Auditor For Annual

United States Abercrombie & Fitch Co. 16/06/2016 7.

Shareholder Proposal Regarding 

Compensation in the Event of a 

Change in Control

Against Annual

United 

KingdomAccesso Technology Group Plc 24/05/2016 1 Accounts and Reports For Annual

United 

KingdomAccesso Technology Group Plc 24/05/2016 2 Elect Steve K. Brown For Annual

United 

KingdomAccesso Technology Group Plc 24/05/2016 3 Appointment of Auditor For Annual

United 

KingdomAccesso Technology Group Plc 24/05/2016 4 Authority to Set Auditor's Fees For Annual

United 

KingdomAccesso Technology Group Plc 24/05/2016 5

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomAccesso Technology Group Plc 24/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

Spain Acciona 09/05/2016 1 Accounts For Annual

Page 3 of 155

Page 4: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Spain Acciona 09/05/2016 10

Presentation of Report on 

Amendments to Board of Directors 

Regulations

For Annual

Spain Acciona 09/05/2016 11 Remuneration Report Against

No incentive limits; Poor overall 

compensation disclosure; Equity 

awards to controlling shareholders

Annual

Spain Acciona 09/05/2016 12 Sustainability Report For Annual

Spain Acciona 09/05/2016 13Authority to Set General Meeting 

Notice Period at 15 DaysFor Annual

Spain Acciona 09/05/2016 14 Authorisation of Legal Formalities For Annual

Spain Acciona 09/05/2016 2Directors' Reports; Ratification of 

Board ActsFor Annual

Spain Acciona 09/05/2016 3 Allocation of Profits/Dividends For Annual

Spain Acciona 09/05/2016 4 Appointment of Auditor For Annual

Spain Acciona 09/05/2016 5.1 Elect Juan Carlos Garay Ibargaray For Annual

Spain Acciona 09/05/2016 5.2 Elect Belén Villalonga Morenés For Annual

Spain Acciona 09/05/2016 6.1 Amendments to Article 5 For Annual

Spain Acciona 09/05/2016 6.2 Amendments to Article 13 For Annual

Spain Acciona 09/05/2016 6.3 Amendments to Article 40 For Annual

Spain Acciona 09/05/2016 6.4 Amendments to Articles 40 bis For Annual

Spain Acciona 09/05/2016 6.5Amendments to Meeting 

RegulationsFor Annual

Spain Acciona 09/05/2016 7Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Spain Acciona 09/05/2016 8Authority to Issue Convertible Debt 

InstrumentsFor Annual

Spain Acciona 09/05/2016 9.1

Ratification of Performance Share 

Plan, Share Conversion Plan and 

Share Plan

Against

No incentive limits; Equity awards to 

controlling shareholders; Performance 

metrics not disclosed

Annual

Spain Acciona 09/05/2016 9.2Increase Awards under Share and 

Performance Share PlanAgainst

No incentive limits; Equity awards to 

controlling shareholders; Performance 

metrics not disclosed

Annual

United States Acorda Therapeutics Inc 08/06/2016 2. Amendment to Stock Option Plan Against Excessive pace of grants Annual

United States Acorda Therapeutics Inc 08/06/2016 3. Ratification of Auditor For Annual

United States Acorda Therapeutics Inc 08/06/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Acorda Therapeutics Inc 08/06/2016 Elect Peder K. Jensen For Annual

United States Acorda Therapeutics Inc 08/06/2016 Elect John P. Kelley For Annual

United States Acorda Therapeutics Inc 08/06/2016 Elect Sandra Panem WithholdNo independent lead or presiding 

directorAnnual

United States Activision Blizzard Inc 02/06/2016 1.1 Elect Robert J. Corti For Annual

United States Activision Blizzard Inc 02/06/2016 1.2 Elect Hendrik Hartong III For Annual

United States Activision Blizzard Inc 02/06/2016 1.3 Elect Brian G. Kelly For Annual

United States Activision Blizzard Inc 02/06/2016 1.4 Elect Robert A. Kotick For Annual

United States Activision Blizzard Inc 02/06/2016 1.5 Elect Barry Meyer For Annual

United States Activision Blizzard Inc 02/06/2016 1.6 Elect Robert J. Morgado AgainstOngoing compensation concerns; No 

independent lead or presiding directorAnnual

United States Activision Blizzard Inc 02/06/2016 1.7 Elect Peter Nolan AgainstAffiliate/Insider on 

nominating/governance committeeAnnual

United States Activision Blizzard Inc 02/06/2016 1.8 Elect Casey Wasserman For Annual

United States Activision Blizzard Inc 02/06/2016 1.9 Elect Elaine P. Wynn For Annual

United States Activision Blizzard Inc 02/06/2016 2.Advisory Vote on Executive 

CompensationAgainst

Poor response to shareholder 

opposition; Poor overall designAnnual

United States Activision Blizzard Inc 02/06/2016 3. Ratification of Auditor For Annual

Indonesia Adaro Energy Tbk, PT 18/04/2016 1 Accounts and Reports For Annual

Indonesia Adaro Energy Tbk, PT 18/04/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Adaro Energy Tbk, PT 18/04/2016 3 Election of Directors (Slate) For Annual

Indonesia Adaro Energy Tbk, PT 18/04/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Adaro Energy Tbk, PT 18/04/2016 5 Directors' and Commissioners' Fees For Annual

United States Adtran Inc. 11/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Adtran Inc. 11/05/2016 3. Ratification of Auditor For Annual

United States Adtran Inc. 11/05/2016 Elect Thomas R. Stanton For Annual

United States Adtran Inc. 11/05/2016 Elect H. Fenwick Huss For Annual

United States Adtran Inc. 11/05/2016 Elect William L. Marks For Annual

United States Adtran Inc. 11/05/2016 Elect Anthony J. Melone For Annual

United States Adtran Inc. 11/05/2016 Elect Balan Nair For Annual

United States Adtran Inc. 11/05/2016 Elect Roy J. Nichols For Annual

United States Adtran Inc. 11/05/2016 Elect Kathryn A. Walker For Annual

Page 4 of 155

Page 5: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Spain Aena S.A. 28/06/2016 1 Individual Accounts and Reports For Ordinary

Spain Aena S.A. 28/06/2016 2 Consolidated Accounts and Reports For Ordinary

Spain Aena S.A. 28/06/2016 3 Allocation of Profits/Dividends For Ordinary

Spain Aena S.A. 28/06/2016 4 Ratification of Board Acts For Ordinary

Spain Aena S.A. 28/06/2016 5 Appointment of Auditor For Ordinary

Spain Aena S.A. 28/06/2016 6.1Amendments to Article 3 (Registered 

Office)For Ordinary

Spain Aena S.A. 28/06/2016 6.2Amendments to Article 15 (General 

Meeting)For Ordinary

Spain Aena S.A. 28/06/2016 6.3Amendments to Articles 43 (Audit 

Committee)For Ordinary

Spain Aena S.A. 28/06/2016 7Amendments to General Meeting 

RegulationsFor Ordinary

Spain Aena S.A. 28/06/2016 8 Remuneration Report For Ordinary

Spain Aena S.A. 28/06/2016 9 Authorisation of Legal Formalities For Ordinary

Netherlands Aercap Holdings N.V. 11/05/2016 10AAuthority to Issue Shares w/ 

Preemptive RightsFor Annual

Netherlands Aercap Holdings N.V. 11/05/2016 10BAuthority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Netherlands Aercap Holdings N.V. 11/05/2016 10CAuthority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Netherlands Aercap Holdings N.V. 11/05/2016 11A Authority to Repurchase Shares For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 11B Authority to Repurchase Shares For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 12Reduction of Capital through 

CancellationFor Annual

Netherlands Aercap Holdings N.V. 11/05/2016 13A Amendments to Articles For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 13B Authorization of Legal Formalities For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 4 Accounts and Reports For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 6 Release of Director Liability For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 7 Elect Walter McLallen For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 8

Designation of CFO as Person 

Temporarily Responsible for 

Management

For Annual

Netherlands Aercap Holdings N.V. 11/05/2016 9 Appointment of Auditor For Annual

United States Aflac Inc. 02/05/2016 1A. Elect Daniel P. Amos For Annual

United States Aflac Inc. 02/05/2016 1B. Elect Paul S. Amos II For Annual

United States Aflac Inc. 02/05/2016 1C. Elect W. Paul Bowers For Annual

United States Aflac Inc. 02/05/2016 1D. Elect Kriss Cloninger III For Annual

United States Aflac Inc. 02/05/2016 1E. Elect Toshihiko Fukuzawa For Annual

United States Aflac Inc. 02/05/2016 1F. Elect Elizabeth J. Hudson For Annual

United States Aflac Inc. 02/05/2016 1G. Elect Douglas W. Johnson For Annual

United States Aflac Inc. 02/05/2016 1H. Elect Robert B. Johnson For Annual

United States Aflac Inc. 02/05/2016 1I. Elect Thomas J. Kenny For Annual

United States Aflac Inc. 02/05/2016 1J. Elect Charles B. Knapp For Annual

United States Aflac Inc. 02/05/2016 1K. Elect Joseph L. Moskowitz For Annual

United States Aflac Inc. 02/05/2016 1L. Elect Barbara K. Rimer For Annual

United States Aflac Inc. 02/05/2016 1M. Elect Melvin T. Stith For Annual

United States Aflac Inc. 02/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Aflac Inc. 02/05/2016 3. Ratification of Auditor For Annual

United 

KingdomAggreko plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomAggreko plc 28/04/2016 10 Elect Diana  Layfield For Annual

United 

KingdomAggreko plc 28/04/2016 11 Elect Ian D. Marchant For Annual

United 

KingdomAggreko plc 28/04/2016 12 Appointment of Auditor For Annual

United 

KingdomAggreko plc 28/04/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomAggreko plc 28/04/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomAggreko plc 28/04/2016 15

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomAggreko plc 28/04/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomAggreko plc 28/04/2016 17

Authority to Set General Meeting 

Notice Period at 14 Days For Annual

United 

KingdomAggreko plc 28/04/2016 2 Remuneration Report (Advisory) For Annual

Page 5 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomAggreko plc 28/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomAggreko plc 28/04/2016 4 Elect Nicola Brewer For Annual

United 

KingdomAggreko plc 28/04/2016 5 Elect Ken Hanna For Annual

United 

KingdomAggreko plc 28/04/2016 6 Elect Chris Weston For Annual

United 

KingdomAggreko plc 28/04/2016 7 Elect Carole Cran For Annual

United 

KingdomAggreko plc 28/04/2016 8 Elect Russell J. King For

Serves on too many boards but has 

relevant experience.  Therefore 

support.  

Annual

United 

KingdomAggreko plc 28/04/2016 9 Elect Uwe Krueger For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 10

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 11A Authority to Repurchase Shares For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 11B

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 11C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 2 Allocation of Final Dividend For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 3 Allocation of Special Dividend For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 4 Elect CHAN Cheuk Hung For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 5 Elect HUANG Fengchao For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 6 Elect CHEN Zhongqi For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 7 Elect CHAN Cheuk Nam For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 8 Elect Edward CHEUNG Wing Yui Against

No independent lead or presiding 

directorAnnual

Cayman 

IslandsAgile Property Holdings Ltd. 13/05/2016 9 Directors' Fees For Annual

Cayman 

IslandsAgile Property Holdings Ltd. 20/06/2016 1 Change in Company Name For Special

Canada Agrium Inc. 04/05/2016 1.1 Elect Maura J. Clark For Annual

Canada Agrium Inc. 04/05/2016 1.10 Elect William S. Simon For Annual

Canada Agrium Inc. 04/05/2016 1.2 Elect David C. Everitt For Annual

Canada Agrium Inc. 04/05/2016 1.3 Elect Russell K. Girling For Annual

Canada Agrium Inc. 04/05/2016 1.4 Elect Russell J. Horner For Annual

Canada Agrium Inc. 04/05/2016 1.5 Elect Miranda C. Hubbs For Annual

Canada Agrium Inc. 04/05/2016 1.6 Elect Charles V. Magro For Annual

Canada Agrium Inc. 04/05/2016 1.7 Elect A. Anne McLellan For Annual

Canada Agrium Inc. 04/05/2016 1.8 Elect Derek G. Pannell For Annual

Canada Agrium Inc. 04/05/2016 1.9 Elect Mayo M. Schmidt For Annual

Canada Agrium Inc. 04/05/2016 2 Appointment of Auditor For Annual

Canada Agrium Inc. 04/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Canada Agrium Inc. 04/05/2016 4 Shareholder Rights Plan For Annual

Hong Kong AIA Group Limited 06/05/2016 1 Accounts and Reports For Annual

Hong Kong AIA Group Limited 06/05/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong AIA Group Limited 06/05/2016 3 Elect TEO Swee Lian For Annual

Hong Kong AIA Group Limited 06/05/2016 4 Elect Narongchai Akrasanee For Annual

Hong Kong AIA Group Limited 06/05/2016 5 Elect George YEO Yong‐Boon For Annual

Hong Kong AIA Group Limited 06/05/2016 6 Elect Mark E. Tucker For Annual

Hong Kong AIA Group Limited 06/05/2016 7Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong AIA Group Limited 06/05/2016 8.AAuthority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Hong Kong AIA Group Limited 06/05/2016 8.B Authority to Repurchase Shares For Annual

Hong Kong AIA Group Limited 06/05/2016 8.CAuthority to Issue Shares under 

Restricted Share Unit SchemeFor Annual

Canada Aimia Inc 13/05/2016 1.1 Elect Robert E. Brown For Annual

Canada Aimia Inc 13/05/2016 1.10 Elect Alan P. Rossy For Annual

Canada Aimia Inc 13/05/2016 1.2 Elect Roman Doroniuk For Annual

Canada Aimia Inc 13/05/2016 1.3 Elect Rupert Duchesne For Annual

Canada Aimia Inc 13/05/2016 1.4 Elect Joanne Ferstman For Annual

Canada Aimia Inc 13/05/2016 1.5 Elect Michael M. Fortier For Annual

Canada Aimia Inc 13/05/2016 1.6 Elect Emma Griffin For Annual

Canada Aimia Inc 13/05/2016 1.7 Elect Beth S. Horowitz For Annual

Canada Aimia Inc 13/05/2016 1.8 Elect David H. Laidley For Annual

Canada Aimia Inc 13/05/2016 1.9 Elect Douglas D. Port For Annual

Canada Aimia Inc 13/05/2016 2 Appointment of Auditor For Annual

Canada Aimia Inc 13/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

United States Air Methods Corp. 18/05/2016 2. Ratification of Auditor For Annual

United States Air Methods Corp. 18/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Air Methods Corp. 18/05/2016 4. Repeal of Classified Board For Annual

United States Air Methods Corp. 18/05/2016 Elect C. David Kikumoto For Annual

Page 6 of 155

Page 7: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Air Methods Corp. 18/05/2016 Elect Jessica L. Wright For Annual

United States Air Methods Corp. 18/05/2016 Elect Joseph E. Whitters For Annual

Canada Alacer Gold Corp 25/05/2016 1.1 Elect Rodney P. Antal For Mix

Canada Alacer Gold Corp 25/05/2016 1.2 Elect Thomas R. Bates, Jr. For Mix

Canada Alacer Gold Corp 25/05/2016 1.3 Elect Edward C. Dowling, Jr. For Mix

Canada Alacer Gold Corp 25/05/2016 1.4 Elect Richard P. Graff For Mix

Canada Alacer Gold Corp 25/05/2016 1.5 Elect Anna Kolonchina For Mix

Canada Alacer Gold Corp 25/05/2016 1.6 Elect Alan P. Krusi For Mix

Canada Alacer Gold Corp 25/05/2016 2 Appointment of Auditor For Mix

Canada Alacer Gold Corp 25/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

Indonesia Alam Sutra Realty Tbk, PT 03/06/2016 1 Directors' Report For Annual

Indonesia Alam Sutra Realty Tbk, PT 03/06/2016 2 Accounts and Reports For Annual

Indonesia Alam Sutra Realty Tbk, PT 03/06/2016 3 Allocation of Profits/Dividends For Annual

Indonesia Alam Sutra Realty Tbk, PT 03/06/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

United States Alaska Air Group Inc. 12/05/2016 1A. Elect Patricia M. Bedient For Annual

United States Alaska Air Group Inc. 12/05/2016 1B. Elect Marion C. Blakey For Annual

United States Alaska Air Group Inc. 12/05/2016 1C. Elect Phyllis J. Campbell AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Alaska Air Group Inc. 12/05/2016 1D. Elect Dhiren Fonseca For Annual

United States Alaska Air Group Inc. 12/05/2016 1E. Elect Jessie J. Knight, Jr. For Annual

United States Alaska Air Group Inc. 12/05/2016 1F. Elect Dennis F. Madsen For Annual

United States Alaska Air Group Inc. 12/05/2016 1G. Elect Helvi K. Sandvik For Annual

United States Alaska Air Group Inc. 12/05/2016 1H. Elect Katherine Savitt For Annual

United States Alaska Air Group Inc. 12/05/2016 1I. Elect J. Kenneth Thompson For Annual

United States Alaska Air Group Inc. 12/05/2016 1J. Elect Bradley D. Tilden For Annual

United States Alaska Air Group Inc. 12/05/2016 1K. Elect Eric K. Yeaman For Annual

United States Alaska Air Group Inc. 12/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Alaska Air Group Inc. 12/05/2016 3.Approval of the 2016 Performance 

Incentive PlanFor Annual

United States Alaska Air Group Inc. 12/05/2016 4. Ratification of Auditor For Annual

United States Align Technology, Inc. 18/05/2016 1A. Elect Joseph M. Hogan For Annual

United States Align Technology, Inc. 18/05/2016 1B. Elect Joseph Lacob For Annual

United States Align Technology, Inc. 18/05/2016 1C. Elect C. Raymond Larkin, Jr. For Annual

United States Align Technology, Inc. 18/05/2016 1D. Elect George J. Morrow For Annual

United States Align Technology, Inc. 18/05/2016 1E. Elect Thomas M. Prescott For Annual

United States Align Technology, Inc. 18/05/2016 1F. Elect Andrea L. Saia For Annual

United States Align Technology, Inc. 18/05/2016 1G. Elect Greg J. Santora For Annual

United States Align Technology, Inc. 18/05/2016 1H. Elect Warren S. Thaler For Annual

United States Align Technology, Inc. 18/05/2016 2. Ratification of Auditor For Annual

United States Align Technology, Inc. 18/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Align Technology, Inc. 18/05/2016 4.Permit Removal of Directors Without 

CauseFor Annual

United States Align Technology, Inc. 18/05/2016 5.

Eliminate Supermajority Vote 

Requirement for Shareholder 

Removal of a Director

For Annual

United States Align Technology, Inc. 18/05/2016 6.Amendment to the 2005 Incentive 

PlanAgainst

Excessive cost compared to enterprise 

valueAnnual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 10.

Approval of the Payment of 

Dividends to ShareholdersFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 11.

Approve the Cancelling of Treasury 

SharesFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 12.

Approval of New Shares Repurchase 

ProgramFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 13. Increase in Authorized Share Capital For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 14.

Election of Deloitte & Touch as 

Independent Auditor and Deloitte 

AG as Statutory Auditor

For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 15. Election of Special Auditor For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 16.

Ratification of Board and 

Management ActsFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 17. Transaction of Other Business Against

Granting unfettered discretion is 

unwiseAnnual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1A. Elect Barbara T. Alexander For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1B. Elect Scott A. Carmilani For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1C. Elect Bart Friedman For Annual

Page 7 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1D. Elect Patricia L. Guinn For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1E. Elect Fiona E. Luck For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1F. Elect Patrick de Saint‐Aignan For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1G. Elect Eric S. Schwartz For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 1H. Elect Samuel J. Weinhoff For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 2. Elect Scott A. Carmilani as Chairman For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 3A. Elect Barbara T. Alexander For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 3B. Elect Bart Friedman For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 3C. Elect Fiona E. Luck For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 3D. Elect Patrick de Saint‐Aignan For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 3E. Elect Eric S. Schwartz For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 3F. Elect Samuel J. Weinhoff For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 4. Election of Independent Proxy For Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 5.

Approval of 2016 Executive 

Compensation Under Swiss LawFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 6.

Approval 0f 2016 Director 

Compensation Under Swiss LawFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 7.

Advisory Vote on 2015 Executive 

CompensationFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 8.

Approve 2015 Annual Report and 

Financial StatementsFor Annual

SwitzerlandAllied World Assurance 

Company Holdings AG19/04/2016 9.

Approve the Retention of Disposable 

ProfitsFor Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1A Elect Paul M. Black For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1B Elect Greg Garrison For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1C Elect Jonathan J. Judge For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1D Elect Michael A. Klayko For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1E Elect Yancey L. Spruill For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1F Elect Dave B. Stevens For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1G Elect David D. Stevens Against

Adopted forum selection clause in past 

year w/o shareholder approvalAnnual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 1H Elect Ralph H. Thurman For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 2 Ratification of Auditor For Annual

United StatesAllscripts Healthcare Solutions 

Inc24/05/2016 3

Advisory Vote on Executive 

CompensationFor Annual

United States Allstate Corp (The) 24/05/2016 1A. Elect Kermit R. Crawford For Annual

United States Allstate Corp (The) 24/05/2016 1B. Elect Michael L. Eskew For Annual

United States Allstate Corp (The) 24/05/2016 1C. Elect Herbert L. Henkel For Annual

United States Allstate Corp (The) 24/05/2016 1D. Elect Siddharth N. Mehta For Annual

United States Allstate Corp (The) 24/05/2016 1E. Elect Jacques P. Perold For Annual

United States Allstate Corp (The) 24/05/2016 1F. Elect Andrea Redmond For Annual

United States Allstate Corp (The) 24/05/2016 1G. Elect John W. Rowe For Annual

United States Allstate Corp (The) 24/05/2016 1H. Elect Judith A. Sprieser For Annual

United States Allstate Corp (The) 24/05/2016 1I. Elect Mary Alice Taylor For Annual

United States Allstate Corp (The) 24/05/2016 1J. Elect Thomas J. Wilson For Annual

United States Allstate Corp (The) 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Allstate Corp (The) 24/05/2016 3. Ratification of Auditor For Annual

United States Allstate Corp (The) 24/05/2016 4.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Allstate Corp (The) 24/05/2016 5.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

For

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Alphabet Inc 08/06/2016 10.Shareholder Proposal Regarding 

Gender Pay Equity ReportFor

Increased disclosure would allow 

shareholders to fully understand the 

steps the Company is taking to ensure 

equitable compensation

Annual

United States Alphabet Inc 08/06/2016 2. Ratification of Auditor For Annual

United States Alphabet Inc 08/06/2016 3. Amendment to the 2012 Stock Plan Against Plan allows for repricing Annual

Page 8 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Alphabet Inc 08/06/2016 4.Amendment to Google Inc.'s 

Certificate of IncorporationFor Annual

United States Alphabet Inc 08/06/2016 5.Shareholder Proposal Regarding 

RecapitalizationFor

Allowing one vote per share generally 

operates as a safeguard for common 

shareholders

Annual

United States Alphabet Inc 08/06/2016 6.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Alphabet Inc 08/06/2016 7.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

Against Annual

United States Alphabet Inc 08/06/2016 8.

Shareholder Proposal Regarding 

Majority Vote for Election of 

Directors

For

Implementing a majority vote standard 

increases board accountability and 

performance

Annual

United States Alphabet Inc 08/06/2016 9.Shareholder Proposal Regarding 

Independent Board ChairmanAgainst Annual

United States Alphabet Inc 08/06/2016 Elect Larry Page For Annual

United States Alphabet Inc 08/06/2016 Elect Sergey Brin For Annual

United States Alphabet Inc 08/06/2016 Elect Eric E. Schmidt For Annual

United States Alphabet Inc 08/06/2016 Elect L. John Doerr Withhold Affiliate/Insider on audit committee Annual

United States Alphabet Inc 08/06/2016 Elect Diane B. Greene For Annual

United States Alphabet Inc 08/06/2016 Elect John L. Hennessy WithholdAffiliate/Insider on 

nominating/governance committeeAnnual

United States Alphabet Inc 08/06/2016 Elect Ann Mather WithholdDirector serves on excessive audit 

committeesAnnual

United States Alphabet Inc 08/06/2016 Elect Alan R. Mulally For Annual

United States Alphabet Inc 08/06/2016 Elect Paul S. Otellini For Annual

United States Alphabet Inc 08/06/2016 Elect K. Ram Shriram For Annual

United States Alphabet Inc 08/06/2016 Elect Shirley M. Tilghman For Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 1A. Elect Timo Vättö Against Material weakness Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 1B. Elect William B. Shepro For Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 1C. Elect W. Michael Linn Against

Material weakness; Insufficient number 

of directors on boardAnnual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 1D. Elect Roland Müeller‐Ineichen Against Material weakness Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 2. Ratification of Auditor For Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 3. Approval of Annual Report For Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 4. Approval of directors Report For Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 5. Allocation of Results For Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 6.

Discharge of Current and Past 

DirectorsAgainst Not in best interest of shareholders Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 7.

Amendment to Compensation of 

Non‐Management DirectorsFor Annual

LuxembourgAltisource Portfolio Solutions 

S.A.18/05/2016 8. Authority to Repurchase Shares For Annual

United States Altria Group Inc. 19/05/2016 1A. Elect Gerald L. Baliles For Annual

United States Altria Group Inc. 19/05/2016 1B. Elect Martin J. Barrington For Annual

United States Altria Group Inc. 19/05/2016 1C. Elect John T. Casteen III Against

Affiliate/Insider on audit committee; 

Affiliate/Insider on 

nominating/governance committee

Annual

United States Altria Group Inc. 19/05/2016 1D. Elect Dinyar S. Devitre For Annual

United States Altria Group Inc. 19/05/2016 1E. Elect Thomas F. Farrell II Against

Affiliate/Insider on compensation 

committee; Affiliate/Insider on 

nominating/governance committee; No 

independent lead or presiding director

Annual

United States Altria Group Inc. 19/05/2016 1F. Elect Thomas W. Jones For Annual

United States Altria Group Inc. 19/05/2016 1G. Elect Debra J. Kelly‐Ennis For Annual

United States Altria Group Inc. 19/05/2016 1H. Elect W. Leo Kiely III For Annual

United States Altria Group Inc. 19/05/2016 1I. Elect Kathryn B. McQuade For Annual

United States Altria Group Inc. 19/05/2016 1J. Elect George Muñoz For Annual

United States Altria Group Inc. 19/05/2016 1K. Elect Nabil Y. Sakkab For Annual

United States Altria Group Inc. 19/05/2016 2. Ratification of Auditor For Annual

United States Altria Group Inc. 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Altria Group Inc. 19/05/2016 4.Shareholder proposal regarding 

report on tobacco ingredientsAgainst Annual

United States Altria Group Inc. 19/05/2016 5.

Shareholder Proposal Regarding 

Mediation of Alleged Human Rights 

Violations

Against Annual

Page 9 of 155

Page 10: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Spain Amadeus It Holding S.A 24/06/2016 1 Accounts and Reports For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 10 Authorisation of Legal Formalities For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 2 Allocation of Profits/Dividends For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 3 Ratification of Board Acts For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 4 Appointment of Auditor For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 5Merger by Absorption (Amadeus IT 

Group)For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.1 Elect José Antonio Tazón Garcia For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.2 Elect David Gordon Comyn Webster For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.3 Elect Francesco Loredan For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.4 Elect Stuart Anderson McAlpine For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.5 Elect Guillermo de la Dehesa Romero For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.6 Elect Clara Furse For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 6.7 Elect Pierre‐Henri Gourgeon For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 7 Remuneration Report For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 8 Directors' Fees For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 9.1 Performance Share Plan For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 9.2 Restricted Share Plan For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 9.3 Share Match Plan For Ordinary

Spain Amadeus It Holding S.A 24/06/2016 9.4Authorisation of Legal Formalities 

Regarding Incentive PlansFor Ordinary

United States Amazon.com Inc. 17/05/2016 1A. Elect Jeffrey P. Bezos For Annual

United States Amazon.com Inc. 17/05/2016 1B. Elect Tom A. Alberg For Annual

United States Amazon.com Inc. 17/05/2016 1C. Elect John Seely Brown For Annual

United States Amazon.com Inc. 17/05/2016 1D. Elect William B. Gordon For Annual

United States Amazon.com Inc. 17/05/2016 1E. Elect Jamie S. Gorelick For Annual

United States Amazon.com Inc. 17/05/2016 1F. Elect Judith A McGrath For Annual

United States Amazon.com Inc. 17/05/2016 1G. Elect Jonathan J. Rubinstein For Annual

United States Amazon.com Inc. 17/05/2016 1H. Elect Thomas O. Ryder Against Affiliate/Insider on audit committee Annual

United States Amazon.com Inc. 17/05/2016 1I. Elect Patricia Q. Stonesifer For Annual

United States Amazon.com Inc. 17/05/2016 1J. Elect Wendell P. Weeks For Annual

United States Amazon.com Inc. 17/05/2016 2. Ratification of Auditor For Annual

United States Amazon.com Inc. 17/05/2016 3.Shareholder Proposal Regarding 

Sustainability ReportFor

The production of the requested report 

would both help shareholders better 

understand the sustainability‐related 

risks facing the Company

Annual

United States Amazon.com Inc. 17/05/2016 4.Shareholder Proposal Regarding 

Human Rights ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's human 

rights practices

Annual

United States Amazon.com Inc. 17/05/2016 5.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

Against Annual

Brazil Ambev S.A. 29/04/2016 A1. Accounts and Reports For Special

Brazil Ambev S.A. 29/04/2016 A2. Allocation of Profits/Dividends For Special

Brazil Ambev S.A. 29/04/2016 A3. Election of Supervisory Council Abstain See Proposal Special

Brazil Ambev S.A. 29/04/2016 A4.

Remuneration Policy; Ratify Updated 

Global Remuneration Amount for 

2015

For Special

Brazil Ambev S.A. 29/04/2016 B1. Merger Agreements For Special

Brazil Ambev S.A. 29/04/2016 B2.Ratification of Appointment of 

AppraisersFor Special

Brazil Ambev S.A. 29/04/2016 B3. Valuation Reports For Special

Brazil Ambev S.A. 29/04/2016 B4.

Mergers by Absorption (Cervejarias 

Reunidas Skol Caracu S.A. and Eagle 

Distribuidora de Bebidas S.A.)

For Special

Brazil Ambev S.A. 29/04/2016 B5. Authorization of Legal Formalities For Special

Brazil Ambev S.A. 29/04/2016 B6. Restricted Stock Plan For Special

United States Ameren Corp. 28/04/2016 1A. Elect Warner L. Baxter For Annual

United States Ameren Corp. 28/04/2016 1B. Elect Catherine S. Brune For Annual

United States Ameren Corp. 28/04/2016 1C. Elect J. Edward Coleman For Annual

United States Ameren Corp. 28/04/2016 1D. Elect Ellen M. Fitzsimmons For Annual

United States Ameren Corp. 28/04/2016 1E. Elect Rafael Flores For Annual

United States Ameren Corp. 28/04/2016 1F. Elect Walter J. Galvin For Annual

United States Ameren Corp. 28/04/2016 1G. Elect Richard J. Harshman For Annual

United States Ameren Corp. 28/04/2016 1H. Elect Gayle P.W. Jackson For Annual

United States Ameren Corp. 28/04/2016 1I. Elect James C. Johnson For Annual

United States Ameren Corp. 28/04/2016 1J. Elect Steven H. Lipstein For Annual

Page 10 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Ameren Corp. 28/04/2016 1K. Elect Stephen R. Wilson For Annual

United States Ameren Corp. 28/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Ameren Corp. 28/04/2016 3. Ratification of Auditor For Annual

United States Ameren Corp. 28/04/2016 4.Shareholder Proposal Regarding 

Renewable Energy ReportAgainst Annual

United States Ameren Corp. 28/04/2016 5.Shareholder Proposal Regarding 

Retention of Shares After RetirementAgainst Annual

Mexico America Movil S.A.B.DE C.V. 19/04/2016 I. Election of Series L Directors  AbstainInsufficient information provided by 

the CompanyAnnual

Mexico America Movil S.A.B.DE C.V. 19/04/2016 II. Election of Meeting Delegates For Annual

United States American Eagle Outfitters Inc. 02/06/2016 1A. Elect Thomas R. Ketteler For Annual

United States American Eagle Outfitters Inc. 02/06/2016 1B. Elect Cary D. McMillan For Annual

United States American Eagle Outfitters Inc. 02/06/2016 2. Ratification of Auditor For Annual

United States American Eagle Outfitters Inc. 02/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1A. Elect Nicholas K. Akins For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1B. Elect David J. Anderson For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1C. Elect J. Barnie Beasley, Jr. For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1D. Elect Ralph D. Crosby, Jr. For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1E. Elect Linda A. Goodspeed For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1F. Elect Thomas E. Hoaglin For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1G. Elect Sandra Beach Lin For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1H. Elect Richard C. Notebaert For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1I. Elect Lionel L. Nowell III For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1J. Elect Stephen S. Rasmussen For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1K. Elect Oliver G. Richard, III For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 1L. Elect Sara Martinez Tucker For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 2. Ratification of Auditor For Annual

United StatesAmerican Electric Power 

Company Inc.26/04/2016 3.

Advisory Vote on Executive 

CompensationFor Annual

United States American Express Co. 02/05/2016 1A. Elect Charlene Barshefsky For Annual

United States American Express Co. 02/05/2016 1B. Elect Ursula M. Burns For Annual

United States American Express Co. 02/05/2016 1C. Elect Kenneth I. Chenault For Annual

United States American Express Co. 02/05/2016 1D. Elect Peter Chernin For Annual

United States American Express Co. 02/05/2016 1E. Elect Ralph de la Vega For Annual

United States American Express Co. 02/05/2016 1F. Elect Anne L. Lauvergeon For Annual

United States American Express Co. 02/05/2016 1G. Elect Micheal O. Leavitt For Annual

United States American Express Co. 02/05/2016 1H. Elect Theodore J. Leonsis For Annual

United States American Express Co. 02/05/2016 1I. Elect Richard C. Levin For Annual

United States American Express Co. 02/05/2016 1J. Elect Samuel J. Palmisano For Annual

United States American Express Co. 02/05/2016 1K. Elect Daniel L. Vasella For Annual

United States American Express Co. 02/05/2016 1L. Elect Robert D. Walter For Annual

United States American Express Co. 02/05/2016 1M. Elect Ronald A. Williams For Annual

United States American Express Co. 02/05/2016 2. Ratification of Auditor For Annual

United States American Express Co. 02/05/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States American Express Co. 02/05/2016 4.Approval of the 2016 Incentive 

Compensation PlanFor Annual

United States American Express Co. 02/05/2016 5.Shareholder Proposal Regarding 

Employment Diversity ReportAgainst Annual

United States American Express Co. 02/05/2016 6.Shareholder Proposal Regarding 

Privacy and Data SecurityAgainst Annual

United States American Express Co. 02/05/2016 7.Shareholder Proposal Regarding 

Right to Act by Written ConsentFor

Shareholder action by written consent 

enables shareholders to take action on 

important issues that arise between 

annual meetings

Annual

United States American Express Co. 02/05/2016 8.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United States American Express Co. 02/05/2016 9.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

Page 11 of 155

Page 12: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States American Financial Group Inc 17/05/2016 2. Ratification of Auditor For Annual

United States American Financial Group Inc 17/05/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States American Financial Group Inc 17/05/2016 4.Approval of Senior Executive Long 

Term Incentive Compensation PlanAgainst Pay and performance disconnect Annual

United States American Financial Group Inc 17/05/2016 Elect Carl H. Lindner, III For Annual

United States American Financial Group Inc 17/05/2016 Elect S. Craig Lindner For Annual

United States American Financial Group Inc 17/05/2016 Elect Kenneth C. Ambrecht For Annual

United States American Financial Group Inc 17/05/2016 Elect John B. Berding Withhold Board is not sufficiently independent Annual

United States American Financial Group Inc 17/05/2016 Elect Joseph E. Consolino WithholdBoard is not sufficiently independent; 

CFO on boardAnnual

United States American Financial Group Inc 17/05/2016 Elect Virginia C. Drosos Withhold

Affiliate/Insider on audit committee; 

Board is not sufficiently independent; 

Affiliate/Insider on 

nominating/governance committee

Annual

United States American Financial Group Inc 17/05/2016 Elect James E. Evans Withhold Board is not sufficiently independent Annual

United States American Financial Group Inc 17/05/2016 Elect Terry S. Jacobs For Annual

United States American Financial Group Inc 17/05/2016 Elect Gregory G. Joseph For Annual

United States American Financial Group Inc 17/05/2016 Elect William W. Verity WithholdNo independent lead or presiding 

directorAnnual

United States American Financial Group Inc 17/05/2016 Elect John I. Von Lehman For Annual

United StatesAmerican International Group 

Inc11/05/2016 1A. Elect W. Don Cornwell For Annual

United StatesAmerican International Group 

Inc11/05/2016 1B. Elect Peter R. Fisher For Annual

United StatesAmerican International Group 

Inc11/05/2016 1C. Elect John Fitzpatrick For Annual

United StatesAmerican International Group 

Inc11/05/2016 1D. Elect Peter D. Hancock For Annual

United StatesAmerican International Group 

Inc11/05/2016 1E. Elect William G. Jurgensen For Annual

United StatesAmerican International Group 

Inc11/05/2016 1F. Elect Christopher S. Lynch For Annual

United StatesAmerican International Group 

Inc11/05/2016 1G. Elect Samuel J. Merksamer For Annual

United StatesAmerican International Group 

Inc11/05/2016 1H. Elect George L. Miles, Jr. Against Other unique issue Annual

United StatesAmerican International Group 

Inc11/05/2016 1I. Elect Henry S. Miller For Annual

United StatesAmerican International Group 

Inc11/05/2016 1J. Elect Robert S. Miller For Annual

United StatesAmerican International Group 

Inc11/05/2016 1K. Elect Linda A. Mills For Annual

United StatesAmerican International Group 

Inc11/05/2016 1L. Elect Suzanne Nora Johnson For Annual

United StatesAmerican International Group 

Inc11/05/2016 1M. Elect John A. Paulson For Annual

United StatesAmerican International Group 

Inc11/05/2016 1N. Elect Ronald A. Rittenmeyer For Annual

United StatesAmerican International Group 

Inc11/05/2016 1O. Elect Douglas M. Steenland For Annual

United StatesAmerican International Group 

Inc11/05/2016 1P. Elect Theresa M. Stone For Annual

United StatesAmerican International Group 

Inc11/05/2016 2.

Advisory Vote on Executive 

CompensationFor Annual

United StatesAmerican International Group 

Inc11/05/2016 3. Ratification of Auditor For Annual

United States AMGEN Inc. 19/05/2016 1A. Elect David Baltimore For Annual

United States AMGEN Inc. 19/05/2016 1B. Elect Frank J. Biondi, Jr. For Annual

United States AMGEN Inc. 19/05/2016 1C. Elect Robert A. Bradway For Annual

United States AMGEN Inc. 19/05/2016 1D. Elect François de Carbonnel For Annual

United States AMGEN Inc. 19/05/2016 1E. Elect Robert A. Eckert For Annual

United States AMGEN Inc. 19/05/2016 1F. Elect Greg C. Garland For Annual

United States AMGEN Inc. 19/05/2016 1G. Elect Fred Hassan For Annual

United States AMGEN Inc. 19/05/2016 1H. Elect Rebecca M. Henderson For Annual

United States AMGEN Inc. 19/05/2016 1I. Elect Frank C. Herringer For Annual

United States AMGEN Inc. 19/05/2016 1J. Elect Tyler Jacks For Annual

United States AMGEN Inc. 19/05/2016 1K. Elect Judith C. Pelham For Annual

United States AMGEN Inc. 19/05/2016 1L. Elect Ronald D. Sugar For Annual

United States AMGEN Inc. 19/05/2016 1M. Elect R. Sanders Williams For Annual

United States AMGEN Inc. 19/05/2016 2. Ratification of Auditor For Annual

Page 12 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States AMGEN Inc. 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States AMGEN Inc. 19/05/2016 4.Shareholder Proposal Regarding 

Counting AbstentionsAgainst Annual

United States Apogee Enterprises Inc. 23/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Apogee Enterprises Inc. 23/06/2016 3.Approval of the 2016 Executive 

Management Incentive PlanFor Annual

United States Apogee Enterprises Inc. 23/06/2016 4.Amendment to the 2011 Stock 

Incentive PlanFor Annual

United States Apogee Enterprises Inc. 23/06/2016 5. Ratification of Auditor For Annual

United States Apogee Enterprises Inc. 23/06/2016 Elect Jerome L. Davis For Annual

United States Apogee Enterprises Inc. 23/06/2016 Elect Sara L. Hays For Annual

United States Apogee Enterprises Inc. 23/06/2016 Elect Richard V. Reynolds For Annual

United States Apogee Enterprises Inc. 23/06/2016 Elect David E. Weiss For Annual

United States Arista Networks Inc 02/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Arista Networks Inc 02/06/2016 3.Frequency of Advisory Vote on 

Executive Compensation1 Year Annual

United States Arista Networks Inc 02/06/2016 4. Ratification of Auditor For Annual

United States Arista Networks Inc 02/06/2016 Elect Charles H. Giancarlo For Annual

United States Arista Networks Inc 02/06/2016 Elect Ann Mather For Annual

United States Arista Networks Inc 02/06/2016 Elect Daniel Scheinman WithholdNo independent lead or presiding 

directorAnnual

United 

KingdomARM Holdings 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomARM Holdings 28/04/2016 10 Elect Larry Hirst For Annual

United 

KingdomARM Holdings 28/04/2016 11 Elect Mike Muller For Annual

United 

KingdomARM Holdings 28/04/2016 12 Elect Janice Roberts For Annual

United 

KingdomARM Holdings 28/04/2016 13 Elect John LIU Yun For Annual

United 

KingdomARM Holdings 28/04/2016 14 Appointment of Auditor For Annual

United 

KingdomARM Holdings 28/04/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomARM Holdings 28/04/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomARM Holdings 28/04/2016 17 Employee Equity Plan For Annual

United 

KingdomARM Holdings 28/04/2016 18

Employee Equity Plan (Overseas 

Plan)For Annual

United 

KingdomARM Holdings 28/04/2016 19 U.S. Employee Stock Purchase Plan  For Annual

United 

KingdomARM Holdings 28/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomARM Holdings 28/04/2016 20

Employee Stock Purchase Plan 

(Overseas Employees)For Annual

United 

KingdomARM Holdings 28/04/2016 21 ARM Holdings Sharematch Plan  For Annual

United 

KingdomARM Holdings 28/04/2016 22

ARM Holdings Sharematch Plan 

(Overseas Plan)For Annual

United 

KingdomARM Holdings 28/04/2016 23

Approve French Schedule to the 

Long‐Term Incentive PlanFor Annual

United 

KingdomARM Holdings 28/04/2016 24

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomARM Holdings 28/04/2016 25 Authority to Repurchase Shares For Annual

United 

KingdomARM Holdings 28/04/2016 26

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomARM Holdings 28/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomARM Holdings 28/04/2016 4 Elect Chris Kennedy For Annual

United 

KingdomARM Holdings 28/04/2016 5 Elect Lawton W. Fitt For Annual

United 

KingdomARM Holdings 28/04/2016 6 Elect Steve Pusey For Annual

United 

KingdomARM Holdings 28/04/2016 7 Elect Stuart Chambers For Annual

United 

KingdomARM Holdings 28/04/2016 8 Elect Simon Segars For Annual

United 

KingdomARM Holdings 28/04/2016 9 Elect Andy Green Against

Concerns regarding the director's 

experienceAnnual

Bermuda Aspen Insurance Hldgs 21/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

Bermuda Aspen Insurance Hldgs 21/04/2016 3.2016 Stock Incentive Plan for Non‐

Employee DirectorsFor Annual

Bermuda Aspen Insurance Hldgs 21/04/2016 4. Ratification of Auditor For Annual

Bermuda Aspen Insurance Hldgs 21/04/2016 Elect Ronald Pressman For Annual

Bermuda Aspen Insurance Hldgs 21/04/2016 Elect Gordon Ireland For Annual

Bermuda Aspen Insurance Hldgs 21/04/2016 Elect Karl Mayr For Annual

Indonesia Astra Otoparts Tbk 21/04/2016 1 Accounts and Reports For Annual

Indonesia Astra Otoparts Tbk 21/04/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Astra Otoparts Tbk 21/04/2016 3Elect Agus Baskoro as Director; 

Approval of FeesFor Annual

Page 13 of 155

Page 14: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Indonesia Astra Otoparts Tbk 21/04/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

United 

KingdomAstrazeneca plc 29/04/2016 1 Accounts and Reports For Annual

United 

KingdomAstrazeneca plc 29/04/2016 10 Authority to Repurchase Shares For Annual

United 

KingdomAstrazeneca plc 29/04/2016 11

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomAstrazeneca plc 29/04/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomAstrazeneca plc 29/04/2016 3 Appointment of Auditor For Annual

United 

KingdomAstrazeneca plc 29/04/2016 4 Authority to Set Auditor's Fees For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.A Elect Leif Johansson For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.B Elect Pascal Soriot For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.C Elect Marc Dunoyer For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.D Elect Cornelia Bargmann For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.E Elect Geneviève B. Berger For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.F Elect Bruce Burlington For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.G Elect Ann Cairns For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.H Elect Graham Chipchase For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.I Elect Jean‐Philippe Courtois For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.J Elect Rudy H.P. Markham For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.K Elect Shriti Vadera For Annual

United 

KingdomAstrazeneca plc 29/04/2016 5.L Elect Marcus Wallenberg Against Serves on too many boards Annual

United 

KingdomAstrazeneca plc 29/04/2016 6 Remuneration Report (Advisory) For Annual

United 

KingdomAstrazeneca plc 29/04/2016 7 Authorisation of Political Donations For Annual

United 

KingdomAstrazeneca plc 29/04/2016 8

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomAstrazeneca plc 29/04/2016 9

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United States AT&T, Inc. 29/04/2016 1A. Elect Randall L. Stephenson For Annual

United States AT&T, Inc. 29/04/2016 1B. Elect Samuel A. Di Piazza, Jr. For Annual

United States AT&T, Inc. 29/04/2016 1C. Elect Richard W. Fisher For Annual

United States AT&T, Inc. 29/04/2016 1D. Elect Scott T. Ford For Annual

United States AT&T, Inc. 29/04/2016 1E. Elect Glenn H. Hutchins For Annual

United States AT&T, Inc. 29/04/2016 1F. Elect William E. Kennard For Annual

United States AT&T, Inc. 29/04/2016 1G. Elect Michael McCallister For Annual

United States AT&T, Inc. 29/04/2016 1H. Elect Beth E. Mooney For Annual

United States AT&T, Inc. 29/04/2016 1I. Elect Joyce M. Roché For Annual

United States AT&T, Inc. 29/04/2016 1J. Elect Matthew K. Rose For Annual

United States AT&T, Inc. 29/04/2016 1K. Elect Cynthia B. Taylor For Annual

United States AT&T, Inc. 29/04/2016 1L. Elect Laura D'Andrea Tyson For Annual

United States AT&T, Inc. 29/04/2016 2. Ratification of Auditor For Annual

United States AT&T, Inc. 29/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States AT&T, Inc. 29/04/2016 4. Approval of the 2016 Incentive Plan For Annual

United States AT&T, Inc. 29/04/2016 5.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

Against Annual

United States AT&T, Inc. 29/04/2016 6.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would benefit 

shareholdersAnnual

United States AT&T, Inc. 29/04/2016 7.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.1 Elect Robert F. Agnew For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.2 Elect Timothy J. Bernlohr For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.3 Elect William J. Flynn For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.4 Elect James S. Gilmore III For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.5 Elect Bobby J. Griffin For Annual

Page 14 of 155

Page 15: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.6 Elect Carol B. Hallett Against Ongoing compensation concerns Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.7 Elect Frederick McCorkle For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.8 Elect Duncan J. McNabb For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 1.9 Elect John K. Wulff For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 2. Ratification of Auditor For Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 3.

Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United StatesAtlas Air Worldwide Holdings 

Inc.24/05/2016 4. Approval of the 2016 Incentive Plan Against Cost of plan is excessive Annual

United States Avery Dennison Corp. 28/04/2016 1A. Elect Bradley Alford For Annual

United States Avery Dennison Corp. 28/04/2016 1B. Elect Anthony K. Anderson For Annual

United States Avery Dennison Corp. 28/04/2016 1C. Elect Peter K. Barker For Annual

United States Avery Dennison Corp. 28/04/2016 1D. Elect Mitchell R. Butier For Annual

United States Avery Dennison Corp. 28/04/2016 1E. Elect Ken Hicks For Annual

United States Avery Dennison Corp. 28/04/2016 1F. Elect David Pyott For Annual

United States Avery Dennison Corp. 28/04/2016 1G. Elect Dean Scarborough For Annual

United States Avery Dennison Corp. 28/04/2016 1H. Elect Patrick Siewert For Annual

United States Avery Dennison Corp. 28/04/2016 1I. Elect Julia Stewart For Annual

United States Avery Dennison Corp. 28/04/2016 1J. Elect Martha Sullivan For Annual

United States Avery Dennison Corp. 28/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Avery Dennison Corp. 28/04/2016 3. Ratification of Auditor For Annual

United 

KingdomAviva Plc 04/05/2016 1 Accounts and Reports For Annual

United 

KingdomAviva Plc 04/05/2016 10 Elect Michael Hawker For Annual

United 

KingdomAviva Plc 04/05/2016 11 Elect Michael Mire For Annual

United 

KingdomAviva Plc 04/05/2016 12 Elect Sir Adrian Montague For Annual

United 

KingdomAviva Plc 04/05/2016 13 Elect Robert W. Stein For Annual

United 

KingdomAviva Plc 04/05/2016 14 Elect Thomas Stoddard For Annual

United 

KingdomAviva Plc 04/05/2016 15 Elect Scott Wheway For Annual

United 

KingdomAviva Plc 04/05/2016 16 Elect Mark Wilson For Annual

United 

KingdomAviva Plc 04/05/2016 17 Appointment of Auditor For Annual

United 

KingdomAviva Plc 04/05/2016 18 Authority to Set Auditor's Fees For Annual

United 

KingdomAviva Plc 04/05/2016 19 Authorisation of Political Donations For Annual

United 

KingdomAviva Plc 04/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomAviva Plc 04/05/2016 20

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomAviva Plc 04/05/2016 21

Authority to Issue Shares w/o 

Preemptive RightsAgainst Annual

United 

KingdomAviva Plc 04/05/2016 22

Authority to Repurchase Ordinary 

SharesFor Annual

United 

KingdomAviva Plc 04/05/2016 23

Authority to repurchase 8 3/4% 

preference shares For Annual

United 

KingdomAviva Plc 04/05/2016 24

Authority to repurchase 8 3/8% 

preference sharesFor Annual

United 

KingdomAviva Plc 04/05/2016 25

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomAviva Plc 04/05/2016 26

Authority to Issue Solvency II 

Instruments w/ Preemptive RightsFor Annual

United 

KingdomAviva Plc 04/05/2016 27

Authority to Issue Solvency II 

Instruments w/o Preemptive RightsAgainst Annual

United 

KingdomAviva Plc 04/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomAviva Plc 04/05/2016 4 Elect Claudia Arney For Annual

United 

KingdomAviva Plc 04/05/2016 5 Elect Andy Briggs For Annual

United 

KingdomAviva Plc 04/05/2016 6 Elect Belén Romana García For Annual

United 

KingdomAviva Plc 04/05/2016 7 Elect Sir Malcolm Williamson For Annual

United 

KingdomAviva Plc 04/05/2016 8 Elect Glyn A. Barker For Annual

United 

KingdomAviva Plc 04/05/2016 9 Elect Patricia Cross For Annual

United States Avon Products, Inc. 26/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

Page 15 of 155

Page 16: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Avon Products, Inc. 26/05/2016 3. 2016 Omnibus Incentive Plan For Annual

United States Avon Products, Inc. 26/05/2016 4. Ratification of Auditor For Annual

United States Avon Products, Inc. 26/05/2016 Elect W. Don Cornwell For Annual

United States Avon Products, Inc. 26/05/2016 Elect Nancy Killefer For Annual

United States Avon Products, Inc. 26/05/2016 Elect Susan J. Kropf For Annual

United States Avon Products, Inc. 26/05/2016 Elect Helen McCluskey For Annual

United States Avon Products, Inc. 26/05/2016 Elect Sheri McCoy For Annual

United States Avon Products, Inc. 26/05/2016 Elect Charles H. Noski For Annual

United States Avon Products, Inc. 26/05/2016 Elect Cathy D. Ross For Annual

United States Ball Corp. 27/04/2016 2. Ratification of Auditor For Annual

United States Ball Corp. 27/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Ball Corp. 27/04/2016 Elect Hanno C. Fiedler For Annual

United States Ball Corp. 27/04/2016 Elect Georgia R. Nelson For Annual

Indonesia Bank Danamon Tbk 28/04/2016 1 Accounts and Reports For Annual

Indonesia Bank Danamon Tbk 28/04/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Bank Danamon Tbk 28/04/2016 3Implementation of new accounting 

standards For Annual

Indonesia Bank Danamon Tbk 28/04/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Indonesia Bank Danamon Tbk 28/04/2016 5 Directors' and Commissioners' Fees For Annual

Indonesia Bank Danamon Tbk 28/04/2016 6 Elect Adnan Qayum Khan For Annual

Ireland Bank Of Ireland 28/04/2016 1 Accounts and Reports For Annual

Ireland Bank Of Ireland 28/04/2016 10Authority to Issue Equity Convertible 

Notes w/o Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 15.00% of the 

currently outstanding shares.

Annual

Ireland Bank Of Ireland 28/04/2016 11Authority to Set General Court 

Notice Period at 14 DaysFor Annual

Ireland Bank Of Ireland 28/04/2016 12 Amendments to Bye‐Laws For Annual

Ireland Bank Of Ireland 28/04/2016 2 Remuneration Report (Advisory) For Annual

Ireland Bank Of Ireland 28/04/2016 3.I Elect Fiona Muldoon For Annual

Ireland Bank Of Ireland 28/04/2016 3IIA Elect Kent Atkinson For Annual

Ireland Bank Of Ireland 28/04/2016 3IIB Elect Richie Boucher For Annual

Ireland Bank Of Ireland 28/04/2016 3IIC Elect Pat Butler For Annual

Ireland Bank Of Ireland 28/04/2016 3IID Elect Patrick Haren For Annual

Ireland Bank Of Ireland 28/04/2016 3IIE Elect Archie G. Kane For Annual

Ireland Bank Of Ireland 28/04/2016 3IIF Elect Andrew Keating For Annual

Ireland Bank Of Ireland 28/04/2016 3IIG Elect Patrick Kennedy For Annual

Ireland Bank Of Ireland 28/04/2016 3IIH Elect Davida Marston For Annual

Ireland Bank Of Ireland 28/04/2016 3III Elect Brad  Martin For Annual

Ireland Bank Of Ireland 28/04/2016 3IIJ Elect Patrick Mulvihill For Annual

Ireland Bank Of Ireland 28/04/2016 4 Authority to Set Auditor's Fees For Annual

Ireland Bank Of Ireland 28/04/2016 5 Authority to Repurchase Shares For Annual

Ireland Bank Of Ireland 28/04/2016 6Authority to Set Price Range for Re‐

Issuance of Treasury SharesFor Annual

Ireland Bank Of Ireland 28/04/2016 7Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Ireland Bank Of Ireland 28/04/2016 8Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Ireland Bank Of Ireland 28/04/2016 9Authority to Issue Equity Convertible 

Notes w/ Preemptive RIghtsFor Annual

Canada Bank of Montreal 05/04/2016 1.1 Elect Janice M. Babiak For Annual

Canada Bank of Montreal 05/04/2016 1.10 Elect Philip S. Orsino For Annual

Canada Bank of Montreal 05/04/2016 1.11 Elect J. Robert S. Prichard For Annual

Canada Bank of Montreal 05/04/2016 1.12 Elect Don M. Wilson III For Annual

Canada Bank of Montreal 05/04/2016 1.2 Elect Sophie Brochu For Annual

Canada Bank of Montreal 05/04/2016 1.3 Elect George A. Cope For Annual

Canada Bank of Montreal 05/04/2016 1.4 Elect William A. Downe For Annual

Canada Bank of Montreal 05/04/2016 1.5 Elect Christine A. Edwards For Annual

Canada Bank of Montreal 05/04/2016 1.6 Elect Martin S. Eichenbaum For Annual

Canada Bank of Montreal 05/04/2016 1.7 Elect Ronald H. Farmer For Annual

Canada Bank of Montreal 05/04/2016 1.8 Elect Eric R. La Flèche For Annual

Canada Bank of Montreal 05/04/2016 1.9 Elect Lorraine Mitchelmore For Annual

Canada Bank of Montreal 05/04/2016 2 Appointment of Auditor For Annual

Canada Bank of Montreal 05/04/2016 3Advisory Vote on Executive 

CompensationFor Annual

Canada Bank of Montreal 05/04/2016 S.1Shareholder Proposal Regarding 

Simplifying Financial StatementsAgainst Annual

United 

KingdomBarclays plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomBarclays plc 28/04/2016 10 Elect John McFarlane For Annual

United 

KingdomBarclays plc 28/04/2016 11 Elect Tushar Morzaria For Annual

United 

KingdomBarclays plc 28/04/2016 12 Elect Dambisa Moyo For Annual

United 

KingdomBarclays plc 28/04/2016 13 Elect Diane de Saint Victor For Annual

Page 16 of 155

Page 17: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomBarclays plc 28/04/2016 14 Elect Stephen G. Thieke For Annual

United 

KingdomBarclays plc 28/04/2016 15 Appointment of Auditor For Annual

United 

KingdomBarclays plc 28/04/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomBarclays plc 28/04/2016 17 Authorisation of Political Donations For Annual

United 

KingdomBarclays plc 28/04/2016 18

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomBarclays plc 28/04/2016 19

Authority to Issue Shares w/o 

Preemptive RightsFor

Consistent with market practice and 

policyAnnual

United 

KingdomBarclays plc 28/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomBarclays plc 28/04/2016 20

Authority to Issue Equity Conversion 

Notes w/ Preemptive RightsFor Annual

United 

KingdomBarclays plc 28/04/2016 21

Authority to Issue Equity Conversion 

Notes w/o Preemptive RightsFor

Consistent with commercial and 

regulatory environmentAnnual

United 

KingdomBarclays plc 28/04/2016 22 Authority to Repurchase Shares For Annual

United 

KingdomBarclays plc 28/04/2016 23

Authority To Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomBarclays plc 28/04/2016 24 Scrip Dividend For Annual

United 

KingdomBarclays plc 28/04/2016 3 Elect Diane L. Schueneman For Annual

United 

KingdomBarclays plc 28/04/2016 4 Elect Jes Staley For Annual

United 

KingdomBarclays plc 28/04/2016 5 Elect Sir Gerry Grimstone For Annual

United 

KingdomBarclays plc 28/04/2016 6 Elect Mike Ashley For Annual

United 

KingdomBarclays plc 28/04/2016 7 Elect Tim Breedon For Annual

United 

KingdomBarclays plc 28/04/2016 8 Elect Crawford Gillies For Annual

United 

KingdomBarclays plc 28/04/2016 9 Elect Reuben Jeffery III For Annual

United 

KingdomBarclays plc 28/04/2016 1 Divestiture For

Given the capital requirements for the 

African business, it is sensible to reduce 

or remove the interest

Ordinary

United States Baxter International Inc. 03/05/2016 1A. Elect Thomas F. Chen For Annual

United States Baxter International Inc. 03/05/2016 1B. Elect John D. Forsyth For Annual

United States Baxter International Inc. 03/05/2016 1C. Elect Michael F. Mahoney For Annual

United States Baxter International Inc. 03/05/2016 1D. Elect Carole J. Shapazian For Annual

United States Baxter International Inc. 03/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Baxter International Inc. 03/05/2016 3. Ratification of Auditor For Annual

United States Baxter International Inc. 03/05/2016 4. Repeal of Classified Board For Annual

United States Baxter International Inc. 03/05/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

Canada Baytex Energy Corp 01/06/2016 1.1 Elect James L. Bowzer For Mix

Canada Baytex Energy Corp 01/06/2016 1.2 Elect John A. Brussa Against

Related party transactions; Serves on 

too many boards; Affiliate/Insider on 

nominating/governance committee

Mix

Canada Baytex Energy Corp 01/06/2016 1.3 Elect Raymond T. Chan For Mix

Canada Baytex Energy Corp 01/06/2016 1.4 Elect Edward Chwyl For Mix

Canada Baytex Energy Corp 01/06/2016 1.5 Elect Naveen Dargan For Mix

Canada Baytex Energy Corp 01/06/2016 1.6 Elect Ruston E.T. ("Rusty") Goepel For Mix

Canada Baytex Energy Corp 01/06/2016 1.7 Elect Gregory K. Melchin For Mix

Canada Baytex Energy Corp 01/06/2016 1.8 Elect Mary Ellen Peters For Mix

Canada Baytex Energy Corp 01/06/2016 1.9 Elect Dale O. Shwed For Mix

Canada Baytex Energy Corp 01/06/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Baytex Energy Corp 01/06/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

Canada Baytex Energy Corp 01/06/2016 4 Share Award Incentive Plan Renewal For Mix

Canada Baytex Energy Corp 01/06/2016 5Amendment to the Share Award 

Incentive PlanFor Mix

Canada Baytex Energy Corp 01/06/2016 6 Reduction of Stated Capital For Mix

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 1 Accounts and Reports For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 3.1 Elect HOU Zibo For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 3.2 Elect LI Yongcheng For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 3.3 Elect TAM Chun Fai For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 3.4 Elect FU Tingmei For Annual

Page 17 of 155

Page 18: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 3.5 Elect YU  Sun Say For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 3.6 Directors' Fees For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 5 Authority to Repurchase Shares For Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 6Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Beijing Enterprises Holdings Ltd. 16/06/2016 7Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Big Lots Inc 26/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Big Lots Inc 26/05/2016 3. Ratification of Auditor For Annual

United States Big Lots Inc 26/05/2016 Elect Jeffrey P. Berger For Annual

United States Big Lots Inc 26/05/2016 Elect David J. Campisi For Annual

United States Big Lots Inc 26/05/2016 Elect James R. Chambers For Annual

United States Big Lots Inc 26/05/2016 Elect Marla C. Gottschalk For Annual

United States Big Lots Inc 26/05/2016 Elect Cynthia T. Jamison For Annual

United States Big Lots Inc 26/05/2016 Elect Philip E. Mallott For Annual

United States Big Lots Inc 26/05/2016 Elect Nancy A. Reardon For Annual

United States Big Lots Inc 26/05/2016 Elect Wendy L. Schoppert For Annual

United States Big Lots Inc 26/05/2016 Elect Russell Solt For Annual

United States Biogen Inc 08/06/2016 1A. Elect Alexander J. Denner For Annual

United States Biogen Inc 08/06/2016 1B. Elect Caroline Dorsa For Annual

United States Biogen Inc 08/06/2016 1C. Elect Nancy L. Leaming For Annual

United States Biogen Inc 08/06/2016 1D. Elect Richard C. Mulligan For Annual

United States Biogen Inc 08/06/2016 1E. Elect Robert W. Pangia For Annual

United States Biogen Inc 08/06/2016 1F. Elect Stelios Papadopoulos For Annual

United States Biogen Inc 08/06/2016 1G. Elect Brian S. Posner For Annual

United States Biogen Inc 08/06/2016 1H. Elect Eric K. Rowinsky For Annual

United States Biogen Inc 08/06/2016 1I. Elect George A. Scangos For Annual

United States Biogen Inc 08/06/2016 1J. Elect Lynn Schenk For Annual

United States Biogen Inc 08/06/2016 1K. Elect Stephen A. Sherwin For Annual

United States Biogen Inc 08/06/2016 2. Ratification of Auditor For Annual

United States Biogen Inc 08/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Canada BlackBerry Ltd 22/06/2016 1.1 Elect John Chen For Mix

Canada BlackBerry Ltd 22/06/2016 1.2 Elect Michael A. Daniels For Mix

Canada BlackBerry Ltd 22/06/2016 1.3 Elect Timothy Dattels For Mix

Canada BlackBerry Ltd 22/06/2016 1.4 Elect Richard Lynch For Mix

Canada BlackBerry Ltd 22/06/2016 1.5 Elect Laurie Smaldone‐Alsup For Mix

Canada BlackBerry Ltd 22/06/2016 1.6 Elect Barbara Stymiest For Mix

Canada BlackBerry Ltd 22/06/2016 1.7 Elect V. Prem Watsa For Mix

Canada BlackBerry Ltd 22/06/2016 1.8 Elect Wayne Wouters For Mix

Canada BlackBerry Ltd 22/06/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada BlackBerry Ltd 22/06/2016 3

Approval of Unallocated 

Entitlements Under the Equity 

Incentive Plan 

For Mix

Canada BlackBerry Ltd 22/06/2016 4Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.1 Accounts and Reports For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.2 Appointment of Auditor For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.3 Authority to Set Auditor's Fees For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.4 Elect Paul McNaughton For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.5 Elect Paul McGowan For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.6 Elect Karen Prooth For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.7 Elect Barry O'Dwyer For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 O.8 Elect Teresa O'Flynn For Annual

IrelandBlackRock Asset Management 

Ireland Limited15/04/2016 S.1

Amendments to Articles and 

Memorandum (Technical) For Annual

Page 18 of 155

Page 19: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 1 Accounts and Reports For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 10

Amendments to Articles of 

AssociationFor Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 11

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 2 Remuneration Report (Advisory) For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 3 Elect Charlotte Valeur For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 4 Elect Philip Austin For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 5 Elect Gary Clark For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 6 Elect Joanna Dentskevich For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 7 Appointment of Auditor For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 8 Authority to Set Auditor's Fees For Annual

JerseyBlackstone / GSO Loan 

Financing Limited29/06/2016 9 Authority to Repurchase Shares For Annual

United States Bloomin Brands Inc 22/04/2016 2. Ratification of Auditor For Annual

United States Bloomin Brands Inc 22/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Bloomin Brands Inc 22/04/2016 4.2016 Omnibus Incentive 

Compensation PlanFor Annual

United States Bloomin Brands Inc 22/04/2016 Elect Tara  Walpert Levy For Annual

United States Bloomin Brands Inc 22/04/2016 Elect Elizabeth A. Smith For Annual

United States Blue Buffalo Pet Products Inc 02/06/2016 2. Ratification of Auditor For Annual

United States Blue Buffalo Pet Products Inc 02/06/2016 Elect Michael A. Eck For Annual

United States Blue Buffalo Pet Products Inc 02/06/2016 Elect Frances Frei For Annual

United States Blue Buffalo Pet Products Inc 02/06/2016 Elect Kurt Schmidt For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 1 Accounts and Reports For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 3.A Elect YUE Yi For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 3.B Elect REN Deqi For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 3.C Elect GAO Yingxin For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 3.D Elect XU Luode For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 6 Authority to Repurchase Shares For Annual

Hong Kong BOC Hong Kong(Hldgs) 06/06/2016 7Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United 

KingdomBodycote Plc 27/05/2016 1 Accounts and Reports For Annual

United 

KingdomBodycote Plc 27/05/2016 10 Authority to Set Auditor's Fees For Annual

United 

KingdomBodycote Plc 27/05/2016 11 Remuneration Report (Advisory) For Annual

United 

KingdomBodycote Plc 27/05/2016 12 Remuneration Policy (Binding) For

Consulted prior to publication and 

approvedAnnual

United 

KingdomBodycote Plc 27/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomBodycote Plc 27/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomBodycote Plc 27/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomBodycote Plc 27/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomBodycote Plc 27/05/2016 17 Deferred Bonus Plan For Annual

United 

KingdomBodycote Plc 27/05/2016 18 Incentive Plan For Annual

United 

KingdomBodycote Plc 27/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomBodycote Plc 27/05/2016 3 Special Dividend For Annual

United 

KingdomBodycote Plc 27/05/2016 4 Elect Alan M. Thomson For Annual

United 

KingdomBodycote Plc 27/05/2016 5 Elect Stephen C. Harris For Annual

United 

KingdomBodycote Plc 27/05/2016 6 Elect Eva Lindqvist For

Whilst serving on a number of boards, 

the director has capacityAnnual

United 

KingdomBodycote Plc 27/05/2016 7 Elect David F. Landless For Annual

United 

KingdomBodycote Plc 27/05/2016 8 Elect Ian Duncan For Annual

United 

KingdomBodycote Plc 27/05/2016 9 Appointment of Auditor For Annual

Page 19 of 155

Page 20: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Boeing Co. 02/05/2016 1A. Elect David L. Calhoun For Annual

United States Boeing Co. 02/05/2016 1B. Elect Arthur D. Collins, Jr. For Annual

United States Boeing Co. 02/05/2016 1C. Elect Kenneth M. Duberstein For Annual

United States Boeing Co. 02/05/2016 1D. Elect Edmund P. Giambastiani, Jr. For Annual

United States Boeing Co. 02/05/2016 1E. Elect Lynn J. Good For Annual

United States Boeing Co. 02/05/2016 1F. Elect Lawrence W. Kellner For Annual

United States Boeing Co. 02/05/2016 1G. Elect Edward M. Liddy For Annual

United States Boeing Co. 02/05/2016 1H. Elect Dennis A. Muilenburg For Annual

United States Boeing Co. 02/05/2016 1I. Elect Susan C. Schwab For Annual

United States Boeing Co. 02/05/2016 1J. Elect Randall L. Stephenson For Annual

United States Boeing Co. 02/05/2016 1K. Elect Ronald A. Williams For Annual

United States Boeing Co. 02/05/2016 1L. Elect Mike S. Zafirovski For Annual

United States Boeing Co. 02/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Boeing Co. 02/05/2016 3. Ratification of Auditor For Annual

United States Boeing Co. 02/05/2016 4.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United States Boeing Co. 02/05/2016 5.Shareholder Proposal Regarding 

Right to Call a Special MeetingFor

A 15% threshold is reasonable for 

calling a special meetingAnnual

United States Boeing Co. 02/05/2016 6.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Boeing Co. 02/05/2016 7.Shareholder Proposal Regarding 

Report on Arms Sales to IsraelAgainst Annual

Canada Bombardier Inc. 29/04/2016 1.1 Elect Laurent Beaudoin For Mix

Canada Bombardier Inc. 29/04/2016 1.10 Elect Daniel Johnson For Mix

Canada Bombardier Inc. 29/04/2016 1.11 Elect Jean C. Monty For Mix

Canada Bombardier Inc. 29/04/2016 1.12 Elect Vikram Pandit For Mix

Canada Bombardier Inc. 29/04/2016 1.13 Elect Patrick Pichette For Mix

Canada Bombardier Inc. 29/04/2016 1.14 Elect Carlos E. Represas For Mix

Canada Bombardier Inc. 29/04/2016 1.15 Elect Beatrice Weder di Mauro For Mix

Canada Bombardier Inc. 29/04/2016 1.2 Elect Pierre Beaudoin For Mix

Canada Bombardier Inc. 29/04/2016 1.3 Elect Alain Bellemare For Mix

Canada Bombardier Inc. 29/04/2016 1.4 Elect Joanne Bissonnette For Mix

Canada Bombardier Inc. 29/04/2016 1.5 Elect J.R. André Bombardier For Mix

Canada Bombardier Inc. 29/04/2016 1.6 Elect Martha F. Brooks For Mix

Canada Bombardier Inc. 29/04/2016 1.7 Elect Jean‐Louis Fontaine For Mix

Canada Bombardier Inc. 29/04/2016 1.8 Elect Sheila S. Fraser For Mix

Canada Bombardier Inc. 29/04/2016 1.9 Elect August W. Henningsen For Mix

Canada Bombardier Inc. 29/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Bombardier Inc. 29/04/2016 3 Increase in Authorized Capital For Mix

Canada Bombardier Inc. 29/04/2016 4Amendment to the Stock Option 

PlanFor Mix

Canada Bombardier Inc. 29/04/2016 5Amendment to the Deferred Share 

Unit PlanAgainst Cost of plan is excessive Mix

Canada Bombardier Inc. 29/04/2016 6 Share Consolidation For Mix

Canada Bombardier Inc. 29/04/2016 7Advisory Vote on Executive 

CompensationFor Mix

Canada Bombardier Inc. 29/04/2016 8Shareholder Proposal Regarding 

Disclosure of Vote ResultsFor

Adoption of this proposal may provide 

shareholders with more clarity 

concerning how different classes of 

shareholders have cast their votes

Mix

Jersey Boohoo.com Plc 24/06/2016 1 Accounts and Reports For Annual

Jersey Boohoo.com Plc 24/06/2016 10 Long‐Term Incentive Plan For Annual

Jersey Boohoo.com Plc 24/06/2016 11Authority to Issue Shares w/o 

Preemptive RightsFor

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares but are 

within policy and consistent with UK 

practice

Annual

Jersey Boohoo.com Plc 24/06/2016 12 Authority to Repurchase Shares For Annual

Jersey Boohoo.com Plc 24/06/2016 13Waiver of Mandatory Takeover 

Requirement (Share Repurchase)For Annual

Jersey Boohoo.com Plc 24/06/2016 2 Remuneration Report (Advisory) For Annual

Jersey Boohoo.com Plc 24/06/2016 3 Elect Sara Murray For Annual

Jersey Boohoo.com Plc 24/06/2016 4 Elect David M. Forbes For Annual

Jersey Boohoo.com Plc 24/06/2016 5 Elect Stephen Morana For Annual

Jersey Boohoo.com Plc 24/06/2016 6 Elect Mahmud Kamani For Annual

Jersey Boohoo.com Plc 24/06/2016 7 Appointment of Auditor For Annual

Jersey Boohoo.com Plc 24/06/2016 8 Authority to Set Auditor's Fees For Annual

Jersey Boohoo.com Plc 24/06/2016 9 Authorisation of Political Donations For Annual

United States Boston Beer Co., Inc. 25/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Boston Beer Co., Inc. 25/05/2016 Elect David A. Burwick For Annual

United States Boston Beer Co., Inc. 25/05/2016 Elect Michael Spillane For Annual

United States Boston Beer Co., Inc. 25/05/2016 Elect Jean‐Michel Valette For Annual

Page 20 of 155

Page 21: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomBovis Homes Group 10/05/2016 1 Accounts and Reports For Annual

United 

KingdomBovis Homes Group 10/05/2016 10 Appointment of Auditor For Annual

United 

KingdomBovis Homes Group 10/05/2016 11 Authority to Set Auditor's Fees For Annual

United 

KingdomBovis Homes Group 10/05/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomBovis Homes Group 10/05/2016 13

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomBovis Homes Group 10/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomBovis Homes Group 10/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomBovis Homes Group 10/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomBovis Homes Group 10/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomBovis Homes Group 10/05/2016 4 Elect Ian Tyler Against

Chair of nomination committee on a 

board with a weak position on gender 

diversity.

Annual

United 

KingdomBovis Homes Group 10/05/2016 5 Elect Alastair D. Lyons For Annual

United 

KingdomBovis Homes Group 10/05/2016 6 Elect Margaret Christine Browne For Annual

United 

KingdomBovis Homes Group 10/05/2016 7 Elect Ralph Findlay For Annual

United 

KingdomBovis Homes Group 10/05/2016 8 Elect David J. Ritchie For Annual

United 

KingdomBovis Homes Group 10/05/2016 9 Elect Earl Sibley For Annual

United 

KingdomBP plc 14/04/2016 1 Accounts and Reports For Annual

United 

KingdomBP plc 14/04/2016 10 Elect Ann Dowling For Annual

United 

KingdomBP plc 14/04/2016 11 Elect Brendan R. Nelson For Annual

United 

KingdomBP plc 14/04/2016 12 Elect Paula Rosput  Reynolds For Annual

United 

KingdomBP plc 14/04/2016 13 Elect John Sawers For Annual

United 

KingdomBP plc 14/04/2016 14 Elect Andrew B. Shilston For Annual

United 

KingdomBP plc 14/04/2016 15 Elect Carl‐Henric Svanberg For Annual

United 

KingdomBP plc 14/04/2016 16

Appointment of Auditor and 

Authority to Set FeesFor Annual

United 

KingdomBP plc 14/04/2016 17 Authorisation of Political Donations For Annual

United 

KingdomBP plc 14/04/2016 18

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomBP plc 14/04/2016 19

Authority to Issue Shares w/o 

Preemptive RightsFor Proposal consistent with our policy Annual

United 

KingdomBP plc 14/04/2016 2 Remuneration Report (Advisory) Against

Bonus payouts not aligned with 

performance.  Service contract not 

aligned with shareholder interests

Annual

United 

KingdomBP plc 14/04/2016 20 Authority to Repurchase Shares For Annual

United 

KingdomBP plc 14/04/2016 21

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomBP plc 14/04/2016 3 Elect Robert W. Dudley For Annual

United 

KingdomBP plc 14/04/2016 4 Elect Brian Gilvary For Annual

United 

KingdomBP plc 14/04/2016 5 Elect Paul M. Anderson For Annual

United 

KingdomBP plc 14/04/2016 6 Elect Alan L. Boeckmann For Annual

United 

KingdomBP plc 14/04/2016 7 Elect Frank L. Bowman For Annual

United 

KingdomBP plc 14/04/2016 8 Elect Cynthia B. Carroll For Annual

United 

KingdomBP plc 14/04/2016 9 Elect Ian E.L. Davis For Annual

Jersey Breedon Aggregates Limited 26/04/2016 1 Accounts and Reports For Annual

Jersey Breedon Aggregates Limited 26/04/2016 2 Appointment of Auditor For Annual

Jersey Breedon Aggregates Limited 26/04/2016 3 Authority to Set Auditor's Fees For Annual

Jersey Breedon Aggregates Limited 26/04/2016 4 Elect Patrick Ward For Annual

Jersey Breedon Aggregates Limited 26/04/2016 5 Elect Sally‐Ann "Susie" Farnon For Annual

Jersey Breedon Aggregates Limited 26/04/2016 6 Elect David Williams AgainstAffiliate/Insider on compensation 

committeeAnnual

Jersey Breedon Aggregates Limited 26/04/2016 7Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Jersey Breedon Aggregates Limited 26/04/2016 8Authority to Issue Shares w/o 

Preemptive RightsFor Annual

Jersey Breedon Aggregates Limited 26/04/2016 9 Authority to Repurchase Shares For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1A. Elect Lamberto  Andreotti For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1B. Elect Peter J. Arduini For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1C. Elect Giovanni Caforio For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1D. Elect Laurie H. Glimcher For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1E. Elect Michael Grobstein For Annual

Page 21 of 155

Page 22: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Bristol‐Myers Squibb Co. 03/05/2016 1F. Elect Alan J. Lacy For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1G. Elect Thomas J. Lynch For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1H. Elect Dinesh Paliwal For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1I. Elect Vicki L. Sato For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1J. Elect Gerald L. Storch For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 1K. Elect Togo D. West, Jr. For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 3. Ratification of Auditor For Annual

United States Bristol‐Myers Squibb Co. 03/05/2016 4.Shareholder Proposal Regarding 

Right to Call a Special MeetingFor

We believe a 15% threshold for calling 

a special meeting is appropriateAnnual

United 

KingdomBritish American Tobacco 27/04/2016 1 Accounts and Reports For Annual

United 

KingdomBritish American Tobacco 27/04/2016 10 Elect Ann Godbehere For Annual

United 

KingdomBritish American Tobacco 27/04/2016 11 Elect Savio Kwan For Annual

United 

KingdomBritish American Tobacco 27/04/2016 12 Elect Pedro Sampaio Malan For Annual

United 

KingdomBritish American Tobacco 27/04/2016 13 Elect Christine Morin‐Postel For Annual

United 

KingdomBritish American Tobacco 27/04/2016 14 Elect Gerard Murphy For Annual

United 

KingdomBritish American Tobacco 27/04/2016 15 Elect Dimitri Panayotopoulos For Annual

United 

KingdomBritish American Tobacco 27/04/2016 16 Elect Kieran Poynter For Annual

United 

KingdomBritish American Tobacco 27/04/2016 17 Elect Ben Stevens For Annual

United 

KingdomBritish American Tobacco 27/04/2016 18

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomBritish American Tobacco 27/04/2016 19

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomBritish American Tobacco 27/04/2016 2 Remuneration Policy (Policy) For Annual

United 

KingdomBritish American Tobacco 27/04/2016 20 Authority to Repurchase Shares For Annual

United 

KingdomBritish American Tobacco 27/04/2016 21 Long‐term Incentive Plan For Annual

United 

KingdomBritish American Tobacco 27/04/2016 22 Sharesave Scheme For Annual

United 

KingdomBritish American Tobacco 27/04/2016 23 Authorisation of Political Donations For Annual

United 

KingdomBritish American Tobacco 27/04/2016 24

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomBritish American Tobacco 27/04/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomBritish American Tobacco 27/04/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomBritish American Tobacco 27/04/2016 5 Appointment of Auditor For Annual

United 

KingdomBritish American Tobacco 27/04/2016 6 Authority to Set Auditor's Fees For Annual

United 

KingdomBritish American Tobacco 27/04/2016 7 Elect Richard  Burrows For Annual

United 

KingdomBritish American Tobacco 27/04/2016 8 Elect Nicandro Durante For Annual

United 

KingdomBritish American Tobacco 27/04/2016 9 Elect Susan J. Farr For Annual

Singapore Broadcom Limited 06/04/2016 1A. Elect Hock E. Tan For Annual

Singapore Broadcom Limited 06/04/2016 1B. Elect James V. Diller, Sr. For Annual

Singapore Broadcom Limited 06/04/2016 1C. Elect Lewis C. Eggebrecht For Annual

Singapore Broadcom Limited 06/04/2016 1D. Elect Kenneth Y. Hao For Annual

Singapore Broadcom Limited 06/04/2016 1E. Elect Eddy W. Hartenstein For Annual

Singapore Broadcom Limited 06/04/2016 1F. Elect Justine Lien For Annual

Singapore Broadcom Limited 06/04/2016 1G. Elect Donald Macleod For Annual

Singapore Broadcom Limited 06/04/2016 1H. Elect Peter J. Marks For Annual

Singapore Broadcom Limited 06/04/2016 1I. Elect Dr. Henry S. Samueli For Annual

Singapore Broadcom Limited 06/04/2016 1J. Elect Lucien Y.K. Wong For Annual

Singapore Broadcom Limited 06/04/2016 2.Appointment of Auditor and 

Authority to Set FeesFor Annual

Singapore Broadcom Limited 06/04/2016 3.Authority to Issue Ordinary and 

Special Preference SharesFor Annual

Singapore Broadcom Limited 06/04/2016 4. Directors' Fees For Annual

United States Bruker Corp 20/05/2016 2. 2016 Incentive Compensation Plan For Annual

United States Bruker Corp 20/05/2016 Elect Frank H. Laukien For Annual

United States Bruker Corp 20/05/2016 Elect John Ornell For Annual

United States Bruker Corp 20/05/2016 Elect Richard A. Packer Withhold Auditor not up for ratification Annual

United States Bruker Corp 20/05/2016 Elect Robert Rosenthal For Annual

United States Bruker Corp 20/05/2016 Elect Cynthia M. Friend For Annual

United States Brunswick Corp. 04/05/2016 1A. Elect Nolan D. Archibald For Annual

Page 22 of 155

Page 23: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Brunswick Corp. 04/05/2016 1B. Elect David C. Everitt For Annual

United States Brunswick Corp. 04/05/2016 1C. Elect Roger J. Wood For Annual

United States Brunswick Corp. 04/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Brunswick Corp. 04/05/2016 3. Ratification of Auditor For Annual

Bermuda Bunge Ltd. 25/05/2016 1. Repeal of Classified Board For Annual

Bermuda Bunge Ltd. 25/05/2016 3. Ratification of Auditor For Annual

Bermuda Bunge Ltd. 25/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

Bermuda Bunge Ltd. 25/05/2016 5. 2016 Equity Compensation Plan For Annual

Bermuda Bunge Ltd. 25/05/2016 Elect Paul Cornet de Ways Ruart For Annual

Bermuda Bunge Ltd. 25/05/2016 Elect William Engels For Annual

Bermuda Bunge Ltd. 25/05/2016 Elect L. Patrick Lupo For Annual

Bermuda Bunge Ltd. 25/05/2016 Elect Soren Schroder For Annual

Guernsey Burford Capital Limited 17/05/2016 1 Accounts and Reports For Annual

Guernsey Burford Capital Limited 17/05/2016 2 Allocation of Profits/Dividends For Annual

Guernsey Burford Capital Limited 17/05/2016 3 Elect David C. Lowe For Annual

Guernsey Burford Capital Limited 17/05/2016 4 Appointment of Auditor For Annual

Guernsey Burford Capital Limited 17/05/2016 5 Authority to Set Auditor's Fees Against Excessive non‐audit fees Annual

Guernsey Burford Capital Limited 17/05/2016 6Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Guernsey Burford Capital Limited 17/05/2016 7Authority to Issue Shares w/o 

Preemptive RightsFor Annual

Guernsey Burford Capital Limited 17/05/2016 8 Authority to Repurchase Shares For Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 1 Accounts and Reports For Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 10

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 2 Allocation of Profits/Dividends For Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 4 Elect WANG Chuan Fu Against

Beneficial owner on audit committee; 

Insufficient audit committee 

independence; Nominating committee 

chair not independent

Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 5 Elect John CHUNG Kwok Mo Against

Audit committee met an insufficient 

number of timesAnnual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 6 Elect Anthony F. Mampilly For Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 7 Directors' Fees For Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 8

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongBYD Electronic (International) 

Co., Ltd.06/06/2016 9 Authority to Repurchase Shares For Annual

United States C.R. Bard Inc. 20/04/2016 1A. Elect David M. Barrett For Annual

United States C.R. Bard Inc. 20/04/2016 1B. Elect Marc C. Breslawsky For Annual

United States C.R. Bard Inc. 20/04/2016 1C. Elect Robert M. Davis For Annual

United States C.R. Bard Inc. 20/04/2016 1D. Elect Herbert L. Henkel For Annual

United States C.R. Bard Inc. 20/04/2016 1E. Elect John C. Kelly For Annual

United States C.R. Bard Inc. 20/04/2016 1F. Elect David F. Melcher For Annual

United States C.R. Bard Inc. 20/04/2016 1G. Elect Gail K. Naughton For Annual

United States C.R. Bard Inc. 20/04/2016 1H. Elect Timothy M. Ring For Annual

United States C.R. Bard Inc. 20/04/2016 1I. Elect Tommy G. Thompson For Annual

United States C.R. Bard Inc. 20/04/2016 1J. Elect John H. Weiland For Annual

United States C.R. Bard Inc. 20/04/2016 1K. Elect Anthony Welters For Annual

United States C.R. Bard Inc. 20/04/2016 1L. Elect Tony L. White For Annual

United States C.R. Bard Inc. 20/04/2016 2. Ratification of Auditor For Annual

United States C.R. Bard Inc. 20/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States C.R. Bard Inc. 20/04/2016 4.

Shareholder Proposal Regarding 

Giving Preference to Share 

Repurchases

Against Annual

United States Cadence Design Systems, Inc. 05/05/2016 1A. Elect Mark W. Adams For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1B. Elect Susan L. Bostrom For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1C. Elect James D. Plummer For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1D. Elect Alberto Sangiovanni‐Vincentelli For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1E. Elect George M. Scalise For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1F. Elect John B. Shoven For Annual

Page 23 of 155

Page 24: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Cadence Design Systems, Inc. 05/05/2016 1G. Elect Roger S. Siboni For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1H. Elect Young K. Sohn For Annual

United States Cadence Design Systems, Inc. 05/05/2016 1I. Elect Lip‐Bu Tan For Annual

United States Cadence Design Systems, Inc. 05/05/2016 2.Amendment to the Omnibus 

Incentive planFor Annual

United States Cadence Design Systems, Inc. 05/05/2016 3. Senior Executive Bonus Plan For Annual

United States Cadence Design Systems, Inc. 05/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Cadence Design Systems, Inc. 05/05/2016 5. Ratification of Auditor For Annual

United States Calpine Corp. 11/05/2016 2. Ratification of Auditor For Annual

United States Calpine Corp. 11/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Calpine Corp. 11/05/2016 Elect Frank  Cassidy For Annual

United States Calpine Corp. 11/05/2016 Elect Jack A. Fusco For Annual

United States Calpine Corp. 11/05/2016 Elect John B. (Thad) Hill For Annual

United States Calpine Corp. 11/05/2016 Elect Michael W. Hofmann For Annual

United States Calpine Corp. 11/05/2016 Elect David C. Merritt For Annual

United States Calpine Corp. 11/05/2016 Elect W. Benjamin Moreland For Annual

United States Calpine Corp. 11/05/2016 Elect Robert A. Mosbacher, Jr. For Annual

United States Calpine Corp. 11/05/2016 Elect Denise M. O'Leary For Annual

United States Cambrex Corp. 20/04/2016 1A. Elect Rosina B. Dixon For Annual

United States Cambrex Corp. 20/04/2016 1B. Elect Claes Glassell For Annual

United States Cambrex Corp. 20/04/2016 1C. Elect Louis J. Grabowsky For Annual

United States Cambrex Corp. 20/04/2016 1D. Elect Kathryn R. Harrigan For Annual

United States Cambrex Corp. 20/04/2016 1E. Elect Leon J. Hendrix, Jr. For Annual

United States Cambrex Corp. 20/04/2016 1F. Elect Ilan Kaufthal For Annual

United States Cambrex Corp. 20/04/2016 1G. Elect Steven M. Klosk For Annual

United States Cambrex Corp. 20/04/2016 1H. Elect Peter G. Tombros For Annual

United States Cambrex Corp. 20/04/2016 1I. Elect Shlomo Yanai For Annual

United States Cambrex Corp. 20/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Cambrex Corp. 20/04/2016 3. Ratification of Auditor For Annual

Canada Cameco Corp. 11/05/2016 A.1 Elect Ian Bruce For Annual

Canada Cameco Corp. 11/05/2016 A.10 Elect Neil McMillan For Annual

Canada Cameco Corp. 11/05/2016 A.2 Elect Daniel Camus For Annual

Canada Cameco Corp. 11/05/2016 A.3 Elect John H. Clappison For Annual

Canada Cameco Corp. 11/05/2016 A.4 Elect Donald H.F. Deranger For Annual

Canada Cameco Corp. 11/05/2016 A.5 Elect Catherine A. Gignac For Annual

Canada Cameco Corp. 11/05/2016 A.6 Elect Timothy S. Gitzel For Annual

Canada Cameco Corp. 11/05/2016 A.7 Elect James K. Gowans For Annual

Canada Cameco Corp. 11/05/2016 A.8 Elect Don Kayne For Annual

Canada Cameco Corp. 11/05/2016 A.9 Elect A. Anne McLellan For Annual

Canada Cameco Corp. 11/05/2016 B Appointment of Auditor For Annual

Canada Cameco Corp. 11/05/2016 CAdvisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Canada Cameco Corp. 11/05/2016 D Canadian Resident Status Abstain Annual

Canada Canadian National Railway Co. 26/04/2016 1.1 Elect Donald J. Carty For Annual

Canada Canadian National Railway Co. 26/04/2016 1.10 Elect Robert L. Phillips For Annual

Canada Canadian National Railway Co. 26/04/2016 1.11 Elect Laura Stein For Annual

Canada Canadian National Railway Co. 26/04/2016 1.2 Elect Gordon D. Giffin For Annual

Canada Canadian National Railway Co. 26/04/2016 1.3 Elect Edith E. Holiday For Annual

Canada Canadian National Railway Co. 26/04/2016 1.4 Elect V. Maureen Kempston Darkes For Annual

Canada Canadian National Railway Co. 26/04/2016 1.5 Elect Denis Losier For Annual

Canada Canadian National Railway Co. 26/04/2016 1.6 Elect Kevin G. Lynch For Annual

Canada Canadian National Railway Co. 26/04/2016 1.7 Elect Claude Mongeau For Annual

Canada Canadian National Railway Co. 26/04/2016 1.8 Elect James E. O'Connor For Annual

Canada Canadian National Railway Co. 26/04/2016 1.9 Elect Robert Pace For Annual

Canada Canadian National Railway Co. 26/04/2016 2 Appointment of Auditor For Annual

Canada Canadian National Railway Co. 26/04/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Page 24 of 155

Page 25: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Canadian National Railway Co. 26/04/2016 4Shareholder Proposal Regarding 

Auditor Tendering ProcessAgainst Annual

Canada Canadian Natural Resources Ltd. 05/05/2016 1.1 Elect Catherine M. Best AgainstDirector serves on excessive audit 

committeesMix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.10 Elect David A. Tuer For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.11 Elect Annette Verschuren For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.2 Elect N. Murray Edwards For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.3 Elect Timothy W. Faithfull For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.4 Elect Gary A. Filmon For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.5 Elect Christopher L. Fong For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.6 Elect Gordon D. Giffin For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.7 Elect Wilfred A. Gobert For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.8 Elect Steve W. Laut For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 1.9 Elect Frank J. McKenna For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 3 Stock Option Plan Renewal For Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 4Return of Capital and Reduction in 

Stated CapitalFor Mix

Canada Canadian Natural Resources Ltd. 05/05/2016 5Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Mix

Canada Canfor Corp. 27/04/2016 1 Board Size For Annual

Canada Canfor Corp. 27/04/2016 2.1 Elect Peter J.G. Bentley For Annual

Canada Canfor Corp. 27/04/2016 2.2 Elect Glen D. Clark For Annual

Canada Canfor Corp. 27/04/2016 2.3 Elect Michael J. Korenberg For Annual

Canada Canfor Corp. 27/04/2016 2.4 Elect James A. Pattison For Annual

Canada Canfor Corp. 27/04/2016 2.5 Elect Conrad A. Pinette For Annual

Canada Canfor Corp. 27/04/2016 2.6 Elect James McNeill Singleton For Annual

Canada Canfor Corp. 27/04/2016 2.7 Elect Ross S. Smith For Annual

Canada Canfor Corp. 27/04/2016 2.8 Elect William W. Stinson For Annual

Canada Canfor Corp. 27/04/2016 2.9 Elect John R. Baird For Annual

Canada Canfor Corp. 27/04/2016 3 Appointment of Auditor For AnnualUnited 

KingdomCapita Plc 10/05/2016 1 Accounts and Reports For Annual

United 

KingdomCapita Plc 10/05/2016 10 Elect Gillian Sheldon For Annual

United 

KingdomCapita Plc 10/05/2016 11 Elect Paul Bowtell For Annual

United 

KingdomCapita Plc 10/05/2016 12 Elect Andrew Williams For Annual

United 

KingdomCapita Plc 10/05/2016 13 Elect John Cresswell For Annual

United 

KingdomCapita Plc 10/05/2016 14 Appointment of Auditor For Annual

United 

KingdomCapita Plc 10/05/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomCapita Plc 10/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCapita Plc 10/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomCapita Plc 10/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomCapita Plc 10/05/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomCapita Plc 10/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomCapita Plc 10/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomCapita Plc 10/05/2016 4 Elect Martin Bolland For Annual

United 

KingdomCapita Plc 10/05/2016 5 Elect Andy Parker For Annual

United 

KingdomCapita Plc 10/05/2016 6 Elect Nick Greatorex For Annual

United 

KingdomCapita Plc 10/05/2016 7 Elect Maggi Bell For Annual

United 

KingdomCapita Plc 10/05/2016 8 Elect Vic Gysin For Annual

United 

KingdomCapita Plc 10/05/2016 9 Elect Dawn Marriott‐Sims For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 1 Accounts and Reports For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 10 Elect Henry E. Staunton For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 11 Elect Andrew D. Strang For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 12 Elect Anthony Steains For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 13 Appointment of Auditor For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 14 Authority to Set Auditor's Fees For Annual

Page 25 of 155

Page 26: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 15 Remuneration Report (Advisory) For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 18 Authority to Repurchase Shares For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 2 Allocation of Profits/Dividends For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 3 Elect Ian C. Durant For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 4 Elect Ian D. Hawksworth For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 5 Elect Soumen Das For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 6 Elect Gary J. Yardley For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 7 Elect Graeme J. Gordon For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 8 Elect Gerry Murphy For Annual

United 

Kingdom

Capital & Counties Properties 

Plc06/05/2016 9 Elect Demetra Pinsent For Annual

Canada Capital Power Corp 22/04/2016 1.1 Elect Donald J. Lowry For Annual

Canada Capital Power Corp 22/04/2016 1.2 Elect Philip C. Lachambre For Annual

Canada Capital Power Corp 22/04/2016 1.3 Elect Albrecht W.A. Bellstedt For Annual

Canada Capital Power Corp 22/04/2016 1.4 Elect Margaret Mulligan For Annual

Canada Capital Power Corp 22/04/2016 1.5 Elect Doyle Beneby For Annual

Canada Capital Power Corp 22/04/2016 1.6 Elect Brian Vaasjo For Annual

Canada Capital Power Corp 22/04/2016 1.7 Elect Patrick Daniel For Annual

Canada Capital Power Corp 22/04/2016 1.8 Elect Jill Gardiner For Annual

Canada Capital Power Corp 22/04/2016 1.9 Elect Kelly Huntington For Annual

Canada Capital Power Corp 22/04/2016 2 Appointment of Auditor For Annual

Canada Capital Power Corp 22/04/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Canada Capital Power Corp 22/04/2016 4 Shareholder Rights Plan Renewal For Annual

Canada Capital Power Corp 22/04/2016 5 Elimination of Special Voting Shares For Annual

Singapore Capitaland Limited 18/04/2016 1 Accounts and Reports For Annual

Singapore Capitaland Limited 18/04/2016 10 Adoption of New Constitution  For Annual

Singapore Capitaland Limited 18/04/2016 2 Allocation of Profits/Dividends For Annual

Singapore Capitaland Limited 18/04/2016 3Allocation of Cash and Equity‐Based 

Directors' FeesFor Annual

Singapore Capitaland Limited 18/04/2016 4.A Elect NG Kee Choe For Annual

Singapore Capitaland Limited 18/04/2016 4.B Elect John Powell Morschel For Annual

Singapore Capitaland Limited 18/04/2016 5.A Elect LIM Ming Yan For Annual

Singapore Capitaland Limited 18/04/2016 5.B Elect Stephen LEE Ching Yen For Annual

Singapore Capitaland Limited 18/04/2016 6Appointment of Auditor and 

Authority to Set FeesFor Annual

Singapore Capitaland Limited 18/04/2016 7Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Singapore Capitaland Limited 18/04/2016 8

Authority Grant Awards and Issue 

Shares Under the CapitaLand 

Performance Share Plan 2010 and 

the CapitaLand Restricted Share Plan 

2010

For Annual

Singapore Capitaland Limited 18/04/2016 9 Authority to Repurchase Shares For AnnualUnited 

KingdomCard Factory Plc 24/05/2016 1 Accounts and Reports For Annual

United 

KingdomCard Factory Plc 24/05/2016 10 Remuneration Report (Advisory) For Annual

United 

KingdomCard Factory Plc 24/05/2016 11 Appointment of Auditor For Annual

United 

KingdomCard Factory Plc 24/05/2016 12

Appointment of Auditor and 

Authority to Set FeesFor Annual

United 

KingdomCard Factory Plc 24/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCard Factory Plc 24/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomCard Factory Plc 24/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomCard Factory Plc 24/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomCard Factory Plc 24/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomCard Factory Plc 24/05/2016 3 Elect Geoffrey I. Cooper For

Whilst the director might be viewed as 

potentially not independent for the 

purposes of remuneration committee 

membership, we consider him to be 

qualified to serve on the committee

Annual

United 

KingdomCard Factory Plc 24/05/2016 4 Elect Richard G. Hayes For Annual

United 

KingdomCard Factory Plc 24/05/2016 5 Elect Karen R. Hubbard For Annual

United 

KingdomCard Factory Plc 24/05/2016 6 Elect Darren Bryant For Annual

United 

KingdomCard Factory Plc 24/05/2016 7 Elect Octavia Morley For Annual

Page 26 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomCard Factory Plc 24/05/2016 8 Elect David Stead For Annual

United 

KingdomCard Factory Plc 24/05/2016 9 Elect Paul McCrudden For Annual

Panama Carnival Corp. 14/04/2016 1. Elect Micky Arison For Annual

Panama Carnival Corp. 14/04/2016 10.Advisory Vote on Executive 

CompensationFor Annual

Panama Carnival Corp. 14/04/2016 11.Approval of Directors' Remuneration 

ReportFor Annual

Panama Carnival Corp. 14/04/2016 12. Appointment of Auditor For Annual

Panama Carnival Corp. 14/04/2016 13. Authority to Set Auditor's Fees For Annual

Panama Carnival Corp. 14/04/2016 14. Accounts and Reports For Annual

Panama Carnival Corp. 14/04/2016 15.Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Panama Carnival Corp. 14/04/2016 16.Authority to Issue Shares w/o 

Preemptive RightsFor Annual

Panama Carnival Corp. 14/04/2016 17. Authority to Repurchase Shares For Annual

Panama Carnival Corp. 14/04/2016 2. Elect Sir Jonathon Band For Annual

Panama Carnival Corp. 14/04/2016 3. Elect Arnold W. Donald For Annual

Panama Carnival Corp. 14/04/2016 4. Elect Richard J. Glasier For Annual

Panama Carnival Corp. 14/04/2016 5. Elect Debra J. Kelly‐Ennis For Annual

Panama Carnival Corp. 14/04/2016 6. Elect Sir John Parker For Annual

Panama Carnival Corp. 14/04/2016 7. Elect Stuart Subotnick For Annual

Panama Carnival Corp. 14/04/2016 8. Elect Laura A. Weil For Annual

Panama Carnival Corp. 14/04/2016 9. Elect Randall J. Weisenburger For AnnualUnited 

KingdomCarnival plc 14/04/2016 1 Elect Micky Arison For Annual

United 

KingdomCarnival plc 14/04/2016 10

Advisory Vote on Executive 

CompensationFor Annual

United 

KingdomCarnival plc 14/04/2016 11

Approval of Directors' Remuneration 

ReportFor Annual

United 

KingdomCarnival plc 14/04/2016 12 Appointment of Auditor For Annual

United 

KingdomCarnival plc 14/04/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomCarnival plc 14/04/2016 14 Accounts and Reports For Annual

United 

KingdomCarnival plc 14/04/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCarnival plc 14/04/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomCarnival plc 14/04/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomCarnival plc 14/04/2016 2 Elect Sir Jonathon Band For Annual

United 

KingdomCarnival plc 14/04/2016 3 Elect Arnold W. Donald For Annual

United 

KingdomCarnival plc 14/04/2016 4 Elect Richard J. Glasier For Annual

United 

KingdomCarnival plc 14/04/2016 5 Elect Debra J. Kelly‐Ennis For Annual

United 

KingdomCarnival plc 14/04/2016 6 Elect Sir John Parker For Annual

United 

KingdomCarnival plc 14/04/2016 7 Elect Stuart Subotnick For Annual

United 

KingdomCarnival plc 14/04/2016 8 Elect Laura A. Weil For Annual

United 

KingdomCarnival plc 14/04/2016 9 Elect Randall J. Weisenburger For Annual

United States Carters Inc 11/05/2016 1A. Elect Vanessa J. Castagna For Annual

United States Carters Inc 11/05/2016 1B. Elect William J. Montgoris For Annual

United States Carters Inc 11/05/2016 1C. Elect David Pulver For Annual

United States Carters Inc 11/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Carters Inc 11/05/2016 3.Amendment to the Equity Incentive 

PlanFor Annual

United States Carters Inc 11/05/2016 4.Amendment to the Annual Incentive 

Compensation PlanFor Annual

United States Carters Inc 11/05/2016 5. Ratification of Auditor For Annual

Canada Cascades Inc. 05/05/2016 1.1 Elect Laurent Lemaire For Annual

Canada Cascades Inc. 05/05/2016 1.10 Elect Mario Plourde For Annual

Canada Cascades Inc. 05/05/2016 1.2 Elect Alain Jean Pierre Lemaire For Annual

Canada Cascades Inc. 05/05/2016 1.3 Elect Louis Garneau For Annual

Canada Cascades Inc. 05/05/2016 1.4 Elect Sylvie Lemaire AgainstAffiliate/Insider on 

nominating/governance committeeAnnual

Canada Cascades Inc. 05/05/2016 1.5 Elect David L. McAusland For Annual

Canada Cascades Inc. 05/05/2016 1.6 Elect Georges Kobrynsky For Annual

Canada Cascades Inc. 05/05/2016 1.7 Elect Élise  Pelletier For Annual

Canada Cascades Inc. 05/05/2016 1.8 Elect Sylvie Vachon For Annual

Canada Cascades Inc. 05/05/2016 1.9 Elect Laurence G. Sellyn For Annual

Canada Cascades Inc. 05/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Cascades Inc. 05/05/2016 3Advisory Vote on Executive 

CompensationFor Annual

Canada Cascades Inc. 05/05/2016 4

Shareholder Proposal Regarding 

Adopting Means, Objectives and 

Timelines

Against Annual

Taiwan Casetek Holdings Ltd 24/06/2016 1 Amendments to Articles  For Annual

Taiwan Casetek Holdings Ltd 24/06/2016 2Authority to Issue Shares w/ or w/o 

Preemptive RightsFor Annual

Taiwan Casetek Holdings Ltd 24/06/2016 3 Accounts and Reports For Annual

Taiwan Casetek Holdings Ltd 24/06/2016 4 Allocation of Profits/Dividends For Annual

Taiwan Casetek Holdings Ltd 24/06/2016 5.1 Elect TAN Dan‐Xu For Annual

Page 27 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Taiwan Casetek Holdings Ltd 24/06/2016 5.2 Elect WANG Zheng‐Wei For Annual

Taiwan Casetek Holdings Ltd 24/06/2016 5.3 Elect LI Ming‐Yu For Annual

Taiwan Casetek Holdings Ltd 24/06/2016 5.4 Elect Director No.4 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Casetek Holdings Ltd 24/06/2016 5.5 Elect Director No.5 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Casetek Holdings Ltd 24/06/2016 5.6 Elect Director No.6 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Casetek Holdings Ltd 24/06/2016 5.7 Elect Director No.7 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Casetek Holdings Ltd 24/06/2016 5.8 Elect Director No.8 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Casetek Holdings Ltd 24/06/2016 5.9 Elect Director No.9 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Casetek Holdings Ltd 24/06/2016 6Non‐compete Restrictions for 

DirectorsAgainst Potential conflict of interests Annual

Spain Catalana Occidente 28/04/2016 1 Accounts and Reports (Individual) For Ordinary

Spain Catalana Occidente 28/04/2016 10.1 Directors' Fixed Fees For Ordinary

Spain Catalana Occidente 28/04/2016 10.2 Directors' Meeting Fees For Ordinary

Spain Catalana Occidente 28/04/2016 10.3 Directors' Maximum Remuneration For Ordinary

Spain Catalana Occidente 28/04/2016 11 Remuneration Report (Advisory) AgainstLacks long‐term incentive plan; 

Performance metrics are not disclosedOrdinary

Spain Catalana Occidente 28/04/2016 12Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Ordinary

Spain Catalana Occidente 28/04/2016 13Authority to Issue Convertible Debt 

InstrumentsFor Ordinary

Spain Catalana Occidente 28/04/2016 14 Authorisation of Legal Formalities For Ordinary

Spain Catalana Occidente 28/04/2016 2 Allocation of Profits/Dividends For Ordinary

Spain Catalana Occidente 28/04/2016 3 Accounts and Reports (Consolidated) For Ordinary

Spain Catalana Occidente 28/04/2016 4 Ratification of Board Acts For Ordinary

Spain Catalana Occidente 28/04/2016 5.1 Elect Federico Halpern Blasco For Ordinary

Spain Catalana Occidente 28/04/2016 5.2Elect Cotyp S.L. (Alberto Thiebaut 

Estrada)For Ordinary

Spain Catalana Occidente 28/04/2016 5.3Elect Inversiones Giró Godó S.L. 

(Enrique Giró Godó)For Ordinary

Spain Catalana Occidente 28/04/2016 5.4Elect Villasa S.L. (Fernando 

Villachecchia Obregón)For Ordinary

Spain Catalana Occidente 28/04/2016 6 Appointment of Auditor For Ordinary

Spain Catalana Occidente 28/04/2016 7Amendments to Articles of 

Association (Article 17)For Ordinary

Spain Catalana Occidente 28/04/2016 8

Presentation of Report on 

Amendments to Board of Directors' 

Regulations

For Ordinary

Spain Catalana Occidente 28/04/2016 9 Remuneration Policy (Binding) For Ordinary

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.A Elect CAI Jianjiang AgainstBoard is not sufficiently independent; 

Less than 75% AttendanceAnnual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.B Elect FAN Cheng Against

Beneficial owner on audit committee; 

Board is not sufficiently independent; 

Less than 75% Attendance

Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.C Elect Irene LEE Yun Lien Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.D Elect Peter WONG Tung Shun Against Less than 75% Attendance Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.E Elect John B. Harrison For Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.F Elect Andrew TUNG Lieh Cheung For Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 1.G Elect YAU Ying Wah (Algernon) For Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 3 Authority to Repurchase Shares For Annual

Hong Kong Cathay Pacific Airways Ltd. 11/05/2016 4Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

United States Celanese Corp 21/04/2016 1A. Elect Kathryn M. Hill For Annual

United States Celanese Corp 21/04/2016 1B. Elect William M. Brown For Annual

United States Celanese Corp 21/04/2016 1C. Elect Jay V. Ihlenfeld For Annual

United States Celanese Corp 21/04/2016 1D. Elect Mark C. Rohr For Annual

United States Celanese Corp 21/04/2016 1E. Elect Farah M. Walters For Annual

United States Celanese Corp 21/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Celanese Corp 21/04/2016 3. Ratification of Auditor For Annual

United States Celanese Corp 21/04/2016 4.Declassify the Board of Directors

For Annual

United States Celgene Corp. 15/06/2016 2. Ratification of Auditor For Annual

United States Celgene Corp. 15/06/2016 3.Amendment to the 2008 Stock 

Incentive PlanFor Annual

United States Celgene Corp. 15/06/2016 4.Advisory Vote on Executive 

CompensationFor Annual

Page 28 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Celgene Corp. 15/06/2016 5. Exclusive Forum Provision Against Limits shareholder rights Annual

United States Celgene Corp. 15/06/2016 6.Shareholder Proposal Regarding 

Right to Call a Special MeetingFor

A 15% threshold for calling a special 

meeting is appropriateAnnual

United States Celgene Corp. 15/06/2016 7.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States Celgene Corp. 15/06/2016 Elect Robert J. Hugin For Annual

United States Celgene Corp. 15/06/2016 Elect Mark J. Alles For Annual

United States Celgene Corp. 15/06/2016 Elect Richard W. Barker For Annual

United States Celgene Corp. 15/06/2016 Elect Michael W. Bonney For Annual

United States Celgene Corp. 15/06/2016 Elect Michael D. Casey For Annual

United States Celgene Corp. 15/06/2016 Elect Carrie S. Cox For Annual

United States Celgene Corp. 15/06/2016 Elect Jacqualyn A. Fouse For Annual

United States Celgene Corp. 15/06/2016 Elect Michael A. Friedman For Annual

United States Celgene Corp. 15/06/2016 Elect Julia A. Haller For Annual

United States Celgene Corp. 15/06/2016 Elect Gilla Kaplan For Annual

United States Celgene Corp. 15/06/2016 Elect James J. Loughlin For Annual

United States Celgene Corp. 15/06/2016 Elect Ernest Mario For Annual

Canada Cenovus Energy Inc 27/04/2016 1 Appointment of Auditor For Annual

Canada Cenovus Energy Inc 27/04/2016 2.1 Elect Patrick D. Daniel For Annual

Canada Cenovus Energy Inc 27/04/2016 2.10 Elect Wayne G. Thomson For Annual

Canada Cenovus Energy Inc 27/04/2016 2.11 Elect Rhonda I. Zygocki For Annual

Canada Cenovus Energy Inc 27/04/2016 2.2 Elect Ian W. Delaney For Annual

Canada Cenovus Energy Inc 27/04/2016 2.3 Elect Brian C. Ferguson For Annual

Canada Cenovus Energy Inc 27/04/2016 2.4 Elect Michael A. Grandin For Annual

Canada Cenovus Energy Inc 27/04/2016 2.5 Elect Steven F. Leer For Annual

Canada Cenovus Energy Inc 27/04/2016 2.6 Elect Richard J. Marcogliese For Annual

Canada Cenovus Energy Inc 27/04/2016 2.7 Elect Valerie A.A. Nielsen For Annual

Canada Cenovus Energy Inc 27/04/2016 2.8 Elect Charles M. Rampacek For Annual

Canada Cenovus Energy Inc 27/04/2016 2.9 Elect Colin Taylor For Annual

Canada Cenovus Energy Inc 27/04/2016 3Advisory Vote on Executive 

Compensation Against

Awards vest below median 

performance.Annual

United 

KingdomCentaur Media 11/05/2016 1 Accounts and Reports For Annual

United 

KingdomCentaur Media 11/05/2016 10 Elect Ron Sandler For Annual

United 

KingdomCentaur Media 11/05/2016 11

Appointment of Auditor and 

Authority to Set FeesFor

High non‐audit fees but given the 

position of the company and 

anticipated improvements, we will vote 

for this year

Annual

United 

KingdomCentaur Media 11/05/2016 12 Long Term Incentive Plan For Annual

United 

KingdomCentaur Media 11/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCentaur Media 11/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomCentaur Media 11/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomCentaur Media 11/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomCentaur Media 11/05/2016 2 Remuneration Report (Binding) For Annual

United 

KingdomCentaur Media 11/05/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomCentaur Media 11/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomCentaur Media 11/05/2016 5 Elect Christopher Satterthwaite For Annual

United 

KingdomCentaur Media 11/05/2016 6 Elect Robert W. Boyle For Annual

United 

KingdomCentaur Media 11/05/2016 7 Elect Rebecca S. Miskin For Annual

United 

KingdomCentaur Media 11/05/2016 8 Elect Mark Kerswell For Annual

United 

KingdomCentaur Media 11/05/2016 9 Elect Andria Vidler For Annual

United States Centene Corp. 26/04/2016 2.Advisory Resolution to Approve 

Executive CompensationFor Annual

United States Centene Corp. 26/04/2016 3. Ratification of Auditor For Annual

United States Centene Corp. 26/04/2016 Elect Orlando Ayala For Annual

United States Centene Corp. 26/04/2016 Elect John R. Roberts For Annual

United States Centene Corp. 26/04/2016 Elect Tommy G. Thompson For Annual

Canada Centerra Gold Inc. 17/05/2016 1.1 Elect Richard Connor For Annual

Canada Centerra Gold Inc. 17/05/2016 1.10 Elect Bektur Sagynov For Annual

Canada Centerra Gold Inc. 17/05/2016 1.11 Elect Bruce V. Walter For Annual

Canada Centerra Gold Inc. 17/05/2016 1.2 Elect Raphael Girard For Annual

Canada Centerra Gold Inc. 17/05/2016 1.3 Elect Eduard Kubatov For Annual

Canada Centerra Gold Inc. 17/05/2016 1.4 Elect Nurlan Kyshtobaev For Annual

Canada Centerra Gold Inc. 17/05/2016 1.5 Elect Stephen A. Lang For Annual

Canada Centerra Gold Inc. 17/05/2016 1.6 Elect Michael Parrett For Annual

Page 29 of 155

Page 30: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Centerra Gold Inc. 17/05/2016 1.7 Elect Scott G. Perry For Annual

Canada Centerra Gold Inc. 17/05/2016 1.8 Elect Sheryl K. Pressler For Annual

Canada Centerra Gold Inc. 17/05/2016 1.9 Elect Terry V. Rogers For Annual

Canada Centerra Gold Inc. 17/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Centerra Gold Inc. 17/05/2016 3 Transaction of Other Business AgainstGranting unfettered discretion is 

unwiseAnnual

United 

KingdomCentrica plc 18/04/2016 1 Accounts and Reports For Annual

United 

KingdomCentrica plc 18/04/2016 10 Elect Lesley Knox For Annual

United 

KingdomCentrica plc 18/04/2016 11 Elect Mike Linn For Annual

United 

KingdomCentrica plc 18/04/2016 12 Elect Ian K. Meakins For Annual

United 

KingdomCentrica plc 18/04/2016 13 Elect Carlos Pascual For Annual

United 

KingdomCentrica plc 18/04/2016 14 Elect Steve Pusey For Annual

United 

KingdomCentrica plc 18/04/2016 15 Appointment of Auditor For Annual

United 

KingdomCentrica plc 18/04/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomCentrica plc 18/04/2016 17 Authorisation of Political Donations For Annual

United 

KingdomCentrica plc 18/04/2016 18

RATIFICATION OF TECHNICAL 

BREACH OF BORROWING LIMITFor Annual

United 

KingdomCentrica plc 18/04/2016 19

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCentrica plc 18/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomCentrica plc 18/04/2016 20

Authority to Issue Shares w/o 

Preemptive RightsFor

Proposal consistent with policy and 

market limitsAnnual

United 

KingdomCentrica plc 18/04/2016 21 Authority to Repurchase Shares For Annual

United 

KingdomCentrica plc 18/04/2016 22 Increase in Borrowing Powers For Annual

United 

KingdomCentrica plc 18/04/2016 23

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomCentrica plc 18/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomCentrica plc 18/04/2016 4 Elect Jeff Bell For Annual

United 

KingdomCentrica plc 18/04/2016 5 Elect Mark Hodges For Annual

United 

KingdomCentrica plc 18/04/2016 6 Elect Richard Haythornthwaite For Annual

United 

KingdomCentrica plc 18/04/2016 7 Elect Iain C. Conn For Annual

United 

KingdomCentrica plc 18/04/2016 8 Elect Margherita Della Valle For Annual

United 

KingdomCentrica plc 18/04/2016 9 Elect Mark Hanafin For Annual

United States CenturyLink Inc 18/05/2016 2 Ratification of Auditor AgainstAuditor contract provides for 

alternative dispute resolutionAnnual

United States CenturyLink Inc 18/05/2016 3Amendment to 2011 Equity 

Incentive PlanFor Annual

United States CenturyLink Inc 18/05/2016 4Advisory Vote on Executive 

CompensationFor Annual

United States CenturyLink Inc 18/05/2016 5

Shareholder Proposal Regarding 

Retention of Shares Until Retirement 

Age

Against Annual

United States CenturyLink Inc 18/05/2016 Elect Martha H. Bejar For Annual

United States CenturyLink Inc 18/05/2016 Elect Virginia Boulet For Annual

United States CenturyLink Inc 18/05/2016 Elect Peter C. Brown For Annual

United States CenturyLink Inc 18/05/2016 Elect W. Bruce Hanks For Annual

United States CenturyLink Inc 18/05/2016 Elect Mary L. Landrieu For Annual

United States CenturyLink Inc 18/05/2016 Elect Gregory J. McCray For Annual

United States CenturyLink Inc 18/05/2016 Elect William A. Owens For Annual

United States CenturyLink Inc 18/05/2016 Elect Harvey P. Perry For Annual

United States CenturyLink Inc 18/05/2016 Elect Glen F. Post III For Annual

United States CenturyLink Inc 18/05/2016 Elect Michael J. Roberts For Annual

United States CenturyLink Inc 18/05/2016 Elect Laurie A. Siegel For Annual

United States Cerner Corp. 27/05/2016 1A. Elect Gerald E. Bisbee, Jr. For Annual

United States Cerner Corp. 27/05/2016 1B. Elect Denis A. Cortese For Annual

United States Cerner Corp. 27/05/2016 1C. Elect Linda M. Dillman For Annual

United States Cerner Corp. 27/05/2016 2. Ratification of Auditor For Annual

United States Cerner Corp. 27/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Cerner Corp. 27/05/2016 4.Approval of the Performance‐Based 

Compensation PlanFor Annual

Page 30 of 155

Page 31: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.1 Elect James C. Foster For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.2 Elect Robert J. Bertolini For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.3 Elect Stephen D. Chubb For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.4 Elect Deborah T. Kochevar For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.5 Elect George E. Massaro For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.6 Elect George M. Milne, Jr. Against

Related party transactions disclosure 

concernAnnual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.7 Elect C. Richard Reese For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.8 Elect Craig B. Thompson For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 1.9 Elect Richard F. Wallman For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 2.

Advisory Vote on Executive 

CompensationFor Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 3. Approval of the 2016 Incentive Plan For Annual

United StatesCharles River Laboratories 

International Inc.11/05/2016 4. Ratification of Auditor For Annual

United States Chemed Corp. 16/05/2016 1A. Elect Kevin J. McNamara For Annual

United States Chemed Corp. 16/05/2016 1B. Elect Joel F. Gemunder For Annual

United States Chemed Corp. 16/05/2016 1C. Elect Patrick P. Grace For Annual

United States Chemed Corp. 16/05/2016 1D. Elect Thomas C. Hutton For Annual

United States Chemed Corp. 16/05/2016 1E. Elect Walter L. Krebs For Annual

United States Chemed Corp. 16/05/2016 1F. Elect Andrea R. Lindell For Annual

United States Chemed Corp. 16/05/2016 1G. Elect Thomas P. Rice For Annual

United States Chemed Corp. 16/05/2016 1H. Elect Donald E. Saunders For Annual

United States Chemed Corp. 16/05/2016 1I. Elect George J. Walsh III For Annual

United States Chemed Corp. 16/05/2016 1J. Elect Frank E. Wood For Annual

United States Chemed Corp. 16/05/2016 2.

Re‐Approval of the Performance 

Goals for the 2006 Incentive Plan, 

2010 Incentive Plan and the Target 

Bonus Program

For Annual

United States Chemed Corp. 16/05/2016 3. Ratification of Auditor For Annual

United States Chemed Corp. 16/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Chemtura Corporation 05/05/2016 1.1 Elect Jeffrey D. Benjamin For Annual

United States Chemtura Corporation 05/05/2016 1.2 Elect Timothy J. Bernlohr For Annual

United States Chemtura Corporation 05/05/2016 1.3 Elect Anna C. Catalano For Annual

United States Chemtura Corporation 05/05/2016 1.4 Elect James W. Crownover For Annual

United States Chemtura Corporation 05/05/2016 1.5 Elect Robert A. Dover For Annual

United States Chemtura Corporation 05/05/2016 1.6 Elect Jonathan F. Foster For Annual

United States Chemtura Corporation 05/05/2016 1.7 Elect Craig A. Rogerson For Annual

United States Chemtura Corporation 05/05/2016 1.8 Elect John K. Wulff For Annual

United States Chemtura Corporation 05/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Chemtura Corporation 05/05/2016 3. Ratification of Auditor For Annual

Taiwan Cheng Shin Rubber Ind. 15/06/2016 1 Amendments to Articles  For Annual

Taiwan Cheng Shin Rubber Ind. 15/06/2016 2 Accounts and Reports For Annual

Taiwan Cheng Shin Rubber Ind. 15/06/2016 3 Allocation of Profits/Dividends For AnnualCayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 1 Accounts and Reports For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.1 Elect LI Ka‐Shing For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.10 Elect Albert CHOW Nin Mow For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.11 Elect Katherine HUNG Siu Lin For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.12 Elect Simon Murray For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.13 Elect Anthony YEH Yuan Chang For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.2 Elect KAM Hing Lam For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.3 Elect Edmond IP Tak Chuen For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.4 Elect Davy CHUNG Sun Keung For Annual

Page 31 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.5 Elect Justin CHIU Kwok Hung For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.6 Elect JP CHOW Wai Kam For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.7 Elect Ezra PAU Yee Wan For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.8 Elect Grace WOO Chia Ching For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 3.9 Elect Henry CHEONG Ying Chew For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 5 Directors' Fees For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 6.1

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 6.2 Authority to Repurchase Shares For Annual

Cayman 

Islands

Cheung Kong Property Holdings 

Limited13/05/2016 6.3

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Chevron Corp. 25/05/2016 10.Shareholder Proposal Regarding 

Hydraulic FracturingAgainst Annual

United States Chevron Corp. 25/05/2016 11.Shareholder Proposal Regarding 

Environmental Expertise on BoardAgainst Annual

United States Chevron Corp. 25/05/2016 12.Shareholder Proposal Regarding 

Right to Call a Special meetingAgainst Annual

United States Chevron Corp. 25/05/2016 1A. Elect Alexander B. Cummings, Jr. Abstain Candidate withdrawn Annual

United States Chevron Corp. 25/05/2016 1B. Elect Linnet F. Deily For Annual

United States Chevron Corp. 25/05/2016 1C. Elect Robert E. Denham For Annual

United States Chevron Corp. 25/05/2016 1D. Elect Alice P. Gast For Annual

United States Chevron Corp. 25/05/2016 1E. Elect Enrique Hernandez, Jr. For Annual

United States Chevron Corp. 25/05/2016 1F. Elect Jon M. Huntsman, Jr. For Annual

United States Chevron Corp. 25/05/2016 1G. Elect Charles W. Moorman, IV For Annual

United States Chevron Corp. 25/05/2016 1H. Elect John G. Stumpf For Annual

United States Chevron Corp. 25/05/2016 1I. Elect Ronald D. Sugar For Annual

United States Chevron Corp. 25/05/2016 1J. Elect Inge G. Thulin For Annual

United States Chevron Corp. 25/05/2016 1K. Elect John S. Watson For Annual

United States Chevron Corp. 25/05/2016 2. Ratification of Auditor For Annual

United States Chevron Corp. 25/05/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Chevron Corp. 25/05/2016 4.

Amendment to Non‐Employee 

Directors' Equity Compensation and 

Deferral Plan

For Annual

United States Chevron Corp. 25/05/2016 5.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Chevron Corp. 25/05/2016 6.

Shareholder Proposal Regarding 

Reporting and Reducing Greenhouse 

Gas Emissions

For

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by climate change and 

attendant regulations

Annual

United States Chevron Corp. 25/05/2016 7.Shareholder Proposal Regarding 

Climate Change Policy RiskFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by climate change and 

attendant regulations

Annual

United States Chevron Corp. 25/05/2016 8.Shareholder Proposal Regarding 

Report on Reserve ReplacementsAgainst Annual

United States Chevron Corp. 25/05/2016 9.Shareholder Proposal Regarding 

Dividend PolicyAgainst Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 10.Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 130.00% of the 

currently outstanding shares.

Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 11.Amendment to the amended 2008 

Long‐Term Incentive PlanFor Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 1A) Elect Michael L. Underwood For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 2A) Elect Deborah M. Fretz For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 2B) Elect James. H. Miller For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 4. Accounts and Reports For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 5. Allocation of Profits/Dividends For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 6. Ratification of Management Acts For Annual

Page 32 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 7. Ratification of Board Acts For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 8. Appointment of Auditor For Annual

Netherlands Chicago Bridge & Iron Co. N.V. 04/05/2016 9. Authority to Repurchase Shares For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 1 Accounts and Reports For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 2.A Elect GU Lifeng For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 2.B Elect SHI Bo For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 2.C Elect YU Xubo For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 2.D Elect Patrick V. Vizzone For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 4.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 4.B Authority to Repurchase Shares For Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 4.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongChina Agri‐Industries Holdings 

Ltd.01/06/2016 5

Amendment to the Vesting Period of 

Share Option

Scheme

For Annual

Taiwan China Air Lines 24/06/2016 1 Amendments to Articles For Annual

Taiwan China Air Lines 24/06/2016 2Non‐compete Restrictions for 

DirectorsAgainst Potential conflict of interests Annual

Taiwan China Air Lines 24/06/2016 3 Accounts and Reports For Annual

Taiwan China Air Lines 24/06/2016 4 Allocation of Profits/Dividends For Annual

United States China Biologic Products Inc. 20/06/2016 2. Ratification of Auditor For Annual

United States China Biologic Products Inc. 20/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States China Biologic Products Inc. 20/06/2016 4.Increase of Authorized Common 

StockAgainst Increase is excessive Annual

United States China Biologic Products Inc. 20/06/2016 Elect David (Xiaoying) Gao Withhold

Adopted or renewed poison pill w/o 

shareholder approval within last 2 

years

Annual

United States China Biologic Products Inc. 20/06/2016 Elect CHOW Joseph Withhold

Adopted or renewed poison pill w/o 

shareholder approval within last 2 

years

Annual

United States China Biologic Products Inc. 20/06/2016 Elect Min Fang For Annual

Hong Kong China Everbright Ltd. 18/05/2016 1 Accounts and Reports For Annual

Hong Kong China Everbright Ltd. 18/05/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong China Everbright Ltd. 18/05/2016 3.A Elect TANG Shuangning For Annual

Hong Kong China Everbright Ltd. 18/05/2016 3.B Elect Richard TANG Chi Chun For Annual

Hong Kong China Everbright Ltd. 18/05/2016 3.C Elect Timpson CHUNG Shui Ming Against Serves on too many boards Annual

Hong Kong China Everbright Ltd. 18/05/2016 3.D Directors' Fees For Annual

Hong Kong China Everbright Ltd. 18/05/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong China Everbright Ltd. 18/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong China Everbright Ltd. 18/05/2016 6 Authority to Repurchase Shares For Annual

Hong Kong China Everbright Ltd. 18/05/2016 7Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 1 Accounts and Reports For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 3.A Elect LIU Fenglei For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 3.B Elect QIAN Yewen For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 3.C Elect FAN Qihui For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 3.D Elect YANG Lei Against Insider on compensation committee Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 3.E Elect MA Lintao For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 3.F Directors' Fees For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 5 Authority to Repurchase Shares For Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China Harmony New Energy 

Auto Holding Limited18/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 1 Accounts and Reports For Annual

Page 33 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.A Elect CHEN Yongdao Against Insider on compensation committee Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.B Elect LIAO Enrong For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.C Elect GOU Jianhui For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.D Elect WANG Zhangbing For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.E Elect ZHOU Zhijin For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.F Elect HU Jichun For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.G Elect JIANG Xihe Against

Audit committee met an insufficient 

number of timesAnnual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.H Elect ZHU Junsheng For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.I Elect CHEN Shimin For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 3.J Directors' Fees For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 5

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 6 Authority to Repurchase Shares For Annual

Cayman 

Islands

China High Speed Transmission 

Equipment Group Co., Ltd.17/06/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 1 Accounts and Reports For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 2 Allocation of Profits/Dividends For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 3.A Elect JIANG Nan For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 3.B Elect CUI Yan For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 3.C Elect AN Hongjun For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 3.D Elect GAO Shibin For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 3.E Elect NING Gaoning For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 4 Directors' Fees For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 6 Authority to Repurchase Shares For Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 7

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongChina Jinmao Holdings Group 

Limited02/06/2016 8

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 1 Accounts and Reports For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3A Elect WONG Luen Hei Against

Insider on compensation committee; 

Nominating committee chair not 

independent

Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3B Elect KONG Zhaocong For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3C Elect LIN Shaoquan Against Less than 75% Attendance Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3D Elect Eugene FUNG Pui Cheung Against

Audit committee met an insufficient 

number of timesAnnual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3E Elect Jonathan WONG Kwok Ho For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3F Elect TAO Zhigang For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 3G Directors' Fees For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Page 34 of 155

Page 35: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 5A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 5B Authority to Repurchase Shares For Annual

Cayman 

Islands

China Lesso Group Holdings 

Limited13/05/2016 5C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Taiwan China Life Insurance 31/05/2016 1 Amendments to Articles  For Annual

Taiwan China Life Insurance 31/05/2016 2 Accounts and Reports For Annual

Taiwan China Life Insurance 31/05/2016 3 Allocation of Profits/Dividends For Annual

Taiwan China Life Insurance 31/05/2016 4Capitalization of Profits and Issuance 

of New SharesFor Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 1 Accounts and Reports For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 2 Allocation of Profits/Dividends For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.A Elect HU Jianhua For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.B Elect FU Gangfeng For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.C Elect DENG Renjie For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.D Elect BAI Jingtao Against Insider on compensation committee Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.E Elect WANG Zhixian For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.F Elect KUT Ying Hay For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.G Elect Peter LEE Yip Wah Against

Audit committee met an insufficient 

number of timesAnnual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.H Elect John LI Kwok Heem For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.A.I Elect David LI Ka Fai Against Serves on too many boards Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 3.B Directors' Fees For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 5.A

Authority to Grant Options/Shares 

under the SchemeAgainst Change of control provision Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 5.B

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 5.C Authority to Repurchase Shares For Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 5.D

Authority to Issue Repuchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongChina Merchants Holdings 

(International) Co. Ltd.03/06/2016 6 Change in Company Name For Annual

Hong Kong China Mobile Limited 26/05/2016 1 Accounts and Reports For Annual

Hong Kong China Mobile Limited 26/05/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong China Mobile Limited 26/05/2016 3.I Elect SHANG Bing For Annual

Hong Kong China Mobile Limited 26/05/2016 3.II Elect LI Yue For Annual

Hong Kong China Mobile Limited 26/05/2016 3.III Elect SHA Yuejia Against Less than 75% Attendance Annual

Hong Kong China Mobile Limited 26/05/2016 3.IV Elect LIU Aili For Annual

Hong Kong China Mobile Limited 26/05/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong China Mobile Limited 26/05/2016 5 Authority to Repurchase Shares For Annual

Hong Kong China Mobile Limited 26/05/2016 6Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong China Mobile Limited 26/05/2016 7Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 1 Accounts and Reports For Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 2 Allocation of Profits/Dividends For Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 3.A Elect XIAO Xiao For Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 3.B Elect LUO Liang For Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 3.C Elect Brian David LI Man Bun Against

Insufficient audit committee 

independence; Board is not sufficiently 

independent

Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 4 Directors' Fees For Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 6 Authority to Repurchase Shares For Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 7

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongChina Overseas Land & 

Investment Ltd.06/05/2016 8

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 1 Accounts and Reports For Annual

Page 35 of 155

Page 36: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 3.1 Elect PAN Yonghong For Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 3.2 Elect Stephen IP Shu Kwan For Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 3.3 Elect Abraham SHEK Lai Him Against Serves on too many boards Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 3.4 Elect XU Yongmo For Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 3.5 Directors' Fees For Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 5 Authority to Repurchase Shares For Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China Resources Cement 

Holdings Ltd.13/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 1 Accounts and Reports For Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 3.1 Elect WU Xiangdong Against

Less than 75% Attendance; No 

nominating/governance committee 

meeting; Nominated a director w/ 

concerning issues; Nominating 

committee chair not independent

Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 3.2 Elect TANG Yong Against Less than 75% Attendance Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 3.3 Elect DU Wenmin Against Less than 75% Attendance Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 3.4 Elect Bosco HO Hin Ngai For Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 3.5 Elect Peter WAN Kam To Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 3.6 Directors' Fees For Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 5 Authority to Repurchase Shares For Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsChina Resources Land Ltd. 03/06/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 1 Accounts and Reports For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 2 Allocation of Profits/Dividends For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.1 Elect ZHANG Shen Wen For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.2 Elect WANG Xiao Bin For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.3 Elect Elsie LEUNG Oi Sie For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.4 Elect Raymond CH'IEN Kuo Fung Against Less than 75% Attendance Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.5 Elect GE Changxin For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.6 Elect HU Min For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 3.7 Directors' Fees For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 5 Authority to Repurchase Shares For Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongChina Resources Power Hldgs 

Co06/06/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 1

Renewed Rewang Low Pressure 

Steam Supply AgreementFor Special

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 2

Renewed Water and Miscellaneous 

Materials Supply Agreement 1For Special

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 3

Renewed Water and Miscellaneous 

Materials Supply Agreement 2For Special

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 4

Renewed Medium Pressure Steam 

Supply Agreement 1For Special

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 5

Renewed Medium Pressure Steam 

Supply Agreement 2For Special

Page 36 of 155

Page 37: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 6

Renewed Low Pressure Steam 

Supply Agreement 1For Special

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited08/04/2016 7

Renewed Low Pressure Steam 

Supply Agreement 2For Special

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 1 Accounts and Reports For Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 2.A Elect GUAN Jianzhong Against

No independent lead or presiding 

director; Nominated a director w/ 

concerning issues; Nominating 

committee chair not independent

Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 2.B Elect HAN Jianping Against Less than 75% Attendance Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 2.C Elect SHEN Kaijun Against Less than 75% Attendance Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 2.D Directors' Fees For Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 4

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 5 Authority to Repurchase Shares For Annual

Cayman 

Islands

China Sanjiang Fine Chemicals 

Company Limited03/06/2016 6

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 1 Accounts and Reports For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 3.A Elect ZHOU Yong For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 3.B Elect ZHOU Hancheng For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 3.C Elect HUNG  Cheung Shew For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 3.D Elect Raymond LEUNG Hai Ming For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 4 Directors' Fees For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 6.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 6.B Authority to Repurchase Shares For Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.01/06/2016 6.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China State Construction 

International Holdings Ltd.17/06/2016 1 Merger/Acquisition Against

Poor rationale; Inconsistent with 

strategic focus; Financed by discounted 

sale to parent entity

Special

Cayman 

Islands

China State Construction 

International Holdings Ltd.17/06/2016 2 Subscription Agreement Against Opposed to related transaction Special

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 1 Accounts and Reports For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 2.A.1 Elect WANG Bin Against

Insider on compensation committee; 

Nominating committee chair not 

independent

Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 2.A.2 Elect MENG Zhaoyi For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 2.A.3 Elect HUANG Weijian For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 2.A.4 Elect ZHU Xiangwen For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 2.A.5 Elect XIE Zhichun For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 2.B Directors' Fees For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 4

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 5 Authority to Repurchase Shares For Annual

Hong KongChina Taiping Insurance 

Holdings Co Ltd19/05/2016 6

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 1 Accounts and Reports For Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 3.I.A Elect WANG Xiaochu For Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 3.I.B Elect LU Yimin Against Less than 75% Attendance Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 3.I.C Elect LI Fushen For Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 3.I.D Elect Fanny LAW Fan Chiu Fun For Annual

Page 37 of 155

Page 38: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 3.II Directors' Fees For Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 5 Authority to Repurchase Shares For Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 6Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong China Unicom (Hong Kong) Ltd 12/05/2016 7Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 1 Accounts and Reports For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 3.A Elect WANG Muqing Against

Insider on compensation committee; 

Related party transactionsAnnual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 3.B Elect LI Zhubo For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 3.C Elect Kelvin WONG Tin Yau Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 3.D Elect LI Yi For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 3.E Elect WAN To For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 3.F Elect CAO Tong For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 4 Directors' Fees For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 6 Authority to Repurchase Shares For Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 7

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

China ZhengTong Auto Services 

Holdings Limited20/05/2016 8

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Choice Hotels International, Inc. 22/04/2016 1A. Elect Barbara T. Alexander For Annual

United States Choice Hotels International, Inc. 22/04/2016 1B. Elect Stewart Bainum, Jr. For Annual

United States Choice Hotels International, Inc. 22/04/2016 1C. Elect William L. Jews AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Choice Hotels International, Inc. 22/04/2016 1D. Elect Stephen P. Joyce For Annual

United States Choice Hotels International, Inc. 22/04/2016 1E. Elect Monte J. M. Koch, For Annual

United States Choice Hotels International, Inc. 22/04/2016 1F. Elect Liza K. Landsman For Annual

United States Choice Hotels International, Inc. 22/04/2016 1G. Elect Scott A Renschler For Annual

United States Choice Hotels International, Inc. 22/04/2016 1H. Elect Ervin R. Shames For Annual

United States Choice Hotels International, Inc. 22/04/2016 1I. Elect Gordon A. Smith For Annual

United States Choice Hotels International, Inc. 22/04/2016 1J. Elect John P. Tague For Annual

United States Choice Hotels International, Inc. 22/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Choice Hotels International, Inc. 22/04/2016 3. Ratification of Auditor For Annual

Canada CI Financial Corp 09/06/2016 1.1 Elect Peter W. Anderson For Annual

Canada CI Financial Corp 09/06/2016 1.10 Elect A. Winn Oughtred For Annual

Canada CI Financial Corp 09/06/2016 1.11 Elect David J. Riddle For Annual

Canada CI Financial Corp 09/06/2016 1.2 Elect Sonia A. Baxendale For Annual

Canada CI Financial Corp 09/06/2016 1.3 Elect Ronald D. Besse For Annual

Canada CI Financial Corp 09/06/2016 1.4 Elect Paul W. Derksen For Annual

Canada CI Financial Corp 09/06/2016 1.5 Elect William T. Holland For Annual

Canada CI Financial Corp 09/06/2016 1.6 Elect H.B. Clay Horner For Annual

Canada CI Financial Corp 09/06/2016 1.7 Elect David P. Miller For Annual

Canada CI Financial Corp 09/06/2016 1.8 Elect Stephen T. Moore For Annual

Canada CI Financial Corp 09/06/2016 1.9 Elect Tom P. Muir For Annual

Canada CI Financial Corp 09/06/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada CI Financial Corp 09/06/2016 3Advisory vote on Executive 

Compensation For Annual

United States Cincinnati Financial Corp. 30/04/2016 2.Adoption of Majority Vote for 

Election of DirectorsFor Annual

United States Cincinnati Financial Corp. 30/04/2016 3. Ratification of Auditor For Annual

United States Cincinnati Financial Corp. 30/04/2016 4.Approval of 2016 Stock 

Compensation PlanFor Annual

United States Cincinnati Financial Corp. 30/04/2016 5.Advisory Vote on Executive 

CompensationFor Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect William F. Bahl For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Gregory T. Bier For Annual

Page 38 of 155

Page 39: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Cincinnati Financial Corp. 30/04/2016 Elect Linda W. Clement‐Holmes For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Dirk J. Debbink For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Steven J. Johnston For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Kenneth C. Lichtendahl For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect W. Rodney McMullen For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect David P. Osborn For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Gretchen W. Price For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect John J. Schiff, Jr. For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Thomas R. Schiff For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Douglas S. Skidmore For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Kenneth W. Stecher For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect John F. Steele, Jr. For Annual

United States Cincinnati Financial Corp. 30/04/2016 Elect Larry R. Webb For Annual

Indonesia Ciputra Surya Tbk 15/06/2016 1 Accounts and Reports For Annual

Indonesia Ciputra Surya Tbk 15/06/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Ciputra Surya Tbk 15/06/2016 3Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Ciputra Surya Tbk 15/06/2016 4 Directors' and Commissioners' Fees For Annual

United States Citigroup Inc 26/04/2016 10.Shareholder Proposal Regarding 

Government Service VestingAgainst Annual

United States Citigroup Inc 26/04/2016 1A. Elect Michael L. Corbat For Annual

United States Citigroup Inc 26/04/2016 1B. Elect Ellen M. Costello For Annual

United States Citigroup Inc 26/04/2016 1C. Elect Duncan P. Hennes For Annual

United States Citigroup Inc 26/04/2016 1D. Elect Peter B. Henry For Annual

United States Citigroup Inc 26/04/2016 1E. Elect Franz B. Humer For Annual

United States Citigroup Inc 26/04/2016 1F. Elect Renee J. James For Annual

United States Citigroup Inc 26/04/2016 1G. Elect Eugene M. McQuade For Annual

United States Citigroup Inc 26/04/2016 1H. Elect Michael E. O'Neill For Annual

United States Citigroup Inc 26/04/2016 1I. Elect Gary M. Reiner For Annual

United States Citigroup Inc 26/04/2016 1J. Elect Judith Rodin For Annual

United States Citigroup Inc 26/04/2016 1K. Elect Anthony M. Santomero For Annual

United States Citigroup Inc 26/04/2016 1L. Elect Joan E. Spero For Annual

United States Citigroup Inc 26/04/2016 1M. Elect Diana L. Taylor For Annual

United States Citigroup Inc 26/04/2016 1N. Elect William S. Thompson, Jr. For Annual

United States Citigroup Inc 26/04/2016 1O. Elect James S. Turley For Annual

United States Citigroup Inc 26/04/2016 1P. Elect Ernesto Zedillo Ponce de Leon For Annual

United States Citigroup Inc 26/04/2016 2. Ratification of Auditor For Annual

United States Citigroup Inc 26/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Citigroup Inc 26/04/2016 4.Amendment to the 2014 Stock 

Incentive PlanFor Annual

United States Citigroup Inc 26/04/2016 5.Amendment to the 2011 Executive 

Performance PlanFor Annual

United States Citigroup Inc 26/04/2016 6.Shareholder Proposal Regarding 

Gender Pay Equity ReportAgainst Annual

United States Citigroup Inc 26/04/2016 7.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United States Citigroup Inc 26/04/2016 8.

Shareholder Proposal Regarding 

Formation of Shareholder Value 

Committee

Against Annual

United States Citigroup Inc 26/04/2016 9.Shareholder Proposal Regarding 

Amendment to Clawback PolicyAgainst Annual

United States Citizens Financial Group Inc 28/04/2016 2. Ratification of Auditor For Annual

United States Citizens Financial Group Inc 28/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Bruce Van Saun For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Mark S. Casady For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Christine M. Cumming For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Anthony Di Iorio For Annual

Page 39 of 155

Page 40: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Citizens Financial Group Inc 28/04/2016 Elect William P. Hankowsky For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Howard W. Hanna III For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Leo I. Higdon, Jr. For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Charles J. Koch For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Arthur F. Ryan For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Shivan S. Subramaniam For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Wendy A. Watson For Annual

United States Citizens Financial Group Inc 28/04/2016 Elect Marita Zuraitis For Annual

United States Citrix Systems, Inc. 23/06/2016 1A. Elect Robert M. Calderoni For Annual

United States Citrix Systems, Inc. 23/06/2016 1B. Elect Nanci E. Caldwell For Annual

United States Citrix Systems, Inc. 23/06/2016 1C. Elect Jesse A. Cohn For Annual

United States Citrix Systems, Inc. 23/06/2016 1D. Elect Robert D. Daleo For Annual

United States Citrix Systems, Inc. 23/06/2016 1E. Elect Murray J. Demo For Annual

United States Citrix Systems, Inc. 23/06/2016 1F. Elect Peter J. Sacripanti For Annual

United States Citrix Systems, Inc. 23/06/2016 1G. Elect Graham V. Smith For Annual

United States Citrix Systems, Inc. 23/06/2016 1H. Elect Godfrey R. Sullivan AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Citrix Systems, Inc. 23/06/2016 1I. Elect Kirill Tatarinov For Annual

United States Citrix Systems, Inc. 23/06/2016 2. Ratification of Auditor For Annual

United States Citrix Systems, Inc. 23/06/2016 3.Advisory Vote on Executive 

CompensationAgainst Substantial one‐time awards Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.A Elect Victor LI Tzar Kuoi For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.B Elect Canning FOK Kin Ning For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.C Elect Frank J. Sixt Against Serves on too many boards Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.D Elect Charles LEE Yeh Kwong For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.E Elect George C. Magnus For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.F Elect Michael David Kadoorie For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 3.G Elect Rosanna WONG Yick Ming For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 5.1

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 5.2 Authority to Repurchase Shares For Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 5.3

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsCK Hutchison Holdings Limited 13/05/2016 6

Adoption of Share Option Scheme of 

HCMLAgainst

Plan is not in best interests of 

shareholdersAnnual

Hong Kong CLP Holdings Ltd. 05/05/2016 1 Accounts and Reports For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.A Elect Zia Mody For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.B Elect Geert Peeters For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.C Elect Nicholas C. Allen For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.D Elect Fanny LAW Fan Chiu Fun For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.E Elect Irene LEE Yun Lien Against Serves on too many boards Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.F Elect Richard Kendall Lancaster For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 2.G Elect John Andrew Harry Leigh For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 4 Approve Increase in Directors' Fees For Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsFor Annual

Hong Kong CLP Holdings Ltd. 05/05/2016 6 Authority to Repurchase Shares For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.1 Accounts and Reports For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.2 Allocation of Profits/Dividends For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.3 Elect LI Fanrong For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.4 Elect LV Bo For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.5 Elect CHIU Sung Hong For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.6 Directors' Fees For Annual

Hong Kong Cnooc Ltd. 26/05/2016 A.7Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Cnooc Ltd. 26/05/2016 B.1 Authority to Repurchase Shares For Annual

Page 40 of 155

Page 41: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Hong Kong Cnooc Ltd. 26/05/2016 B.2Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Cnooc Ltd. 26/05/2016 B.3Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Canada Cobalt Energy Ltd 28/04/2016 2. Ratification of Auditor For Annual

Canada Cobalt Energy Ltd 28/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

Canada Cobalt Energy Ltd 28/04/2016 4.Amendment to Non‐Employee 

Director Compensation PlanAgainst Excessive Director Fees Annual

Canada Cobalt Energy Ltd 28/04/2016 Elect Joseph H. Bryant For Annual

Canada Cobalt Energy Ltd 28/04/2016 Elect Jack E. Golden Withhold Ongoing compensation concerns Annual

Canada Cobalt Energy Ltd 28/04/2016 Elect Jon A. Marshall Withhold Ongoing compensation concerns AnnualUnited 

KingdomCobham plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomCobham plc 28/04/2016 10 Elect Alan G. Semple For Annual

United 

KingdomCobham plc 28/04/2016 11 Elect Michael P. Wareing For Annual

United 

KingdomCobham plc 28/04/2016 12 Elect Alison Wood For Annual

United 

KingdomCobham plc 28/04/2016 13 Appointment of Auditor For Annual

United 

KingdomCobham plc 28/04/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomCobham plc 28/04/2016 15 Employee Stock Purchase Plan For Annual

United 

KingdomCobham plc 28/04/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomCobham plc 28/04/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCobham plc 28/04/2016 18

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomCobham plc 28/04/2016 19

Authority to Set General Meeting 

Notice Period at 14 Days For Annual

United 

KingdomCobham plc 28/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomCobham plc 28/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomCobham plc 28/04/2016 4 Elect John Devaney For Annual

United 

KingdomCobham plc 28/04/2016 5 Elect D. Jonathan Flint For Annual

United 

KingdomCobham plc 28/04/2016 6 Elect Michael W. Hagee For Annual

United 

KingdomCobham plc 28/04/2016 7 Elect Robert Murphy For Annual

United 

KingdomCobham plc 28/04/2016 8 Elect Simon Nicholls For Annual

United 

KingdomCobham plc 28/04/2016 9 Elect Birgit Nørgaard For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1A. Elect Jan Bennink For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1B. Elect John F. Brock For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1C. Elect Calvin Darden For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1D. Elect L. Phillip Humann For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1E. Elect Orrin H. Ingram II For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1F. Elect Thomas H. Johnson For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1G. Elect Véronique Morali For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1H. Elect Andrea L. Saia For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1I. Elect Garry Watts For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1J. Elect Curtis R. Welling For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 1K. Elect Phoebe A. Wood For Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Coca‐Cola Enterprises Inc. 26/04/2016 3. Ratification of Auditor For Annual

United States Coca‐Cola Enterprises Inc. 24/05/2016 1. Merger/Acquisition For Special

United States Coca‐Cola Enterprises Inc. 24/05/2016 2.

Approve Articles Providing for Initial 

Terms of Independent Non‐

Executive Directors, the Chairman, 

and the CEO

For Special

United States Coca‐Cola Enterprises Inc. 24/05/2016 3. Right to Adjourn Meeting For Special

United States Coca‐Cola Enterprises Inc. 24/05/2016 4. Advisory Vote on Golden Parachutes For Special

Canada Colliers International Group Inc 12/04/2016 1A Elect David R. Beatty For Annual

Canada Colliers International Group Inc 12/04/2016 1B Elect Peter F. Cohen For Annual

Page 41 of 155

Page 42: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Colliers International Group Inc 12/04/2016 1C Elect John P. Curtin, Jr. For Annual

Canada Colliers International Group Inc 12/04/2016 1D Elect Michael D. Harris Against Other unique issue Annual

Canada Colliers International Group Inc 12/04/2016 1E Elect Jay S. Hennick For Annual

Canada Colliers International Group Inc 12/04/2016 1F Elect Katherine M. Lee For Annual

Canada Colliers International Group Inc 12/04/2016 1G Elect L. Frederick Sutherland For Annual

Canada Colliers International Group Inc 12/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

United States Community Health Systems, Inc. 17/05/2016 1A. Elect W. Larry Cash Against CFO on board Annual

United States Community Health Systems, Inc. 17/05/2016 1B. Elect John A. Clerico For Annual

United States Community Health Systems, Inc. 17/05/2016 1C. Elect James S. Ely III For Annual

United States Community Health Systems, Inc. 17/05/2016 1D. Elect John A. Fry For Annual

United States Community Health Systems, Inc. 17/05/2016 1E. Elect William Norris Jennings For Annual

United States Community Health Systems, Inc. 17/05/2016 1F. Elect Julia B. North For Annual

United States Community Health Systems, Inc. 17/05/2016 1G. Elect Wayne T. Smith For Annual

United States Community Health Systems, Inc. 17/05/2016 1H. Elect H. Mitchell Watson, Jr. For Annual

United States Community Health Systems, Inc. 17/05/2016 1I. Elect H. James Williams For Annual

United States Community Health Systems, Inc. 17/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Community Health Systems, Inc. 17/05/2016 3. 2009 Stock Option and Award Plan For Annual

United States Community Health Systems, Inc. 17/05/2016 4. Ratification of Auditor For Annual

United States Community Health Systems, Inc. 17/05/2016 5.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States Consolidated Edison, Inc. 16/05/2016 1A. Elect Vincent A. Calarco For Annual

United States Consolidated Edison, Inc. 16/05/2016 1B. Elect George Campbell, Jr. For Annual

United States Consolidated Edison, Inc. 16/05/2016 1C. Elect Michael J. Del Giudice For Annual

United States Consolidated Edison, Inc. 16/05/2016 1D. Elect Ellen V. Futter Against Related party transactions Annual

United States Consolidated Edison, Inc. 16/05/2016 1E. Elect John F. Killian For Annual

United States Consolidated Edison, Inc. 16/05/2016 1F. Elect John McAvoy For Annual

United States Consolidated Edison, Inc. 16/05/2016 1G. Elect Armando J. Olivera For Annual

United States Consolidated Edison, Inc. 16/05/2016 1H. Elect Michael W. Ranger For Annual

United States Consolidated Edison, Inc. 16/05/2016 1I. Elect Linda S. Sanford For Annual

United States Consolidated Edison, Inc. 16/05/2016 1J. Elect L. Frederick Sutherland For Annual

United States Consolidated Edison, Inc. 16/05/2016 2. Ratification of Auditor For Annual

United States Consolidated Edison, Inc. 16/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United StatesContinental Building Products 

Inc06/05/2016 1A. Elect James Bachmann For Annual

United StatesContinental Building Products 

Inc06/05/2016 2. Ratification of Auditor For Annual

Netherlands Core Laboratories N.V. 19/05/2016 1A. Elect Charles L. Dunlap For Annual

Netherlands Core Laboratories N.V. 19/05/2016 1A. Elect Charles L. Dunlap For Annual

Netherlands Core Laboratories N.V. 19/05/2016 1B. Elect Lucia van Geuns For Annual

Netherlands Core Laboratories N.V. 19/05/2016 1B. Elect Lucia van Geuns For Annual

Netherlands Core Laboratories N.V. 19/05/2016 1C. Elect Michael Straughen For Annual

Netherlands Core Laboratories N.V. 19/05/2016 1C. Elect Michael Straughen For Annual

Netherlands Core Laboratories N.V. 19/05/2016 2A.Election of Additional Supervisory 

DirectorFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 2A.Election of Additional Supervisory 

DirectorFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 3.Amendment of Article 16, Sub‐article 

15For Annual

Netherlands Core Laboratories N.V. 19/05/2016 3.Amendment of Article 16, Sub‐article 

15For Annual

Netherlands Core Laboratories N.V. 19/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 5. Accounts and Reports For Annual

Netherlands Core Laboratories N.V. 19/05/2016 5. Accounts and Reports For Annual

Netherlands Core Laboratories N.V. 19/05/2016 6. Cancellation of Shares For Annual

Netherlands Core Laboratories N.V. 19/05/2016 6. Cancellation of Shares For Annual

Netherlands Core Laboratories N.V. 19/05/2016 7.Extension and Renewal of Exisiting 

Authority to Repurchase SharesFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 7.Extension and Renewal of Exisiting 

Authority to Repurchase SharesFor Annual

Page 42 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Netherlands Core Laboratories N.V. 19/05/2016 8.Extension of Authority to Issue 

Shares w/ Preemptive RightsFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 8.Extension of Authority to Issue 

Shares w/ Preemptive RightsFor Annual

Netherlands Core Laboratories N.V. 19/05/2016 9.Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Netherlands Core Laboratories N.V. 19/05/2016 9.Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Spain Corporacion Financiera Alba 08/06/2016 1 Accounts and Reports For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 10 Remuneration Report AgainstUnexplained significant increase in 

fixed payOrdinary

Spain Corporacion Financiera Alba 08/06/2016 11 Long‐Term Incentive Plan 2015 For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 12.1Cancellation of Previous Authority to 

Issue SharesFor Ordinary

Spain Corporacion Financiera Alba 08/06/2016 12.2Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Ordinary

Spain Corporacion Financiera Alba 08/06/2016 12.3Authority to Issue Shares w/ 

Preemptive RightsFor Ordinary

Spain Corporacion Financiera Alba 08/06/2016 13 Authority to Repurchase Shares For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 14 Authorisation of Legal Formalities For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 15 Minutes For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 2 Ratification of Board Acts For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 3 Allocation of Profits/Dividends For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 4Capitalisation of Reserves for Scrip 

DividendFor Ordinary

Spain Corporacion Financiera Alba 08/06/2016 5.1 Board Size For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 5.2Void Appointment of Amparo 

Moraleda MartínezFor Ordinary

Spain Corporacion Financiera Alba 08/06/2016 5.3 Elect Carlos March Delgado For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 5.4 Elect Juan March de la Lastra For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 5.5 Elect María Eugenia Girón Dávila For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 5.6 Elect Claudia Pickholz For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 6Amendments to Articles (Audit 

Committee)For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 7

Presentation of Report on 

Amendments to Board of

Directors Regulations

For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 8 Appointment of Auditor For Ordinary

Spain Corporacion Financiera Alba 08/06/2016 9Merger by Absorption (Alba 

Participaciones, S.A.U.)For Ordinary

United States Crocs Inc 06/06/2016 2. Ratification of Auditor For Annual

United States Crocs Inc 06/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Crocs Inc 06/06/2016 Elect Ian Bickley For Annual

United States Crocs Inc 06/06/2016 Elect Doreen A. Wright Withhold Material weakness Annual

United 

KingdomCroda International plc 27/04/2016 1 Accounts and Reports For Annual

United 

KingdomCroda International plc 27/04/2016 10 Elect Nigel Turner For Annual

United 

KingdomCroda International plc 27/04/2016 11 Elect Stephen Williams For Annual

United 

KingdomCroda International plc 27/04/2016 12 Appointment of Auditor For Annual

United 

KingdomCroda International plc 27/04/2016 13 Authority to Set Fees For Annual

United 

KingdomCroda International plc 27/04/2016 14 Authorisation of Political Donations For Annual

United 

KingdomCroda International plc 27/04/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomCroda International plc 27/04/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor

The proposal is consistent with our 

policy and current market guidanceAnnual

United 

KingdomCroda International plc 27/04/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomCroda International plc 27/04/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomCroda International plc 27/04/2016 19

Special Dividend and Share 

ConsolidationFor Annual

United 

KingdomCroda International plc 27/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomCroda International plc 27/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomCroda International plc 27/04/2016 4 Elect Alan Ferguson For Annual

United 

KingdomCroda International plc 27/04/2016 5 Elect Steve E. Foots For Annual

United 

KingdomCroda International plc 27/04/2016 6 Elect Anita Frew For Annual

United 

KingdomCroda International plc 27/04/2016 7 Elect Helena Ganczakowski For Annual

United 

KingdomCroda International plc 27/04/2016 8 Elect Keith  Layden For Annual

United 

KingdomCroda International plc 27/04/2016 9 Elect Jeremy K. Maiden For Annual

Page 43 of 155

Page 44: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 1 Accounts and Reports For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 2 Allocation of Profits/Dividends For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 3.B Elect Leonard CHAN Siu Keung For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 3.C Directors' Fees For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 3AI Elect LU Jianmin For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 3AII Elect WANG Zhenguo For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 3AIII Elect WANG Jinxu For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 3AIV Elect WANG Bo For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 5 Authority to Repurchase Shares For Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongCSPC Pharmaceutical Group 

Limited.30/05/2016 8

Authority to Grant Options Under 

Share Option SchemeAgainst Excessive range of participants Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 1 Accounts and Reports For Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 2 Allocation of Final Dividend For Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 3.A Elect David WONG Shou‐Yeh Against Insider on compensation committee Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 3.B Elect Nicholas John Mayhew For Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 3.C Elect Seiji Nakamura For Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 4 Directors' Fees For Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 5Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 6Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 7 Authority to Repurchase Shares For Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 8Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong Kong Dah Sing Financial Holdings Ltd. 31/05/2016 9Authority to Grant Options under 

Share Option SchemeAgainst Change of control provision Annual

United States Darling Ingredients Inc 10/05/2016 1A. Elect Randall C. Stuewe For Annual

United States Darling Ingredients Inc 10/05/2016 1B. Elect D. Eugene Ewing For Annual

United States Darling Ingredients Inc 10/05/2016 1C. Elect Dirk Kloosterboer For Annual

United States Darling Ingredients Inc 10/05/2016 1D. Elect Mary R. Korby For Annual

United States Darling Ingredients Inc 10/05/2016 1E. Elect Cynthia Pharr Lee For Annual

United States Darling Ingredients Inc 10/05/2016 1F. Elect Charles Macaluso For Annual

United States Darling Ingredients Inc 10/05/2016 1G. Elect Gary W. Mize For Annual

United States Darling Ingredients Inc 10/05/2016 1H. Elect Justinus J.G.M. Sanders For Annual

United States Darling Ingredients Inc 10/05/2016 1I. Elect Michael Urbut For Annual

United States Darling Ingredients Inc 10/05/2016 2. Ratification of Auditor For Annual

United States Darling Ingredients Inc 10/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Dean Foods Co. 11/05/2016 1.1 Elect Janet Hill For Annual

United States Dean Foods Co. 11/05/2016 1.2 Elect J. Wayne Mailloux For Annual

United States Dean Foods Co. 11/05/2016 1.3 Elect Helen E. McCluskey For Annual

United States Dean Foods Co. 11/05/2016 1.4 Elect John R. Muse For Annual

United States Dean Foods Co. 11/05/2016 1.5 Elect B. Craig Owens For Annual

United States Dean Foods Co. 11/05/2016 1.6 Elect Gregg A. Tanner For Annual

United States Dean Foods Co. 11/05/2016 1.7 Elect Jim L. Turner For Annual

United States Dean Foods Co. 11/05/2016 1.8 Elect Robert T. Wiseman For Annual

United States Dean Foods Co. 11/05/2016 2. Ratification of Auditor For Annual

Page 44 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Dean Foods Co. 11/05/2016 3.

Advisory Vote Regarding the 

Adoption of an Exclusive Forum 

Provision

Against Limits shareholder rights Annual

United States Dean Foods Co. 11/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Dean Foods Co. 11/05/2016 5.Approval of the 2016 Stock Incentive 

PlanFor Annual

United States Dean Foods Co. 11/05/2016 6.Shareholder Proposal Regarding 

Genetically Modified OrganismsAgainst Annual

United States Delek US Holdings Inc 05/05/2016 2.Approval of the 2016 Long‐Term 

Incentive PlanFor Annual

United States Delek US Holdings Inc 05/05/2016 3. Ratification of Auditor For Annual

United States Delek US Holdings Inc 05/05/2016 Elect Ezra Uzi Yemin For Annual

United States Delek US Holdings Inc 05/05/2016 Elect William J. Finnerty For Annual

United States Delek US Holdings Inc 05/05/2016 Elect Carlos E. Jordá For Annual

United States Delek US Holdings Inc 05/05/2016 Elect Charles H. Leonard For Annual

United States Delek US Holdings Inc 05/05/2016 Elect Gary M. Sullivan For Annual

United States Delek US Holdings Inc 05/05/2016 Elect Shlomo Zohar For Annual

United States Delta Air Lines, Inc. 10/06/2016 1A. Elect Richard H. Anderson For Annual

United States Delta Air Lines, Inc. 10/06/2016 1B. Elect Edward H. Bastian For Annual

United States Delta Air Lines, Inc. 10/06/2016 1C. Elect Francis S. Blake For Annual

United States Delta Air Lines, Inc. 10/06/2016 1D. Elect Daniel A. Carp For Annual

United States Delta Air Lines, Inc. 10/06/2016 1E. Elect David G. DeWalt For Annual

United States Delta Air Lines, Inc. 10/06/2016 1F. Elect Thomas E. Donilon For Annual

United States Delta Air Lines, Inc. 10/06/2016 1G. Elect William H. Easter III For Annual

United States Delta Air Lines, Inc. 10/06/2016 1H. Elect Mickey P. Foret For Annual

United States Delta Air Lines, Inc. 10/06/2016 1I. Elect Shirley C. Franklin For Annual

United States Delta Air Lines, Inc. 10/06/2016 1J. Elect George N. Mattson For Annual

United States Delta Air Lines, Inc. 10/06/2016 1K. Elect Douglas R Ralph For Annual

United States Delta Air Lines, Inc. 10/06/2016 1L. Elect Sérgio A. L. Rial For Annual

United States Delta Air Lines, Inc. 10/06/2016 1M. Elect Kathy N. Waller For Annual

United States Delta Air Lines, Inc. 10/06/2016 1N. Elect Kenneth B. Woodrow For Annual

United States Delta Air Lines, Inc. 10/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Delta Air Lines, Inc. 10/06/2016 3.Amendment to the 2007 

Performance Compensation PlanFor Annual

United States Delta Air Lines, Inc. 10/06/2016 4. Ratification of Auditor For Annual

United States Delta Air Lines, Inc. 10/06/2016 5.

Shareholder Proposal Regarding 

Retention of Shares Until Normal 

Retirement Age

Against Annual

United States Deluxe Corp. 04/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Deluxe Corp. 04/05/2016 3. Ratification of Auditor For Annual

United States Deluxe Corp. 04/05/2016 Elect Ronald C. Baldwin For Annual

United States Deluxe Corp. 04/05/2016 Elect Charles A. Haggerty For Annual

United States Deluxe Corp. 04/05/2016 Elect Don J. McGrath For Annual

United States Deluxe Corp. 04/05/2016 Elect Cheryl Mayberry McKissack For Annual

United States Deluxe Corp. 04/05/2016 Elect Neil J. Metviner For Annual

United States Deluxe Corp. 04/05/2016 Elect Stephen P. Nachtsheim For Annual

United States Deluxe Corp. 04/05/2016 Elect Mary Ann O'Dwyer For Annual

United States Deluxe Corp. 04/05/2016 Elect Thomas J. Reddin For Annual

United States Deluxe Corp. 04/05/2016 Elect Martyn R. Redgrave For Annual

United States Deluxe Corp. 04/05/2016 Elect Lee J. Schram For Annual

United States Denbury Resources Inc 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Denbury Resources Inc 24/05/2016 3.

Approval of the Amendment and 

Restatement of the 2004 Omnibus 

Stock and Incentive Plan

For Annual

United States Denbury Resources Inc 24/05/2016 4. Ratification of Auditor For Annual

United States Denbury Resources Inc 24/05/2016 Elect John P. Dielwart For Annual

Page 45 of 155

Page 46: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Denbury Resources Inc 24/05/2016 Elect Michael B. Decker For Annual

United States Denbury Resources Inc 24/05/2016 Elect Gregory L. McMichael For Annual

United States Denbury Resources Inc 24/05/2016 Elect Kevin O. Meyers For Annual

United States Denbury Resources Inc 24/05/2016 Elect Phil Rykhoek For Annual

United States Denbury Resources Inc 24/05/2016 Elect Randy Stein For Annual

United States Denbury Resources Inc 24/05/2016 Elect Laura A. Sugg For Annual

United States Denbury Resources Inc 24/05/2016 Elect Wieland F. Wettstein For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1A. Elect Michael C. Alfano AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States DENTSPLY Sirona Inc 25/05/2016 1B. Elect David K. Beecken For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1C. Elect Eric K. Brandt For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1D. Elect Michael J. Coleman For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1E. Elect Willie A. Deese For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1F. Elect Thomas Jetter For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1G. Elect Arthur D. Kowaloff For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1H. Elect Harry M. Jansen Kraemer, Jr. For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1I. Elect Francis J. Lunger For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1J. Elect Jeffrey T. Slovin For Annual

United States DENTSPLY Sirona Inc 25/05/2016 1K. Elect Bret W. Wise For Annual

United States DENTSPLY Sirona Inc 25/05/2016 2. Ratification of Auditor For Annual

United States DENTSPLY Sirona Inc 25/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Canada Detour Gold Corporation 05/05/2016 1.1 Elect Lisa Colnett For Mix

Canada Detour Gold Corporation 05/05/2016 1.10 Elect Graham Wozniak For Mix

Canada Detour Gold Corporation 05/05/2016 1.2 Elect Edward C. Dowling, Jr. For Mix

Canada Detour Gold Corporation 05/05/2016 1.3 Elect Robert E. Doyle For Mix

Canada Detour Gold Corporation 05/05/2016 1.4 Elect Andre Falzon For Mix

Canada Detour Gold Corporation 05/05/2016 1.5 Elect Ingrid J. Hibbard For Mix

Canada Detour Gold Corporation 05/05/2016 1.6 Elect J. Michael Kenyon For Mix

Canada Detour Gold Corporation 05/05/2016 1.7 Elect Paul Martin For Mix

Canada Detour Gold Corporation 05/05/2016 1.8 Elect Alex G. Morrison For Mix

Canada Detour Gold Corporation 05/05/2016 1.9 Elect Jonathan A. Rubenstein For Mix

Canada Detour Gold Corporation 05/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Detour Gold Corporation 05/05/2016 3Amendment of the Restricted Share 

Unit PlanFor Mix

Canada Detour Gold Corporation 05/05/2016 4Amended and Restated Share Option 

PlanFor Mix

Canada Detour Gold Corporation 05/05/2016 5Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

United States Devon Energy Corp. 08/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Devon Energy Corp. 08/06/2016 3. Ratification of Auditor For Annual

United States Devon Energy Corp. 08/06/2016 4.

Shareholder Proposal Regarding 

Lobbying Related to Energy Policy 

and Climate Change

Against Annual

United States Devon Energy Corp. 08/06/2016 5.Shareholder Proposal Regarding 

Climate Change Policy RiskFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by climate change and 

attendant regulations

Annual

United States Devon Energy Corp. 08/06/2016 6.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Devon Energy Corp. 08/06/2016 7.

Shareholder Proposal Regarding 

Reserves Metrics in Executive 

Compensation

Against Annual

United States Devon Energy Corp. 08/06/2016 Elect Barbara M. Baumann For Annual

United States Devon Energy Corp. 08/06/2016 Elect John E. Bethancourt For Annual

United States Devon Energy Corp. 08/06/2016 Elect David A. Hager For Annual

United States Devon Energy Corp. 08/06/2016 Elect Robert H. Henry Withhold

Affiliate/Insider on audit committee; 

Affiliate/Insider on 

nominating/governance committee

Annual

United States Devon Energy Corp. 08/06/2016 Elect Michael M. Kanovsky For Annual

United States Devon Energy Corp. 08/06/2016 Elect Robert A. Mosbacher, Jr. For Annual

United States Devon Energy Corp. 08/06/2016 Elect Duane Radtke For Annual

United States Devon Energy Corp. 08/06/2016 Elect Mary P. Ricciardello For Annual

United States Devon Energy Corp. 08/06/2016 Elect John Richels For Annual

Page 46 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomDialog Semiconductor Plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 10

AMENDMENTS TO EQUITY SCHEME 

RULESAgainst LTIP allows for excessive awards Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 11 Increase in NEDs' Fee Cap For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 13

Authority to Issue Shares in 

Connection with a Rights IssueFor Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 15

Authority to Repurchase Shares Off‐

Market (Contingent Purchase 

Contract ‐ Barclays)

For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 16

Authority to Repurchase Shares Off‐

Market (Contingent Purchase 

Contract ‐ HSBC)

For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 17

Authority to Repurchase Shares Off‐

Market (Contingent Purchase 

Contract ‐ ML)

For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 2 Remuneration Policy (Binding) Against

LTIP allows for excessive awards; 

increase in notice periods (and 

therefore potential rewards) in service 

contracts

Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 3 Remuneration Report  (Advisory) For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 4 Appointment of Auditor For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 5 Authority to Set Auditor's Fees For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 6 Elect Jalal Bagherli For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 7 Elect Chris Burke For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 8 Elect Aidan Hughes For Annual

United 

KingdomDialog Semiconductor Plc 28/04/2016 9 Elect Russ Shaw For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1A. Elect James S. Tisch For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1B. Elect Marc Edwards For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1C. Elect John R. Bolton For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1D. Elect Charles L. Fabrikant For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1E. Elect Paul G. Gaffney II For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1F. Elect Edward Grebow For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1G. Elect Herbert C. Hofmann For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1H. Elect Kenneth I. Siegel For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1I. Elect Clifford M. Sobel For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1J. Elect Andrew H. Tisch For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 1K. Elect Raymond S. Troubh For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 2. Ratification of Auditor For Annual

United States Diamond Offshore Drilling, Inc. 17/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United StatesDiamond Resorts International 

Inc24/05/2016 2.

Advisory Vote on Executive 

CompensationAgainst Not in shareholders' best interests Annual

United StatesDiamond Resorts International 

Inc24/05/2016 3. Ratification of Auditor For Annual

United StatesDiamond Resorts International 

Inc24/05/2016 Elect Stephen J. Cloobeck Withhold Related party transactions Annual

United StatesDiamond Resorts International 

Inc24/05/2016 Elect Robert T. Wolf For Annual

United StatesDiamond Resorts International 

Inc24/05/2016 Elect Frankie Sue Del Papa For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 1 Accounts and Reports For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 10 Elect Clare Thompson For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 11 Elect Richard Ward For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 12 Appointment of Auditor For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 14 Authorisation of Political Donations For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 16

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Page 47 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomDirect Line Insurance Group plc 12/05/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 4 Elect Michael Biggs For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 5 Elect Paul Geddes For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 6 Elect Jane Hanson For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 7 Elect Sebastian R.E.C. James For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 8 Elect Andrew Palmer For Annual

United 

KingdomDirect Line Insurance Group plc 12/05/2016 9 Elect John Reizenstein For Annual

United States Discover Financial Services 12/05/2016 1A. Elect Jeffrey S. Aronin For Annual

United States Discover Financial Services 12/05/2016 1B. Elect Mary K. Bush For Annual

United States Discover Financial Services 12/05/2016 1C. Elect Gregory C. Case For Annual

United States Discover Financial Services 12/05/2016 1D. Elect Candace H. Duncan For Annual

United States Discover Financial Services 12/05/2016 1E. Elect Joseph F. Eazor For Annual

United States Discover Financial Services 12/05/2016 1F. Elect Cynthia A. Glassman For Annual

United States Discover Financial Services 12/05/2016 1G. Elect Richard H. Lenny For Annual

United States Discover Financial Services 12/05/2016 1H. Elect Thomas G. Maheras For Annual

United States Discover Financial Services 12/05/2016 1I. Elect Michael H. Moskow For Annual

United States Discover Financial Services 12/05/2016 1J. Elect David W. Nelms For Annual

United States Discover Financial Services 12/05/2016 1K. Elect Mark A. Thierer For Annual

United States Discover Financial Services 12/05/2016 1L. Elect Lawrence A. Weinbach AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Discover Financial Services 12/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Discover Financial Services 12/05/2016 3. Ratification of Auditor For Annual

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 1.1 Accounts and Reports For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 1.2 Allocation of Profits/Dividends For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 1.3 Ratification of Board Acts For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 10 Remuneration Report For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 2.1 Elect Ana María Llopis Rivas For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 2.2 Elect Ricardo Currás de don Pablos For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 2.3 Elect Julián  Díaz González For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 2.4 Elect Rosalía Portela de Pablo For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 2.5

Ratify and Elect Juan María Nin 

GénovaFor Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 2.6

Ratify and Elect Angela Lesley 

SpindlerFor Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 3.1 Amendments to Articles 2 and 3 For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 3.2 Amendments to Article 19 For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 3.3 Amendments to Article 34 For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 3.4 Amendments to Article 41 For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 3.5 Amendments to Article 44 For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 4

Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 5

Authority to Issue Convertible Debt 

InstrumentsFor Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 6 Authority to Issue Debt Instruments For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 7 Long Term Incentive Plan 2016‐2018 For Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 8

Authority to Issue Shares for 

Directors FeesFor Ordinary

SpainDistribuidora Internacional De 

Alimentacion S.A.21/04/2016 9 Authorisation of Legal Formalities For Ordinary

Canada Dollarama Inc 08/06/2016 1.1 Elect Joshua Bekenstein For Annual

Canada Dollarama Inc 08/06/2016 1.10 Elect Huw Thomas For Annual

Canada Dollarama Inc 08/06/2016 1.2 Elect Gregory David For Annual

Page 48 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Dollarama Inc 08/06/2016 1.3 Elect Elisa D. Garcia For Annual

Canada Dollarama Inc 08/06/2016 1.4 Elect Stephen K. Gunn For Annual

Canada Dollarama Inc 08/06/2016 1.5 Elect Nicholas Nomicos For Annual

Canada Dollarama Inc 08/06/2016 1.6 Elect Larry Rossy For Annual

Canada Dollarama Inc 08/06/2016 1.7 Elect Neil Rossy For Annual

Canada Dollarama Inc 08/06/2016 1.8 Elect Richard G. Roy For Annual

Canada Dollarama Inc 08/06/2016 1.9 Elect John J. Swidler For Annual

Canada Dollarama Inc 08/06/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Dorel Industries Inc. 26/05/2016 1.1 Elect Martin Schwartz For Annual

Canada Dorel Industries Inc. 26/05/2016 1.2 Elect Alan Schwartz Against Less than 75% Attendance Annual

Canada Dorel Industries Inc. 26/05/2016 1.3 Elect Jeffrey Schwartz Against CFO on board Annual

Canada Dorel Industries Inc. 26/05/2016 1.4 Elect Jeff Segel For Annual

Canada Dorel Industries Inc. 26/05/2016 1.5 Elect Maurice Tousson For Annual

Canada Dorel Industries Inc. 26/05/2016 1.6 Elect Dian Cohen For Annual

Canada Dorel Industries Inc. 26/05/2016 1.7 Elect Alain Benedetti For Annual

Canada Dorel Industries Inc. 26/05/2016 1.8 Elect Rupert Duchesne For Annual

Canada Dorel Industries Inc. 26/05/2016 1.9 Elect Michelle  Cormier For Annual

Canada Dorel Industries Inc. 26/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Dorel Industries Inc. 26/05/2016 3Amendment to the 2004 Directors' 

DSU PlanFor Annual

United States Dow Chemical Co. 12/05/2016 1A. Elect Ajay Banga For Annual

United States Dow Chemical Co. 12/05/2016 1B. Elect Jacqueline K. Barton For Annual

United States Dow Chemical Co. 12/05/2016 1C. Elect James A. Bell For Annual

United States Dow Chemical Co. 12/05/2016 1D. Elect Richard K. Davis For Annual

United States Dow Chemical Co. 12/05/2016 1E. Elect Jeff M. Fettig For Annual

United States Dow Chemical Co. 12/05/2016 1F. Elect Andrew N. Liveris For Annual

United States Dow Chemical Co. 12/05/2016 1G. Elect Mark Loughridge For Annual

United States Dow Chemical Co. 12/05/2016 1H. Elect Raymond J. Milchovich For Annual

United States Dow Chemical Co. 12/05/2016 1I. Elect Robert S. Miller For Annual

United States Dow Chemical Co. 12/05/2016 1J. Elect Paul Polman For Annual

United States Dow Chemical Co. 12/05/2016 1K. Elect Dennis H. Reilley For Annual

United States Dow Chemical Co. 12/05/2016 1L. Elect James M. Ringler For Annual

United States Dow Chemical Co. 12/05/2016 1M. Elect Ruth G. Shaw For Annual

United States Dow Chemical Co. 12/05/2016 2. Ratification of Auditor For Annual

United States Dow Chemical Co. 12/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Dow Chemical Co. 12/05/2016 4.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States Dr Pepper Snapple Group Inc 19/05/2016 1A. Elect David E. Alexander For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1B. Elect Antonio Carrillo For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1C. Elect Pamela H. Patsley For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1D. Elect Joyce M. Roché For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1E. Elect Ronald G. Rogers For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1F. Elect Wayne R. Sanders For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1G. Elect Dunia A. Shive For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1H. Elect M. Anne Szostak For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 1I. Elect Larry D. Young For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 2. Ratification of Auditor For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 4.

Amendment to Certificate of 

Incorporation Regarding Removal of 

Directors With or Without Cause

For Annual

United States Dr Pepper Snapple Group Inc 19/05/2016 5.

Shareholder Proposal Regarding 

Recycling Strategy for Beverage 

Containers

Against Annual

United 

KingdomDrax Group 20/04/2016 1 Accounts and Reports For Annual

United 

KingdomDrax Group 20/04/2016 10 Elect Tony Thorne For Annual

United 

KingdomDrax Group 20/04/2016 11 Appointment of Auditor For Annual

United 

KingdomDrax Group 20/04/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomDrax Group 20/04/2016 13 Authorisation of Political Donations For Annual

United 

KingdomDrax Group 20/04/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomDrax Group 20/04/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomDrax Group 20/04/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomDrax Group 20/04/2016 17

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomDrax Group 20/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomDrax Group 20/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomDrax Group 20/04/2016 4 Elect William J. Gardiner For Annual

United 

KingdomDrax Group 20/04/2016 5 Elect Andy Koss For Annual

United 

KingdomDrax Group 20/04/2016 6 Elect Timothy R. Cobbold For Annual

United 

KingdomDrax Group 20/04/2016 7 Elect Philip G. Cox For Annual

United 

KingdomDrax Group 20/04/2016 8 Elect David Lindsell For Annual

United 

KingdomDrax Group 20/04/2016 9 Elect Dorothy C. Thompson For Annual

United States Dril‐Quip, Inc. 13/05/2016 1A. Elect Alexander P. Shukis For Annual

United States Dril‐Quip, Inc. 13/05/2016 1B. Elect Terence B. Jupp For Annual

United States Dril‐Quip, Inc. 13/05/2016 2. Ratification of Auditor For Annual

United States Dril‐Quip, Inc. 13/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States East West Bancorp, Inc. 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States East West Bancorp, Inc. 24/05/2016 3. 2016 Stock Incentive Plan For Annual

United States East West Bancorp, Inc. 24/05/2016 4. Ratification of Auditor For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Molly Campbell For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Iris S. Chan For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Rudolph I. Estrada For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Paul H. Irving For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect John M. Lee For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Herman Y. Li For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Jack C. Liu For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Dominic Ng For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Keith W. Renken For Annual

United States East West Bancorp, Inc. 24/05/2016 Elect Lester M. Sussman For Annual

United States EBay Inc. 27/04/2016 1A. Elect Fred D. Anderson Jr. For Annual

United States EBay Inc. 27/04/2016 1B. Elect Edward W. Barnholt For Annual

United States EBay Inc. 27/04/2016 1C. Elect Anthony J. Bates For Annual

United States EBay Inc. 27/04/2016 1D. Elect Bonnie S. Hammer For Annual

United States EBay Inc. 27/04/2016 1E. Elect Kathleen C. Mitic For Annual

United States EBay Inc. 27/04/2016 1F. Elect Pierre M. Omidyar For Annual

United States EBay Inc. 27/04/2016 1G. Elect Paul S. Pressler For Annual

United States EBay Inc. 27/04/2016 1H. Elect Robert H. Swan For Annual

United States EBay Inc. 27/04/2016 1I. Elect Thomas J. Tierney For Annual

United States EBay Inc. 27/04/2016 1J. Elect Perry M. Traquina For Annual

United States EBay Inc. 27/04/2016 1K. Elect Devin N. Wenig For Annual

United States EBay Inc. 27/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States EBay Inc. 27/04/2016 3.Amendment to the 2008 Equity 

Incentive Award PlanAgainst Inverse Multiplier Annual

United States EBay Inc. 27/04/2016 4. Ratification of Auditor For Annual

United States EBay Inc. 27/04/2016 5.Shareholder Proposal Regarding 

Gender Pay Equity ReportFor

Increased disclosure would allow 

shareholders to fully understand the 

steps the Company is taking to ensure 

equitable compensation

Annual

Taiwan Eclat Textile Co., Ltd. 21/06/2016 1 Amendments to Articles For Annual

Taiwan Eclat Textile Co., Ltd. 21/06/2016 2Amendments to Procedural Rules: 

Derivatives TradingFor Annual

Taiwan Eclat Textile Co., Ltd. 21/06/2016 3 Accounts and Reports For Annual

Taiwan Eclat Textile Co., Ltd. 21/06/2016 4 Allocation of Profits/Dividends For Annual

United States Edison International 28/04/2016 1A. Elect Jagjeet S. Bindra For Annual

Page 50 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Edison International 28/04/2016 1B. Elect Vanessa C.L. Chang For Annual

United States Edison International 28/04/2016 1C. Elect Theodore F. Craver, Jr. For Annual

United States Edison International 28/04/2016 1D. Elect James T. Morris For Annual

United States Edison International 28/04/2016 1E. Elect Richard T. Schlosberg, III For Annual

United States Edison International 28/04/2016 1F. Elect Linda G. Stuntz Against

Related party transactions; 

Affiliate/Insider on 

nominating/governance committee

Annual

United States Edison International 28/04/2016 1G. Elect William P. Sullivan For Annual

United States Edison International 28/04/2016 1H. Elect Ellen O. Tauscher For Annual

United States Edison International 28/04/2016 1I. Elect Peter J. Taylor For Annual

United States Edison International 28/04/2016 1J. Elect Brett White For Annual

United States Edison International 28/04/2016 2. Ratification of Auditor For Annual

United States Edison International 28/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Edison International 28/04/2016 4.Amendment to the 2007 

Performance Incentive PlanFor Annual

United States Edison International 28/04/2016 5.Shareholder Proposal Regarding 

Proxy AccessAgainst Annual

United States Edwards Lifesciences Corp 12/05/2016 1A. Elect Michael A. Mussallem For Annual

United States Edwards Lifesciences Corp 12/05/2016 1B. Elect John T. Cardis For Annual

United States Edwards Lifesciences Corp 12/05/2016 1C. Elect Kieran T. Gallahue For Annual

United States Edwards Lifesciences Corp 12/05/2016 1D. Elect William J. Link For Annual

United States Edwards Lifesciences Corp 12/05/2016 1E. Elect Steven R. Loranger For Annual

United States Edwards Lifesciences Corp 12/05/2016 1F. Elect Martha H. Marsh For Annual

United States Edwards Lifesciences Corp 12/05/2016 1G. Elect Wesley W. von Schack For Annual

United States Edwards Lifesciences Corp 12/05/2016 1H. Elect Nicholas J. Valeriani For Annual

United States Edwards Lifesciences Corp 12/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Edwards Lifesciences Corp 12/05/2016 3.Amendment to the Long‐Term Stock 

Incentive Compensation ProgramFor Annual

United States Edwards Lifesciences Corp 12/05/2016 4. Ratification of Auditor For Annual

Canada Eldorado Gold Corp. 25/05/2016 1.1 Elect Ross Cory For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.2 Elect Pamela M. Gibson For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.3 Elect Robert Gilmore For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.4 Elect Geoffrey A. Handley For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.5 Elect Michael A. Price For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.6 Elect Steven P. Reid For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.7 Elect Jonathan A. Rubenstein For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.8 Elect John Webster For Mix

Canada Eldorado Gold Corp. 25/05/2016 1.9 Elect Paul N. Wright For Mix

Canada Eldorado Gold Corp. 25/05/2016 2 Appointment of Auditor For Mix

Canada Eldorado Gold Corp. 25/05/2016 3 Authority to Set Auditor's Fees For Mix

Canada Eldorado Gold Corp. 25/05/2016 4Advisory Vote on Executive 

Compensation For Mix

Canada Eldorado Gold Corp. 25/05/2016 5 Reduction of State Capital For Mix

Brazil Embraer S.A. 13/04/2016 1. Accounts and Reports For Annual

Brazil Embraer S.A. 13/04/2016 2. Allocation of Profits/Dividends For Annual

Brazil Embraer S.A. 13/04/2016 3. Election of Supervisory Council For Annual

Brazil Embraer S.A. 13/04/2016 4. Remuneration Policy Against Poor overall compensation disclosure Annual

Brazil Embraer S.A. 13/04/2016 5. Supervisory Council Fees For Annual

Brazil Embraer S.A. 13/04/2016 6. Amendments to Articles For Annual

Brazil Embraer S.A. 13/04/2016 7.Cancellation of Stock Option Plan for 

Board of DirectorsFor Annual

United States Emergent Biosolutions Inc 19/05/2016 2. Ratification of Auditor For Annual

United States Emergent Biosolutions Inc 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Emergent Biosolutions Inc 19/05/2016 4.Amendment to the Stock Incentive 

PlanFor Annual

United States Emergent Biosolutions Inc 19/05/2016 5.Increase of Authorized Common 

StockAgainst Increase is excessive Annual

United States Emergent Biosolutions Inc 19/05/2016 Elect Fuad El‐Hibri For Annual

United States Emergent Biosolutions Inc 19/05/2016 Elect Ronald B. Richard For Annual

Spain Endesa S.A. 26/04/2016 1 Accounts For Annual

Spain Endesa S.A. 26/04/2016 10 Authorisation of Legal Formalities For Annual

Spain Endesa S.A. 26/04/2016 2 Management Reports For Annual

Spain Endesa S.A. 26/04/2016 3 Ratification of Board Acts For Annual

Spain Endesa S.A. 26/04/2016 4 Allocation of Profits/Dividends For Annual

Spain Endesa S.A. 26/04/2016 5.1 Amendments to Article 4 For Annual

Spain Endesa S.A. 26/04/2016 5.2 Amendments to Article 17 For Annual

Spain Endesa S.A. 26/04/2016 5.3 Amendments to Article 41 For Annual

Spain Endesa S.A. 26/04/2016 5.4 Amendments to Articles 52 and 58 For Annual

Spain Endesa S.A. 26/04/2016 5.5 Amendments to Article 65 For Annual

Page 51 of 155

Page 52: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Spain Endesa S.A. 26/04/2016 6.1 Amendments to Article 1 For Annual

Spain Endesa S.A. 26/04/2016 6.2 Amendments to Article 8 For Annual

Spain Endesa S.A. 26/04/2016 6.3 Amendments to Article 11 For Annual

Spain Endesa S.A. 26/04/2016 7 Remuneration Report (Advisory) For Annual

Spain Endesa S.A. 26/04/2016 8 Remuneration Policy (Binding) For Annual

Spain Endesa S.A. 26/04/2016 9 Long‐term Incentive Plans For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.1 Elect Robert S. Boswell For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.2 Elect W. Byron Dunn For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.3 Elect J. Blair Goertzen For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.4 Elect Wayne S. Hill For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.5 Elect H. Stanley Marshall For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.6 Elect Steven J. Savidant For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.7 Elect Michael A. Weill For Annual

Canada Enerflex Systems Ltd. 05/05/2016 1.8 Elect Helen J. Wesley For Annual

Canada Enerflex Systems Ltd. 05/05/2016 2Ratification of Auditor and Authority 

to Set FeesFor Annual

Canada Enerflex Systems Ltd. 05/05/2016 3Advisory Vote on Executive 

CompensationFor Annual

United 

KingdomEnergy Assets Group Plc 19/05/2016 1 Scheme of Arrangement For Court

United 

KingdomEnergy Assets Group Plc 19/05/2016 1 Scheme of Arrangement For Ordinary

United 

KingdomEnergy Assets Group Plc 24/06/2016 1 Scheme of Arrangement For Court

United 

KingdomEnergy Assets Group Plc 24/06/2016 1 Scheme of Arrangement For Ordinary

United 

KingdomEnsco plc 23/05/2016 10.

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomEnsco plc 23/05/2016 1A. Elect J. Roderick  Clark For Annual

United 

KingdomEnsco plc 23/05/2016 1B. Elect Roxanne J. Decyk For Annual

United 

KingdomEnsco plc 23/05/2016 1C. Elect Mary  Francis For Annual

United 

KingdomEnsco plc 23/05/2016 1D. Elect C. Christopher Gaut For Annual

United 

KingdomEnsco plc 23/05/2016 1E. Elect Gerald W. Haddock For Annual

United 

KingdomEnsco plc 23/05/2016 1F. Elect Francis S Kalman For Annual

United 

KingdomEnsco plc 23/05/2016 1G. Elect Keith O. Rattie For Annual

United 

KingdomEnsco plc 23/05/2016 1H. Elect Paul E. Rowsey III For Annual

United 

KingdomEnsco plc 23/05/2016 1I. Elect Carl G. Trowell For Annual

United 

KingdomEnsco plc 23/05/2016 2.

Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 33.30% of the 

currently outstanding shares.

Annual

United 

KingdomEnsco plc 23/05/2016 3. Ratification of U.S. Auditor For Annual

United 

KingdomEnsco plc 23/05/2016 4. Ratification of U.K. Statutory Auditor For Annual

United 

KingdomEnsco plc 23/05/2016 5. Authority to Set U.K. Auditor's Fees For Annual

United 

KingdomEnsco plc 23/05/2016 6.

Amendment to the 2012 Long‐Term 

Incentive PlanFor Annual

United 

KingdomEnsco plc 23/05/2016 7.

Advisory Vote on Director 

CompensationAgainst Excessive compensation Annual

United 

KingdomEnsco plc 23/05/2016 8.

Advisory Vote on Executive 

CompensationFor Annual

United 

KingdomEnsco plc 23/05/2016 9. Accounts and Reports For Annual

Canada Ensign Energy Services Inc 04/05/2016 1 Board Size For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.1 Elect N. Murray Edwards For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.2 Elect Robert H. Geddes For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.3 Elect James B. Howe For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.4 Elect Len O. Kangas For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.5 Elect Cary A. Moomjian, Jr. For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.6 Elect John G. Schroeder For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.7 Elect Kenneth J. Skirka For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.8 Elect Gail D. Surkan For Annual

Canada Ensign Energy Services Inc 04/05/2016 2.9 Elect Barth E. Whitham For Annual

Canada Ensign Energy Services Inc 04/05/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Ensign Energy Services Inc 04/05/2016 4Advisory Vote on Executive 

CompensationAgainst Poor overall design Annual

United States Equifax, Inc. 05/05/2016 1A. Elect James E. Copeland, Jr. For Annual

United States Equifax, Inc. 05/05/2016 1B. Elect Robert D. Daleo For Annual

United States Equifax, Inc. 05/05/2016 1C. Elect Walter W. Driver, Jr. For Annual

United States Equifax, Inc. 05/05/2016 1D. Elect Mark L. Feidler For Annual

United States Equifax, Inc. 05/05/2016 1E. Elect L. Phillip Humann For Annual

United States Equifax, Inc. 05/05/2016 1F. Elect Robert D. Marcus For Annual

United States Equifax, Inc. 05/05/2016 1G. Elect Siri S. Marshall For Annual

Page 52 of 155

Page 53: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Equifax, Inc. 05/05/2016 1H. Elect John A. McKinley For Annual

United States Equifax, Inc. 05/05/2016 1I. Elect Richard F. Smith For Annual

United States Equifax, Inc. 05/05/2016 1J. Elect Mark B. Templeton For Annual

United States Equifax, Inc. 05/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Equifax, Inc. 05/05/2016 3. Ratification of Auditor For Annual

Bermuda Essent Group Ltd 03/05/2016 2. Ratification of Auditor For Annual

Bermuda Essent Group Ltd 03/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Bermuda Essent Group Ltd 03/05/2016 4.Frequency of Advisory Vote on 

Executive Compensation1 Year Annual

Bermuda Essent Group Ltd 03/05/2016 Elect Robert Glanville For Annual

Bermuda Essent Group Ltd 03/05/2016 Elect Allan Levine For Annual

Bermuda Essent Group Ltd 03/05/2016 Elect Adolfo F. Marzol For AnnualUnited 

KingdomEssentra Plc 20/04/2016 1 Accounts and Reports For Annual

United 

KingdomEssentra Plc 20/04/2016 10 Elect Lorraine Trainer For Annual

United 

KingdomEssentra Plc 20/04/2016 11 Appointment of Auditor For Annual

United 

KingdomEssentra Plc 20/04/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomEssentra Plc 20/04/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomEssentra Plc 20/04/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor

Consistent with policy and market 

limitsAnnual

United 

KingdomEssentra Plc 20/04/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomEssentra Plc 20/04/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomEssentra Plc 20/04/2016 2 Remuneration Report (advisory) For Annual

United 

KingdomEssentra Plc 20/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomEssentra Plc 20/04/2016 4 Elect Paul J. Lester For Annual

United 

KingdomEssentra Plc 20/04/2016 5 Elect Tommy Breen For Annual

United 

KingdomEssentra Plc 20/04/2016 6 Elect Stefan Schellinger For Annual

United 

KingdomEssentra Plc 20/04/2016 7 Elect Colin Day For Annual

United 

KingdomEssentra Plc 20/04/2016 8 Elect Terry Twigger For Annual

United 

KingdomEssentra Plc 20/04/2016 9 Elect Peter Hill For Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 1 Accounts and Reports For Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 2.A Elect ZHANG Hwo Jie Against

Insider on compensation committee; 

Nominating committee chair not 

independent

Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 2.B Elect ZHANG Jian Hua For Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 2.C Directors' Fees For Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 3 Allocation of Profits/Dividends For Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 5.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 5.B Authority to Repurchase Shares For Annual

Cayman 

Islands

EVA Precision Industrial 

Holdings Ltd.19/05/2016 5.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Evercore Partners Inc 15/06/2016 2.Approval of the 2016 Stock Incentive 

PlanAgainst Fails cost tests Annual

United States Evercore Partners Inc 15/06/2016 3. Ratification of Auditor For Annual

United States Evercore Partners Inc 15/06/2016 Elect Roger C. Altman For Annual

United States Evercore Partners Inc 15/06/2016 Elect Richard I. Beattie For Annual

United States Evercore Partners Inc 15/06/2016 Elect Francois de Saint Phalle Withhold

Affiliate/Insider on audit committee; 

Affiliate/Insider on compensation 

committee; Affiliate/Insider on 

nominating/governance committee

Annual

United States Evercore Partners Inc 15/06/2016 Elect Gail B. Harris For Annual

United States Evercore Partners Inc 15/06/2016 Elect Curtis A. Hessler For Annual

United States Evercore Partners Inc 15/06/2016 Elect Robert B. Millard For Annual

United States Evercore Partners Inc 15/06/2016 Elect Willard J. Overlock, Jr. For Annual

United States Evercore Partners Inc 15/06/2016 Elect Ralph L. Schlosstein For Annual

Page 53 of 155

Page 54: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Evercore Partners Inc 15/06/2016 Elect William Wheeler For Annual

Bermuda Everest Re Group Ltd 18/05/2016 2. Ratification of Auditor For Annual

Bermuda Everest Re Group Ltd 18/05/2016 3.Re‐approval of the Executive 

Performance Annual Incentive PlanFor Annual

Bermuda Everest Re Group Ltd 18/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect Dominic J. Addesso For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect John J. Amore For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect John R. Dunne For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect William F. Galtney, Jr. WithholdNo independent lead or presiding 

directorAnnual

Bermuda Everest Re Group Ltd 18/05/2016 Elect John A. Graf For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect Gerri Losquadro For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect Roger M. Singer For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect Joseph V. Taranto For Annual

Bermuda Everest Re Group Ltd 18/05/2016 Elect John A. Weber For Annual

United States Exelixis Inc 25/05/2016 1.1 Elect Carl B. Feldbaum For Annual

United States Exelixis Inc 25/05/2016 1.2 Elect Alan M. Garber For Annual

United States Exelixis Inc 25/05/2016 1.3 Elect Vincent T. Marchesi For Annual

United States Exelixis Inc 25/05/2016 2. Ratification of Auditor For Annual

United States Exelixis Inc 25/05/2016 3.Amendment to the 2000 Employee 

Stock Purchase PlanFor Annual

United States Exelixis Inc 25/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Exelon Corp. 26/04/2016 1A. Elect Anthony K. Anderson For Annual

United States Exelon Corp. 26/04/2016 1B. Elect Ann C. Berzin For Annual

United States Exelon Corp. 26/04/2016 1C. Elect Christopher M. Crane For Annual

United States Exelon Corp. 26/04/2016 1D. Elect Yves C. de Balmann For Annual

United States Exelon Corp. 26/04/2016 1E. Elect Nicholas DeBenedictis For Annual

United States Exelon Corp. 26/04/2016 1F. Elect Nancy L. Gioia For Annual

United States Exelon Corp. 26/04/2016 1G. Elect Linda P. Jojo For Annual

United States Exelon Corp. 26/04/2016 1H. Elect Paul L. Joskow For Annual

United States Exelon Corp. 26/04/2016 1I. Elect Robert J. Lawless For Annual

United States Exelon Corp. 26/04/2016 1J. Elect Richard W. Mies For Annual

United States Exelon Corp. 26/04/2016 1K. Elect John W. Rogers, Jr. For Annual

United States Exelon Corp. 26/04/2016 1L. Elect Mayo A. Shattuck III For Annual

United States Exelon Corp. 26/04/2016 1M. Elect Stephen D. Steinour For Annual

United States Exelon Corp. 26/04/2016 2. Ratification of Auditor For Annual

United States Exelon Corp. 26/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Exelon Corp. 26/04/2016 4. Adoption of Proxy Access For Annual

United 

KingdomExova 19/05/2016 1 Accounts and Reports For Annual

United 

KingdomExova 19/05/2016 10 Elect Vanda Murray For Annual

United 

KingdomExova 19/05/2016 11 Elect Christian Rochat For Annual

United 

KingdomExova 19/05/2016 12 Elect Andrew H. Simon For Annual

United 

KingdomExova 19/05/2016 13 Appointment of Auditor For Annual

United 

KingdomExova 19/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomExova 19/05/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomExova 19/05/2016 16 Authorisation of Political Donations For Annual

United 

KingdomExova 19/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomExova 19/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomExova 19/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomExova 19/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomExova 19/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomExova 19/05/2016 4 Elect Allister G. Langlands For Annual

United 

KingdomExova 19/05/2016 5 Elect Ian El‐Mokadem For Annual

Page 54 of 155

Page 55: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomExova 19/05/2016 6 Elect Philip Marshall For Annual

United 

KingdomExova 19/05/2016 7 Elect Bill Spencer For Annual

United 

KingdomExova 19/05/2016 8 Elect Helmut Eschwey For Annual

United 

KingdomExova 19/05/2016 9 Elect Fred Kindle For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1A. Elect Robert R. Wright For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1B. Elect James M. DuBois For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1C. Elect Mark A. Emmert For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1D. Elect Diane H. Gulyas For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1E. Elect Dan P. Kourkoumelis For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1F. Elect Michael J. Malone For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1G. Elect Richard B. McCune For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1H. Elect Jeffrey S. Musser For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1I. Elect Liane J. Pelletier For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1J. Elect James L.K. Wang For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 1K. Elect Tay Yoshitani For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 2.

Advisory Vote on Executive 

CompensationAgainst

Poor overall design; Pay and 

performance disconnectAnnual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 3.

Approval of the 2016 Stock Option 

PlanFor Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 4. Ratification of Auditor For Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 5.

Approve a Proxy Access Amendment 

to the Company's bylawsFor Annual

United StatesExpeditors International Of 

Washington, Inc.03/05/2016 6.

Shareholder Proposal Regarding 

Recoupment of Unearned BonusesAgainst Annual

United States Express Inc. 08/06/2016 1. Elect Theo Killion For Annual

United States Express Inc. 08/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Express Inc. 08/06/2016 3. Ratification of Auditor For Annual

United States Express Scripts Holding Co 04/05/2016 1A. Elect Maura C. Breen For Annual

United States Express Scripts Holding Co 04/05/2016 1B. Elect William J. DeLaney For Annual

United States Express Scripts Holding Co 04/05/2016 1C. Elect Elder Granger For Annual

United States Express Scripts Holding Co 04/05/2016 1D. Elect Nicholas J. LaHowchic For Annual

United States Express Scripts Holding Co 04/05/2016 1E. Elect Thomas P. Mac Mahon For Annual

United States Express Scripts Holding Co 04/05/2016 1F. Elect Frank Mergenthaler For Annual

United States Express Scripts Holding Co 04/05/2016 1G. Elect Woodrow A. Myers, Jr. For Annual

United States Express Scripts Holding Co 04/05/2016 1H. Elect Roderick A. Palmore For Annual

United States Express Scripts Holding Co 04/05/2016 1I. Elect George Paz For Annual

United States Express Scripts Holding Co 04/05/2016 1J. Elect William L. Roper For Annual

United States Express Scripts Holding Co 04/05/2016 1K. Elect Seymour Sternberg For Annual

United States Express Scripts Holding Co 04/05/2016 1L. Elect Timothy Wentworth For Annual

United States Express Scripts Holding Co 04/05/2016 2. Ratification of Auditor For Annual

United States Express Scripts Holding Co 04/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Express Scripts Holding Co 04/05/2016 4.Approval of the 2016 Long‐Term 

Incentive PlanFor Annual

United States Express Scripts Holding Co 04/05/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Express Scripts Holding Co 04/05/2016 6.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

Against Annual

United States Exxon Mobil Corp. 25/05/2016 10.Shareholder Proposal Regarding 

Dividend PolicyFor

In the light of a global need to reduce 

carbon emissions, increasing cash 

distributions make sense for a business 

that may face stranded assets

Annual

United States Exxon Mobil Corp. 25/05/2016 11.

Shareholder Proposal Regarding 

Climate Change Policy and 

Commitment

For

Given other resolutions on climate, this 

would not materially add any benefit 

for shareholders or other stakeholders. 

Annual

Page 55 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Exxon Mobil Corp. 25/05/2016 12.Shareholder Proposal Regarding 

Climate Change Policy RiskFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by climate change and 

attendant regulations

Annual

United States Exxon Mobil Corp. 25/05/2016 13.Shareholder Proposal Regarding 

Report on Reserve ReplacementsAbstain The data is broadly, already available Annual

United States Exxon Mobil Corp. 25/05/2016 14.Shareholder Proposal Regarding 

Hydraulic FracturingAbstain

Unclear, currently, that the level of 

disclosure required by the resolution 

would be required by shareholders or 

other stakeholders.

Annual

United States Exxon Mobil Corp. 25/05/2016 2. Ratification of Auditor For Annual

United States Exxon Mobil Corp. 25/05/2016 3.Advisory Vote on Executive 

CompensationAgainst

The level of rewards compared with the 

returns from this company are not 

justified.  

Annual

United States Exxon Mobil Corp. 25/05/2016 4.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Exxon Mobil Corp. 25/05/2016 5.Shareholder Proposal Regarding 

Climate Change Expertise on BoardFor

Whilst we would normally consider that 

it is not appropriate to appoint a 

particular specialist in one field, the 

risks arising to the business and more 

widely from greenhouse gas emissions 

justify a more radical approach to 

board membership.  Therefore, 

Annual

United States Exxon Mobil Corp. 25/05/2016 6.Shareholder Proposal Regarding Sale 

of CompanyAgainst Annual

United States Exxon Mobil Corp. 25/05/2016 7.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States Exxon Mobil Corp. 25/05/2016 8.Shareholder Proposal Regarding 

Gender Pay Equity ReportFor

Disparities in pay between men and 

women generates inefficiency as well 

as being unfair.  Resolving any disparity 

requires data as a basis to discuss and 

implement solutions.  This resolution 

will help that process and deserves 

support.

Annual

United States Exxon Mobil Corp. 25/05/2016 9.Shareholder Proposal Regarding 

Lobbying ReportFor

The sensitivity of the issues 

surrounding potential lobbying, 

particularly for the extractive 

industries,  justify greater disclosure.  

Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Michael J. Boskin For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Peter Brabeck‐Letmathe For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Angela F. Braly For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Ursula M. Burns For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Larry R. Faulkner For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Jay S. Fishman For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Henrietta H. Fore For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Kenneth C. Frazier For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Douglas R. Oberhelman For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Samuel J. Palmisano For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Steven S Reinemund For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Rex W. Tillerson For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect William C. Weldon For Annual

United States Exxon Mobil Corp. 25/05/2016 Elect Darren W. Woods For Annual

United States Facebook Inc 20/06/2016 10.Shareholder Proposal Regarding 

Sustainability ReportFor

The production of the requested report 

would help shareholders better 

understand the sustainability‐related 

risks facing the Company

Annual

United States Facebook Inc 20/06/2016 11.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Facebook Inc 20/06/2016 12.

Shareholder Proposal Regarding 

Formation of International Public 

Policy Committee

Against Annual

United States Facebook Inc 20/06/2016 13.Shareholder Proposal Regarding 

Gender Pay Equity ReportAgainst Annual

United States Facebook Inc 20/06/2016 2. Ratification of Auditor For Annual

United States Facebook Inc 20/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Facebook Inc 20/06/2016 4.Ratification of 2013 Grants to Non‐

Employee DirectorsFor Annual

United States Facebook Inc 20/06/2016 5.Ratification of 2014 and 2015 Grants 

to Non‐Employee DirectorsFor Annual

United States Facebook Inc 20/06/2016 6.Annual Compensation Program for 

Non‐Employee DirectorsFor Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Facebook Inc 20/06/2016 7A.Approve Establishment of Class C 

Stock and Associated RightsAgainst Solidifies unequal voting power Annual

United States Facebook Inc 20/06/2016 7B.

Increase the Number of Class A Stock 

from 5,000,000,000 to 

20,000,000,000

Against Solidifies unequal voting power Annual

United States Facebook Inc 20/06/2016 7C.

Provide Equal Treatment of Stock 

Classes in Transactions and 

Dividends

For Annual

United States Facebook Inc 20/06/2016 7D.Provide for Conversion Events of 

Class B StockFor Annual

United States Facebook Inc 20/06/2016 8.Amendment to the 2012 Equity 

Incentive PlanAgainst

Evergreen provisions; Repricing 

provisions; Solidifies unequal voting 

power

Annual

United States Facebook Inc 20/06/2016 9.Shareholder Proposal Regarding 

RecapitalizationFor

Allowing one vote per share generally 

operates as a safeguard for common 

shareholders

Annual

United States Facebook Inc 20/06/2016 Elect Marc L. Andreessen Withhold

Affiliate/Insider on audit committee; 

Affiliate/Insider on compensation 

committee

Annual

United States Facebook Inc 20/06/2016 Elect Erskine B. Bowles For Annual

United States Facebook Inc 20/06/2016 Elect Susan D. Desmond‐Hellmann For Annual

United States Facebook Inc 20/06/2016 Elect Reed Hastings For Annual

United States Facebook Inc 20/06/2016 Elect Jan Koum For Annual

United States Facebook Inc 20/06/2016 Elect Sheryl K. Sandberg For Annual

United States Facebook Inc 20/06/2016 Elect Peter A. Thiel For Annual

United States Facebook Inc 20/06/2016 Elect Mark Zuckerberg For Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 1 Accounts and Reports For Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 2 Elect Claudio Albanese Against Less than 75% Attendance Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 3 Elect Jonathan Bridel For Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 4 Elect Nigel Ward For Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 5 Appointment of Auditor For Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 6 Authority to Set Auditor's Fees For Annual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 7 Authority to Repurchase Shares AgainstProposed authority exceeds 

recommended thresholdAnnual

Guernsey Fair Oaks Income Fund Limited 19/05/2016 8Authority to Issue C Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 98.00% of the 

currently outstanding shares.

Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 10 Appointment of Auditor For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 11 Authority to Set Auditor's Fees For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 13

Authority to Issue Shares w/o 

Preemptive RightsFor

Consistent with policy and market 

guidance.Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 14 Authority to Repurchase Shares For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 15

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 3 Final Dividend For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 4 Special Dividend For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 5 Elect Rod Flavell For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 6 Elect Peter  Whiting For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 7 Elect Robin Taylor For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 8 Elect Michelle Senecal de Fonseca For Annual

United 

KingdomFDM Group (Holdings) Plc 28/04/2016 9 Elect David Lister For Annual

Taiwan Feng Tay Enterprise 16/06/2016 1 Amendments to Articles For Annual

Taiwan Feng Tay Enterprise 16/06/2016 2 Accounts and Reports For Annual

Taiwan Feng Tay Enterprise 16/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan Feng Tay Enterprise 16/06/2016 4Capitalization of Profits and Issuance 

of New SharesFor Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 1 Accounts and Reports For Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 10 Long Term Incentive Plan For Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 2 Allocation of Profits/Dividends For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomFevertree Drinks Plc 21/04/2016 3 Elect Bill Roland For

Although not independent, the size and 

status of the company at the moment 

justifies support for the director

Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 4 Elect Tim Warrillow For Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 5 Appointment of Auditor For Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 6 Authority to Set Auditor's Fees For Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 7

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 8

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomFevertree Drinks Plc 21/04/2016 9 Authority to Repurchase Shares For Annual

United States Financial Engines Inc 17/05/2016 2. Ratification of Auditor For Annual

United States Financial Engines Inc 17/05/2016 3.

Approval of the Amendment and 

Restatement of the 2009 Stock 

Incentive Plan

AgainstRequest is excessive; Cost of plan is 

excessiveAnnual

United States Financial Engines Inc 17/05/2016 Elect Heidi K. Fields For Annual

United States Financial Engines Inc 17/05/2016 Elect Joseph A. Grundfest For Annual

United States Financial Engines Inc 17/05/2016 Elect Michael E. Martin For Annual

Puerto Rico First Bancorp PR 24/05/2016 1A. Elect Aurelio Alemán For Annual

Puerto Rico First Bancorp PR 24/05/2016 1B. Elect Juan Acosta‐Reboyras For Annual

Puerto Rico First Bancorp PR 24/05/2016 1C. Elect Luz A. Crespo For Annual

Puerto Rico First Bancorp PR 24/05/2016 1D. Elect Robert T. Gormley For Annual

Puerto Rico First Bancorp PR 24/05/2016 1E. Elect Thomas M. Hagerty For Annual

Puerto Rico First Bancorp PR 24/05/2016 1F. Elect Michael P. Harmon For Annual

Puerto Rico First Bancorp PR 24/05/2016 1G. Elect Roberto R. Herencia For Annual

Puerto Rico First Bancorp PR 24/05/2016 1H. Elect David I. Matson For Annual

Puerto Rico First Bancorp PR 24/05/2016 1I. Elect José  Menéndez‐Cortada For Annual

Puerto Rico First Bancorp PR 24/05/2016 2.Amendment to the Omnibus 

Incentive PlanFor Annual

Puerto Rico First Bancorp PR 24/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Puerto Rico First Bancorp PR 24/05/2016 4. Ratification of Auditor For AnnualUnited 

KingdomFirst Derivatives plc 23/06/2016 1 Accounts and Reports For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 10

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomFirst Derivatives plc 23/06/2016 11 Authority to Repurchase Shares For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 12

Authority to Set General Meeting 

Notice Period at 14

Days 

For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 13

Amendment to Unapproved Share 

Option SchemeAgainst Potential for excessive dilution Annual

United 

KingdomFirst Derivatives plc 23/06/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 4 Elect Brian Conlon For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 5 Elect Graham Ferguson For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 6 Elect Jon Robson For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 7 Removal of David Anderson For Annual

United 

KingdomFirst Derivatives plc 23/06/2016 8

Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

United 

KingdomFirst Derivatives plc 23/06/2016 9

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Canada First Quantum Minerals Ltd. 05/05/2016 1 Board Size For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.1 Elect Philip K.R. Pascall For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.2 Elect G. Clive Newall For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.3 Elect Martin R. Rowley For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.4 Elect Peter St. George For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.5 Elect Andrew B. Adams For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.6 Elect Paul Brunner For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.7 Elect Robert J. Harding For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 2.8 Elect Martin Schady For Annual

Canada First Quantum Minerals Ltd. 05/05/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada First Quantum Minerals Ltd. 05/05/2016 4Advisory Vote on Executive 

CompensationFor Annual

United States Firstenergy Corp. 17/05/2016 2. Ratification of Auditor For Annual

United States Firstenergy Corp. 17/05/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Firstenergy Corp. 17/05/2016 4.Elimination of Supermajority 

RequirementAgainst

Board maintains discretion to set 

supermajority standard; SHP not 

implemented

Annual

United States Firstenergy Corp. 17/05/2016 5. Adoption of Proxy Access For Annual

United States Firstenergy Corp. 17/05/2016 6.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Firstenergy Corp. 17/05/2016 7.

Shareholder Proposal Regarding 

Stranding of Coal Generation 

Facilities

Against Annual

Page 58 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Firstenergy Corp. 17/05/2016 8.

Shareholder Proposal Regarding 

Majority Vote for Election of 

Directors

ForMajority voting increases board 

accountability and performanceAnnual

United States Firstenergy Corp. 17/05/2016 9.Shareholder Proposal Regarding 

Simple Majority VoteFor

Supermajority vote requirements can 

impede shareholders' ability to approve 

ballot items that are in their interests

Annual

United States Firstenergy Corp. 17/05/2016 Elect Paul T. Addison For Annual

United States Firstenergy Corp. 17/05/2016 Elect Michael J. Anderson WithholdDid not implement SHP passed by a 

majorityAnnual

United States Firstenergy Corp. 17/05/2016 Elect William T. Cottle For Annual

United States Firstenergy Corp. 17/05/2016 Elect Robert B. Heisler, Jr. For Annual

United States Firstenergy Corp. 17/05/2016 Elect Julia L. Johnson For Annual

United States Firstenergy Corp. 17/05/2016 Elect Charles E. Jones For Annual

United States Firstenergy Corp. 17/05/2016 Elect Ted J. Kleisner For Annual

United States Firstenergy Corp. 17/05/2016 Elect Donald T. Misheff For Annual

United States Firstenergy Corp. 17/05/2016 Elect Thomas N. Mitchell For Annual

United States Firstenergy Corp. 17/05/2016 Elect Ernest J. Novak, Jr. For Annual

United States Firstenergy Corp. 17/05/2016 Elect Christopher D. Pappas For Annual

United States Firstenergy Corp. 17/05/2016 Elect Luis A. Reyes For Annual

United States Firstenergy Corp. 17/05/2016 Elect George M. Smart For Annual

United States Firstenergy Corp. 17/05/2016 Elect Jerry Sue Thornton For Annual

United States FMC Technologies Inc. 06/05/2016 1A. Elect Clarence P. Cazalot, Jr. For Annual

United States FMC Technologies Inc. 06/05/2016 1B. Elect Eleazar de Carvalho Filho For Annual

United States FMC Technologies Inc. 06/05/2016 1C. Elect C. Maury Devine For Annual

United States FMC Technologies Inc. 06/05/2016 1D. Elect Claire S. Farley For Annual

United States FMC Technologies Inc. 06/05/2016 1E. Elect John T. Gremp For Annual

United States FMC Technologies Inc. 06/05/2016 1F. Elect Thomas Hamilton For Annual

United States FMC Technologies Inc. 06/05/2016 1G. Elect Peter Mellbye For Annual

United States FMC Technologies Inc. 06/05/2016 1H. Elect Joseph H. Netherland For Annual

United States FMC Technologies Inc. 06/05/2016 1I. Elect Peter Oosterveer For Annual

United States FMC Technologies Inc. 06/05/2016 1J. Elect Richard A. Pattarozzi For Annual

United States FMC Technologies Inc. 06/05/2016 1K. Elect Kay G. Priestly For Annual

United States FMC Technologies Inc. 06/05/2016 1L. Elect James M. Ringler For Annual

United States FMC Technologies Inc. 06/05/2016 2. Ratification of Auditor Against Alternative Dispute Resolution Annual

United States FMC Technologies Inc. 06/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Taiwan FocalTech Systems Co Ltd. 22/06/2016 1 Amendments to Articles For Annual

Taiwan FocalTech Systems Co Ltd. 22/06/2016 2 Accounts and Reports For Annual

Taiwan FocalTech Systems Co Ltd. 22/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan FocalTech Systems Co Ltd. 22/06/2016 4Amendments to Procedural Rules: 

Endorsements and GuaranteesFor Annual

Taiwan FocalTech Systems Co Ltd. 22/06/2016 5Amendments to Procedural Rules: 

Election of DirectorsFor Annual

Taiwan FocalTech Systems Co Ltd. 22/06/2016 6Non‐compete Restrictions for 

DirectorsFor Annual

Canada Fortis Inc. 05/05/2016 1.1 Elect Tracey C. Ball For Mix

Canada Fortis Inc. 05/05/2016 1.10 Elect David G. Norris For Mix

Canada Fortis Inc. 05/05/2016 1.11 Elect Barry V. Perry For Mix

Canada Fortis Inc. 05/05/2016 1.12 Elect Jo Mark Zurel For Mix

Canada Fortis Inc. 05/05/2016 1.2 Elect Pierre J. Blouin For Mix

Canada Fortis Inc. 05/05/2016 1.3 Elect Peter E. Case For Mix

Canada Fortis Inc. 05/05/2016 1.4 Elect Maura J. Clark For Mix

Canada Fortis Inc. 05/05/2016 1.5 Elect Margarita K. Dilley For Mix

Canada Fortis Inc. 05/05/2016 1.6 Elect Ida J. Goodreau For Mix

Canada Fortis Inc. 05/05/2016 1.7 Elect Douglas J. Haughey For Mix

Canada Fortis Inc. 05/05/2016 1.8 Elect Harry McWatters For Mix

Canada Fortis Inc. 05/05/2016 1.9 Elect Ronald D. Munkley For Mix

Canada Fortis Inc. 05/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Fortis Inc. 05/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

Canada Fortis Inc. 05/05/2016 4 Share Issuance for Acquisition For Mix

United States Forum Energy Technologies Inc 17/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Forum Energy Technologies Inc 17/05/2016 3.Approval of the 2016 Stock and 

Incentive PlanFor Annual

United States Forum Energy Technologies Inc 17/05/2016 4. Ratification of Auditor For Annual

Page 59 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Forum Energy Technologies Inc 17/05/2016 Elect C. Christopher Gaut For Annual

United States Forum Energy Technologies Inc 17/05/2016 Elect David C. Baldwin For Annual

United States Forum Energy Technologies Inc 17/05/2016 Elect Franklin Myers For Annual

United States Fossil Group Inc 25/05/2016 1A. Elect Elaine B. Agather For Annual

United States Fossil Group Inc 25/05/2016 1B. Elect Jeffrey N. Boyer For Annual

United States Fossil Group Inc 25/05/2016 1C. Elect William B Chiasson For Annual

United States Fossil Group Inc 25/05/2016 1D. Elect Mauria A. Finley For Annual

United States Fossil Group Inc 25/05/2016 1E. Elect Kosta N. Kartsotis For Annual

United States Fossil Group Inc 25/05/2016 1F. Elect Diane L. Neal For Annual

United States Fossil Group Inc 25/05/2016 1G. Elect Thomas M. Nealon For Annual

United States Fossil Group Inc 25/05/2016 1H. Elect Mark D. Quick For Annual

United States Fossil Group Inc 25/05/2016 1I. Elect Elysia Holt Ragusa For Annual

United States Fossil Group Inc 25/05/2016 1J. Elect James E. Skinner For Annual

United States Fossil Group Inc 25/05/2016 1K. Elect James M. Zimmerman For Annual

United States Fossil Group Inc 25/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Substantial one‐off awards Annual

United States Fossil Group Inc 25/05/2016 3.Approval of the 2016 Long‐Term 

Incentive PlanFor Annual

United States Fossil Group Inc 25/05/2016 4. Ratification of Auditor For Annual

United States Francesca`s Holdings Corp 08/06/2016 2. Ratification of Auditor For Annual

United States Francesca`s Holdings Corp 08/06/2016 Elect Richard Emmett For Annual

United States Francesca`s Holdings Corp 08/06/2016 Elect Richard W. Kunes For Annual

United 

KingdomG4S Plc 26/05/2016 1 Accounts and Reports For Annual

United 

KingdomG4S Plc 26/05/2016 10 Elect Clare Spottiswoode For Annual

United 

KingdomG4S Plc 26/05/2016 11 Elect Tim Weller For Annual

United 

KingdomG4S Plc 26/05/2016 12 Appointment of Auditor For Annual

United 

KingdomG4S Plc 26/05/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomG4S Plc 26/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomG4S Plc 26/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomG4S Plc 26/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomG4S Plc 26/05/2016 17 Authorisation of Political Donations For Annual

United 

KingdomG4S Plc 26/05/2016 18

Amendments to Articles (Borrowing 

Powers)For Annual

United 

KingdomG4S Plc 26/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomG4S Plc 26/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomG4S Plc 26/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomG4S Plc 26/05/2016 4 Elect John P. Daly For Annual

United 

KingdomG4S Plc 26/05/2016 5 Elect Ashley Almanza For Annual

United 

KingdomG4S Plc 26/05/2016 6 Elect John Connolly For Annual

United 

KingdomG4S Plc 26/05/2016 7 Elect Winnie Kin Wah Fok For Annual

United 

KingdomG4S Plc 26/05/2016 8 Elect Himanshu Raja For Annual

United 

KingdomG4S Plc 26/05/2016 9 Elect Paul Spence For Annual

Australia G8 Education Limited 25/05/2016 1 Elect Mark G. Johnson For Annual

Australia G8 Education Limited 25/05/2016 2 Re‐elect Susan M. Forrester For Annual

Australia G8 Education Limited 25/05/2016 3 Elect David Foster For Annual

Australia G8 Education Limited 25/05/2016 4 Appointment of Auditor For Annual

Australia G8 Education Limited 25/05/2016 5 REMUNERATION REPORT For Annual

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 1 Accounts  For Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 2 Management Reports For Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 3 Ratification of Board Acts For Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 4 Allocation of Profits/Dividends For Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 5

Ratify Co‐option and Elect Gema 

Góngora BachillerFor Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 6 Elect Ignacio Martín San Vicente For Ordinary

Page 60 of 155

Page 61: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 7 Elect Sonsoles Rubio Reinoso For Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 8 Authorisation of Legal Formalities For Ordinary

SpainGamesa Corporacion 

Tecnologica SA21/06/2016 9 Remuneration Report  For Ordinary

Jersey Genel Energy Plc 27/04/2016 1 Accounts and Reports For Annual

Jersey Genel Energy Plc 27/04/2016 10Elect Gulsun Nazli Karamehmet 

WilliamsFor Annual

Jersey Genel Energy Plc 27/04/2016 11 Appointment of Auditor For Annual

Jersey Genel Energy Plc 27/04/2016 12 Authority to Set Auditor's Fees For Annual

Jersey Genel Energy Plc 27/04/2016 13 Authorisation of Political Donations For Annual

Jersey Genel Energy Plc 27/04/2016 14 Authority to Repurchase Shares For Annual

Jersey Genel Energy Plc 27/04/2016 15Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

Jersey Genel Energy Plc 27/04/2016 2 Remuneration Report (Advisory) For

The circumstances of the company, 

whilst not ideal, justify support for the 

pay policy.  Engagement continues with 

the company on business issues.

Annual

Jersey Genel Energy Plc 27/04/2016 3 Elect Anthony B. Hayward For Annual

Jersey Genel Energy Plc 27/04/2016 4 Elect Murat Özgül For Annual

Jersey Genel Energy Plc 27/04/2016 5 Elect Simon Lockett For Annual

Jersey Genel Energy Plc 27/04/2016 6 Elect Mehmet Ögütçü For Annual

Jersey Genel Energy Plc 27/04/2016 7 Elect George Rose For Annual

Jersey Genel Energy Plc 27/04/2016 8 Elect Nathaniel P. Rothschild For Annual

Jersey Genel Energy Plc 27/04/2016 9 Elect Chakib Sbiti For Annual

United States Generac Holdings Inc 16/06/2016 2. Ratification of Auditor For Annual

United States Generac Holdings Inc 16/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Generac Holdings Inc 16/06/2016 Elect John D. Bowlin For Annual

United States Generac Holdings Inc 16/06/2016 Elect Aaron Jagdfeld For Annual

United States Generac Holdings Inc 16/06/2016 Elect Andrew G. Lampereur For Annual

United States General Cable Corp. 19/05/2016 1A. Elect Sallie B. Bailey For Annual

United States General Cable Corp. 19/05/2016 1B. Elect Edward Childs Hall, III For Annual

United States General Cable Corp. 19/05/2016 1C. Elect Gregory E. Lawton AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States General Cable Corp. 19/05/2016 1D. Elect Michael T. McDonnell For Annual

United States General Cable Corp. 19/05/2016 1E. Elect Craig P. Omtvedt For Annual

United States General Cable Corp. 19/05/2016 1F. Elect Patrick M. Prevost For Annual

United States General Cable Corp. 19/05/2016 1G. Elect John E. Welsh, III For Annual

United States General Cable Corp. 19/05/2016 2. Ratification of Auditor For Annual

United States General Cable Corp. 19/05/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States General Cable Corp. 19/05/2016 4. Employee Stock Purchase Plan For Annual

United States General Electric Co. 27/04/2016 A1 Elect Sébastien Bazin For Annual

United States General Electric Co. 27/04/2016 A10 Elect Robert W. Lane For Annual

United States General Electric Co. 27/04/2016 A11 Elect Rochelle B. Lazarus For Annual

United States General Electric Co. 27/04/2016 A12 Elect Lowell C. McAdam For Annual

United States General Electric Co. 27/04/2016 A13 Elect James J. Mulva For Annual

United States General Electric Co. 27/04/2016 A14 Elect James E. Rohr For Annual

United States General Electric Co. 27/04/2016 A15 Elect Mary L. Schapiro For Annual

United States General Electric Co. 27/04/2016 A16 Elect James S. Tisch For Annual

United States General Electric Co. 27/04/2016 A2 Elect W. Geoffrey Beattie For Annual

United States General Electric Co. 27/04/2016 A3 Elect John J. Brennan For Annual

United States General Electric Co. 27/04/2016 A4 Elect Francisco D'Souza For Annual

United States General Electric Co. 27/04/2016 A5 Elect Marijn E. Dekkers For Annual

United States General Electric Co. 27/04/2016 A6 Elect Peter B. Henry For Annual

United States General Electric Co. 27/04/2016 A7 Elect Susan Hockfield For Annual

United States General Electric Co. 27/04/2016 A8 Elect Jeffrey R. Immelt For Annual

United States General Electric Co. 27/04/2016 A9 Elect Andrea Jung For Annual

United States General Electric Co. 27/04/2016 B1Advisory Vote on Executive 

CompensationFor Annual

United States General Electric Co. 27/04/2016 B2 Ratification of Auditor For Annual

United States General Electric Co. 27/04/2016 C1Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

Page 61 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States General Electric Co. 27/04/2016 C2Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States General Electric Co. 27/04/2016 C3Shareholder Proposal Regarding 

Holy Land PrinciplesAgainst Annual

United States General Electric Co. 27/04/2016 C4Shareholder Proposal Regarding 

Cumulative VotingAgainst Annual

United States General Electric Co. 27/04/2016 C5

Shareholder Proposal Regarding 

Performance‐Based Equity 

Compensation

Against Annual

United States General Electric Co. 27/04/2016 C6Shareholder Proposal Regarding 

Human Rights ReviewAgainst Annual

United States Genworth Financial Inc 12/05/2016 1A. Elect William H. Bolinder AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Genworth Financial Inc 12/05/2016 1B. Elect G. Kent Conrad For Annual

United States Genworth Financial Inc 12/05/2016 1C. Elect Melina E. Higgins For Annual

United States Genworth Financial Inc 12/05/2016 1D. Elect Thomas J. McInerney For Annual

United States Genworth Financial Inc 12/05/2016 1E. Elect David M. Moffett For Annual

United States Genworth Financial Inc 12/05/2016 1F. Elect Thomas E. Moloney For Annual

United States Genworth Financial Inc 12/05/2016 1G. Elect John R. Nichols For Annual

United States Genworth Financial Inc 12/05/2016 1H. Elect James A. Parke For Annual

United States Genworth Financial Inc 12/05/2016 1I. Elect James S. Riepe For Annual

United States Genworth Financial Inc 12/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Retention awards Annual

United States Genworth Financial Inc 12/05/2016 3. Ratification of Auditor For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 1 REMUNERATION REPORT For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 2

Equity Grant (MD/CEO Georgette 

Nicholas)For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 3 Authority to Reduce Share Capital For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 4 Approve Share Consolidation For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 5 Approve Share Buy‐back For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 6

Renew Proportional Takeover 

ProvisionsFor Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 7 Re‐elect Stuart E. Take For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 8 Re‐elect Jerome Upton For Annual

AustraliaGenworth Mortgage Insurance 

Australia Limited05/05/2016 9 Re‐elect Anthony Gill For Annual

United States Gigamon Inc 08/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Gigamon Inc 08/06/2016 3.Frequency of Advisory Vote on 

Executive Compensation1 Year Annual

United States Gigamon Inc 08/06/2016 4. Ratification of Auditor For Annual

United States Gigamon Inc 08/06/2016 Elect Paul A. Hooper For Annual

United States Gigamon Inc 08/06/2016 Elect John H. Kispert For Annual

United States Gigamon Inc 08/06/2016 Elect Joan A. Dempsey For Annual

United States Gilead Sciences, Inc. 11/05/2016 1A. Elect John F. Cogan For Annual

United States Gilead Sciences, Inc. 11/05/2016 1B. Elect Kevin E. Lofton For Annual

United States Gilead Sciences, Inc. 11/05/2016 1C. Elect John W. Madigan For Annual

United States Gilead Sciences, Inc. 11/05/2016 1D. Elect John C. Martin For Annual

United States Gilead Sciences, Inc. 11/05/2016 1E. Elect John F. Milligan For Annual

United States Gilead Sciences, Inc. 11/05/2016 1F. Elect Nicholas G. Moore For Annual

United States Gilead Sciences, Inc. 11/05/2016 1G. Elect Richard J. Whitley For Annual

United States Gilead Sciences, Inc. 11/05/2016 1H. Elect Gayle E. Wilson For Annual

United States Gilead Sciences, Inc. 11/05/2016 1I. Elect Per Wold‐Olsen For Annual

United States Gilead Sciences, Inc. 11/05/2016 2. Ratification of Auditor For Annual

United States Gilead Sciences, Inc. 11/05/2016 3.Amendment to the Code Section 

162(m) Bonus PlanFor Annual

United States Gilead Sciences, Inc. 11/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Gilead Sciences, Inc. 11/05/2016 5.Shareholder Proposal Regarding 

Right to Act by Written ConsentFor

Shareholder action by written consent 

enables shareholders to take action on 

important issues that arise between 

annual meetings

Annual

United 

KingdomGKN plc 05/05/2016 1 Accounts and Reports For Annual

Page 62 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomGKN plc 05/05/2016 10 Elect Shonaid Jemmett‐Page For Annual

United 

KingdomGKN plc 05/05/2016 11 Elect Richard Parry‐Jones For Annual

United 

KingdomGKN plc 05/05/2016 12 Appointment of Auditor For Annual

United 

KingdomGKN plc 05/05/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomGKN plc 05/05/2016 14 Remuneration Report (Advisory) For Annual

United 

KingdomGKN plc 05/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomGKN plc 05/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomGKN plc 05/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares and 

concerns given the company is 

acquisitive

Annual

United 

KingdomGKN plc 05/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomGKN plc 05/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomGKN plc 05/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomGKN plc 05/05/2016 3 Elect Michael J. Turner For

Chair of the company and the 

company's nomination committee.  The 

board currently has one women of 9 

members.  This level does not meet the 

aspiration of shareholders to have 

women being at least 25% of the board. 

We contacted other shareholders and 

enga

Annual

United 

KingdomGKN plc 05/05/2016 4 Elect Nigel M. Stein For Annual

United 

KingdomGKN plc 05/05/2016 5 Elect Adam Walker For Annual

United 

KingdomGKN plc 05/05/2016 6 Elect Kevin L. Cummings For Annual

United 

KingdomGKN plc 05/05/2016 7 Elect Phil Swash For Annual

United 

KingdomGKN plc 05/05/2016 8 Elect Angus Cockburn For Annual

United 

KingdomGKN plc 05/05/2016 9 Elect Tufan Erginbilgic For Annual

United States Glaukos Corporation 02/06/2016 2. Ratification of Auditor For Annual

United States Glaukos Corporation 02/06/2016 Elect Mark J. Foley Withhold Other governance issue Annual

United States Glaukos Corporation 02/06/2016 Elect David F. Hoffmeister For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 10 Elect Lynn L. Elsenhans For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 11 Elect Judy C. Lewent For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 12 Elect Urs Rohner For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 13 Elect Moncef Slaoui For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 14 Appointment of Auditor For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 16 Authorisation of Political Donations For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 18

Authority to Issue Shares w/o 

Preemptive RightsFor

The proposal is consistent with policy 

and market guidanceAnnual

United 

KingdomGlaxosmithkline plc 05/05/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 20

Exemption From Statement of Senior 

Auditor's NameFor Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 21

Authority to Set General Meeting 

Notice Period at 14 Days For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 3 Elect Manvinder S. Banga For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 4 Elect Jesse Goodman For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 5 Elect Sir Philip Hampton For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 6 Elect Sir Andrew Witty For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 7 Elect Sir Roy Anderson For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 8 Elect Stacey Cartwright For Annual

United 

KingdomGlaxosmithkline plc 05/05/2016 9 Elect Simon Dingemans For Annual

Jersey Glencore plc 19/05/2016 1 Accounts and Reports For Annual

Page 63 of 155

Page 64: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Jersey Glencore plc 19/05/2016 10 Remuneration Report (Advisory) For Annual

Jersey Glencore plc 19/05/2016 11 Appointment of Auditor For Annual

Jersey Glencore plc 19/05/2016 12 Authority to Set Auditor's Fees For Annual

Jersey Glencore plc 19/05/2016 13Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Jersey Glencore plc 19/05/2016 14Authority to Issue Shares w/o 

Preemptive RightsFor Annual

Jersey Glencore plc 19/05/2016 15 Authority to Repurchase Shares For Annual

Jersey Glencore plc 19/05/2016 16Shareholder Proposal Regarding 

Climate Change ReportingFor

We strongly support this resolution and 

commend the company for accepting it 

as business at the AGM.  The resolution 

will improve reporting regarding 

climate.  

Annual

Jersey Glencore plc 19/05/2016 2 Elect Anthony B. Hayward For Annual

Jersey Glencore plc 19/05/2016 3 Elect Leonhard Fischer For Annual

Jersey Glencore plc 19/05/2016 4 Elect William E. Macaulay For Annual

Jersey Glencore plc 19/05/2016 5 Elect Ivan Glasenberg For Annual

Jersey Glencore plc 19/05/2016 6 Elect Peter R. Coates For Annual

Jersey Glencore plc 19/05/2016 7 Elect John J. Mack For Annual

Jersey Glencore plc 19/05/2016 8 Elect Peter T. Grauer For Annual

Jersey Glencore plc 19/05/2016 9 Elect Patrice E. Merrin For AnnualUnited 

KingdomGlobalData Plc 17/05/2016 1 Accounts and Reports For Annual

United 

KingdomGlobalData Plc 17/05/2016 10 Appointment of Auditor For Annual

United 

KingdomGlobalData Plc 17/05/2016 11 Authority to Set Auditor's Fees For Annual

United 

KingdomGlobalData Plc 17/05/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomGlobalData Plc 17/05/2016 13

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomGlobalData Plc 17/05/2016 14 Authority to Repurchase Shares For Annual

United 

KingdomGlobalData Plc 17/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomGlobalData Plc 17/05/2016 3 Elect Kelsey van Musschenbroek Against Affiliate/Insider on audit committee Annual

United 

KingdomGlobalData Plc 17/05/2016 4 Elect Mike Danson For Annual

United 

KingdomGlobalData Plc 17/05/2016 5 Elect Simon Pyper For Annual

United 

KingdomGlobalData Plc 17/05/2016 6 Elect Bernard Anthony Cragg For Annual

United 

KingdomGlobalData Plc 17/05/2016 7 Elect Peter Harkness For Annual

United 

KingdomGlobalData Plc 17/05/2016 8 Elect Mark Freebairn For Annual

United 

KingdomGlobalData Plc 17/05/2016 9 Elect Murray Legg For Annual

United States GNC Holdings Inc. 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States GNC Holdings Inc. 24/05/2016 3. Ratification of Auditor For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Michael G. Archbold For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Jeffrey P. Berger For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Alan D. Feldman For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Michael F. Hines For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Amy B. Lane For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Philip E. Mallott For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Robert F. Moran For Annual

United States GNC Holdings Inc. 24/05/2016 Elect Richard J. Wallace For Annual

Canada Goldcorp Inc 28/04/2016 1.I Elect Beverley A. Briscoe For Mix

Canada Goldcorp Inc 28/04/2016 1.II Elect Peter J. Dey For Mix

Canada Goldcorp Inc 28/04/2016 1.III Elect Margot A. Franssen For Mix

Canada Goldcorp Inc 28/04/2016 1.IV Elect David  Garofalo For Mix

Canada Goldcorp Inc 28/04/2016 1.IX Elect Kenneth F. Williamson For Mix

Canada Goldcorp Inc 28/04/2016 1.V Elect Clement A. Pelletier For Mix

Canada Goldcorp Inc 28/04/2016 1.VI Elect P. Randy Reifel For Mix

Canada Goldcorp Inc 28/04/2016 1.VII Elect Ian W. Telfer For Mix

Canada Goldcorp Inc 28/04/2016 1VIII Elect Blanca Treviño  For Mix

Canada Goldcorp Inc 28/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Goldcorp Inc 28/04/2016 3Amendment to the Restricted Share 

Unit PlanFor Mix

Canada Goldcorp Inc 28/04/2016 4Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

Canada Goldcorp Inc 28/04/2016 5 Transaction of Other Business AgainstGranting unfettered discretion is 

unwiseMix

Canada Goldcorp Inc 28/04/2016 02Appointment of Auditor and 

Authority to Set FeesFor Special

Canada Goldcorp Inc 28/04/2016 03Amendment to the Restricted Share 

Unit PlanFor Special

Canada Goldcorp Inc 28/04/2016 04Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Special

Canada Goldcorp Inc 28/04/2016 Elect Beverley A. Briscoe For Special

Canada Goldcorp Inc 28/04/2016 Elect Peter J. Dey For Special

Page 64 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Goldcorp Inc 28/04/2016 Elect Margot A. Franssen For Special

Canada Goldcorp Inc 28/04/2016 Elect David  Garofalo For Special

Canada Goldcorp Inc 28/04/2016 Elect Clement A. Pelletier For Special

Canada Goldcorp Inc 28/04/2016 Elect P. Randy Reifel For Special

Canada Goldcorp Inc 28/04/2016 Elect Ian W. Telfer For Special

Canada Goldcorp Inc 28/04/2016 Elect Blanca Treviño  For Special

Canada Goldcorp Inc 28/04/2016 Elect Kenneth F. Williamson For Special

Singapore Golden Agri Resources 21/04/2016 1 Accounts and Reports For Annual

Singapore Golden Agri Resources 21/04/2016 10 Related Party Transactions For Annual

Singapore Golden Agri Resources 21/04/2016 2 Allocation of Profits/Dividends For Annual

Singapore Golden Agri Resources 21/04/2016 3 Directors' Fees For Annual

Singapore Golden Agri Resources 21/04/2016 4 Elect Frankle (Djafar) Widjaja For Annual

Singapore Golden Agri Resources 21/04/2016 5 Elect Rafael Buhay Concepcion, Jr. For Annual

Singapore Golden Agri Resources 21/04/2016 6 Elect HONG Pian Tee For Annual

Singapore Golden Agri Resources 21/04/2016 7Appointment of Auditor and 

Authority to Set FeesFor Annual

Singapore Golden Agri Resources 21/04/2016 8Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Singapore Golden Agri Resources 21/04/2016 9 Authority to Repurchase Shares For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.1 Elect Marcel R. Coutu For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.10 Elect R. Jeffrey Orr Against Serves on too many boards Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.11 Elect Rima Qureshi For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.12 Elect Henri‐Paul  Rousseau For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.13 Elect Raymond Royer For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.14 Elect T. Timothy Ryan, Jr. For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.15 Elect Jerome J. Selitto For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.16 Elect James M. Singh For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.17 Elect Emöke J. E. Szathmáry For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.18 Elect Gregory D. Tretiak For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.19 Elect Siim A. Vanaselja For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.2 Elect André Desmarais Against Serves on too many boards Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.20 Elect Brian E. Walsh For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.3 Elect Paul Desmarais, Jr. AgainstLess than 75% Attendance; Serves on 

too many boardsAnnual

Canada Great‐West Lifeco Inc. 05/05/2016 1.4 Elect Gary Doer For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.5 Elect Claude Genereux For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.6 Elect Chaviva M. Hošek For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.7 Elect J. David A. Jackson For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.8 Elect Paul A. Mahon For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 1.9 Elect Susan J. McArthur For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 2 Appointment of Auditor For Annual

Canada Great‐West Lifeco Inc. 05/05/2016 3 Transaction of Other Business AgainstGranting unfettered discretion is 

unwiseAnnual

Cayman 

IslandsGreentown China Holdings Ltd. 31/05/2016 1

Formation of Project Company and 

Land Development AgreementFor Special

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 1 Accounts and Reports For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 2.A Elect LI Yongqian For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 2.B Elect Michael SZE Tsai Ping Against

Audit committee met an insufficient 

number of timesAnnual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 2.C Elect KE Huanzhang For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 2.D Elect JIA Shenghua For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 2.E Elect Eddie HUI Wan Fai For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 3 Directors' Fees For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 5 Authority to Repurchase Shares For Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsGreentown China Holdings Ltd. 17/06/2016 8

Adoption of New Share Option 

SchemeAgainst

Excessive range of participants; Change 

in control provisionAnnual

United 

KingdomGreggs plc 10/05/2016 1 Accounts and Reports For Annual

United 

KingdomGreggs plc 10/05/2016 10 Elect Helena Ganczakowski For Annual

United 

KingdomGreggs plc 10/05/2016 11 Elect Peter McPhillips For Annual

United 

KingdomGreggs plc 10/05/2016 12 Elect Sandra Turner For Annual

United 

KingdomGreggs plc 10/05/2016 13 Remuneration Report (Advisory) For Annual

United 

KingdomGreggs plc 10/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomGreggs plc 10/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomGreggs plc 10/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomGreggs plc 10/05/2016 17

Authority to Set General Meeting 

Notice Period at 14 Days For Annual

United 

KingdomGreggs plc 10/05/2016 2 Appointment of Auditor For Annual

Page 65 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomGreggs plc 10/05/2016 3 Authority to Set Auditor's Fees For Annual

United 

KingdomGreggs plc 10/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomGreggs plc 10/05/2016 5 Elect Ian C. Durant For Annual

United 

KingdomGreggs plc 10/05/2016 6 Elect Roger Whiteside For Annual

United 

KingdomGreggs plc 10/05/2016 7 Elect Richard Hutton For Annual

United 

KingdomGreggs plc 10/05/2016 8 Elect Raymond Reynolds For Annual

United 

KingdomGreggs plc 10/05/2016 9 Elect Allison Kirkby For Annual

Spain Grifols SA 26/05/2016 1Individual Accounts and Reports; 

Allocation of Profits/DividendsFor Annual

Spain Grifols SA 26/05/2016 2 Consolidated Accounts and Reports For Annual

Spain Grifols SA 26/05/2016 3 Ratification of Board Acts For Annual

Spain Grifols SA 26/05/2016 4Appointment of Auditor (Individual 

Accounts)For Annual

Spain Grifols SA 26/05/2016 5Appointment of Auditor 

(Consolidated Accounts)For Annual

Spain Grifols SA 26/05/2016 6.1 Elect Victor Grifols Deu For Annual

Spain Grifols SA 26/05/2016 6.2Elect Luis Isasi Fernández de 

BobadillaFor Annual

Spain Grifols SA 26/05/2016 6.3 Elect Steven F. Mayer For Annual

Spain Grifols SA 26/05/2016 6.4 Elect Thomas Glanzmann Against Related party transactions Annual

Spain Grifols SA 26/05/2016 6.5 Board Size For Annual

Spain Grifols SA 26/05/2016 7 Remuneration Report Against

Poor compensation 

structure/performance conditions; 

Lacks long‐term incentive plan

Annual

Spain Grifols SA 26/05/2016 8Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Spain Grifols SA 26/05/2016 9 Authorisation of Legal Formalities For Annual

Mexico Grupo Televisa S.A. 28/04/2016 AB1 Accounts and Reports AbstainInsufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB2 Report on Tax Compliance For Annual

Mexico Grupo Televisa S.A. 28/04/2016 AB3 Allocation of Profits/Dividends AbstainInsufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB4

Authority to Repurchase Shares; 

Report on Company's Repurchase 

Programme

AbstainInsufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB5 Election of Directors AbstainInsufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB6Election of Executive Committee 

MembersAbstain

Insufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB7 Election of Committee Chairman AbstainInsufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB8Directors' Fees; Committee 

Members FeesAbstain

Insufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 AB9 Election of Meeting Delegates For Annual

Mexico Grupo Televisa S.A. 28/04/2016 D1.Election of Directors ‐ Series D 

ShareholdersAbstain

Insufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 D2. Election of Meeting Delegates For Annual

Mexico Grupo Televisa S.A. 28/04/2016 L1.Election of Directors ‐ Series L 

ShareholdersAbstain

Insufficient information provided by 

the CompanyAnnual

Mexico Grupo Televisa S.A. 28/04/2016 L2. Election of Meeting Delegates For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 1 Accounts and Reports For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 3.I Elect WEN Yinheng For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 3.II Elect ZHANG Hui For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 3.III Elect John CHAN Cho Chak For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 3.IV Elect Anthony WU Ting‐yuk For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 3.V Elect Theresa HO LAM Lai Ping For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 3.VI Directors' Fees For Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Hong Kong Guangdong Investment Ltd. 10/06/2016 6 Authority to Repurchase Shares For Annual

Indonesia Gudang Garam Tbk 21/06/2016 1 Annual Report For Annual

Indonesia Gudang Garam Tbk 21/06/2016 2 Accounts and Reports For Annual

Indonesia Gudang Garam Tbk 21/06/2016 3 Allocation of Profits/Dividends For Annual

Indonesia Gudang Garam Tbk 21/06/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

United States Guess Inc. 30/06/2016 2.Amendment to the Non‐Employee 

Directors' Compensation PlanFor Annual

United States Guess Inc. 30/06/2016 3. Ratification of Auditor For Annual

United States Guess Inc. 30/06/2016 4.Shareholder Proposal Regarding 

Approval of Severance AgreementsFor

Shareholders should be consulted 

before the Company enters into 

severance agreements that provide 

benefits exceeding 2.99 times salary 

and bonus

Annual

United States Guess Inc. 30/06/2016 5.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

Page 66 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Guess Inc. 30/06/2016 Elect Anthony Chidoni For Annual

United States Guess Inc. 30/06/2016 Elect Joseph Gromek For Annual

United States Guess Inc. 30/06/2016 Elect Paul Marciano For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 1 Accounts and Reports For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 2 Allocation of Profits/Dividends For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 3.I Elect YIM Fung Against Less than 75% Attendance Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 3.II Elect LI Guangjie For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 3.III Elect TSANG Yiu Keung For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 4 Directors' Fees For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 6.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 6.B Authority to Repurchase Shares For Annual

Hong KongGuotai Junan International 

Holdings Limited19/05/2016 6.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Halozyme Therapeutics Inc. 04/05/2016 2.Advisory Vote on Executive 

CompensationAgainst

Pay and performance disconnect; 

Excessive sign‐on paymentsAnnual

United States Halozyme Therapeutics Inc. 04/05/2016 3. Ratification of Auditor For Annual

United States Halozyme Therapeutics Inc. 04/05/2016 4. Amendment to the 2011 Stock Plan Against Cost of plan is excessive; Pace of grants Annual

United States Halozyme Therapeutics Inc. 04/05/2016 5.Approval of the Executive Incentive 

PlanFor Annual

United States Halozyme Therapeutics Inc. 04/05/2016 Elect Jeffrey W. Henderson For Annual

United States Halozyme Therapeutics Inc. 04/05/2016 Elect Connie L. Matsui For Annual

United States Halozyme Therapeutics Inc. 04/05/2016 Elect Helen I. Torley For Annual

United States HCA Holdings, Inc. 28/04/2016 1A. Elect R. Milton Johnson For Annual

United States HCA Holdings, Inc. 28/04/2016 1B. Elect Robert J. Dennis For Annual

United States HCA Holdings, Inc. 28/04/2016 1C. Elect Nancy‐Ann DeParle For Annual

United States HCA Holdings, Inc. 28/04/2016 1D. Elect Thomas F. Frist III For Annual

United States HCA Holdings, Inc. 28/04/2016 1E. Elect William R. Frist For Annual

United States HCA Holdings, Inc. 28/04/2016 1F. Elect Charles O. Holliday For Annual

United States HCA Holdings, Inc. 28/04/2016 1G. Elect Ann H. Lamont For Annual

United States HCA Holdings, Inc. 28/04/2016 1H. Elect Jay O. Light For Annual

United States HCA Holdings, Inc. 28/04/2016 1I. Elect Geoffrey G. Meyers For Annual

United States HCA Holdings, Inc. 28/04/2016 1J. Elect Michael W. Michelson For Annual

United States HCA Holdings, Inc. 28/04/2016 1K. Elect Wayne J. Riley For Annual

United States HCA Holdings, Inc. 28/04/2016 1L. Elect John W. Rowe For Annual

United States HCA Holdings, Inc. 28/04/2016 2.

Re‐Approval of 2006 Stock Incentive 

Plan for Key Employees for the 

Purposes of Section 162(m)

For Annual

United States HCA Holdings, Inc. 28/04/2016 3. Ratification of Auditor For Annual

United States HCA Holdings, Inc. 28/04/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States HCA Holdings, Inc. 28/04/2016 5.

Shareholder Proposal Regarding 

Majority Vote for Election of 

Directors

Against Annual

United States HeartWare International Inc 02/06/2016 2. Ratification of Auditor For Annual

United States HeartWare International Inc 02/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States HeartWare International Inc 02/06/2016 Elect Chadwick Cornell For Annual

United States HeartWare International Inc 02/06/2016 Elect Douglas  Godshall For Annual

United States HeartWare International Inc 02/06/2016 Elect Seth Harrison For Annual

United States HeartWare International Inc 02/06/2016 Elect Stephen N. Oesterle, M.D. For Annual

United States HeartWare International Inc 02/06/2016 Elect Robert Stockman For Annual

United States Hecla Mining Co. 19/05/2016 2.Elimination of Supermajority 

RequirementFor Annual

Page 67 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Hecla Mining Co. 19/05/2016 3.Amendment to Permit Shareholders 

to Call a Special MeetingFor Annual

United States Hecla Mining Co. 19/05/2016 4. Ratification of Auditor For Annual

United States Hecla Mining Co. 19/05/2016 5.Advisory Vote on Executive 

CompensationFor Annual

United States Hecla Mining Co. 19/05/2016 Elect Ted Crumley For Annual

United States Hecla Mining Co. 19/05/2016 Elect Terry V. Rogers For Annual

United States Hecla Mining Co. 19/05/2016 Elect Charles B. Stanley Withhold

Affiliate/Insider on audit committee; 

Current interlocking directorship; 

Affiliate/Insider on 

nominating/governance committee

Annual

Jersey Henderson Group Plc 28/04/2016 1 Accounts and Reports For Annual

Jersey Henderson Group Plc 28/04/2016 10 Elect Robert Jeens For Annual

Jersey Henderson Group Plc 28/04/2016 11 Elect Angela Seymour‐Jackson For Annual

Jersey Henderson Group Plc 28/04/2016 12 Elect Roger Thompson For Annual

Jersey Henderson Group Plc 28/04/2016 13 Appointment of Auditor For Annual

Jersey Henderson Group Plc 28/04/2016 14 Authority to Set Auditor's Fees For Annual

Jersey Henderson Group Plc 28/04/2016 15Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Jersey Henderson Group Plc 28/04/2016 16Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Jersey Henderson Group Plc 28/04/2016 17 Authority to Repurchase Shares For Annual

Jersey Henderson Group Plc 28/04/2016 18

Authority to Repurchase CHESS 

Depositary Interests via Contingent 

Purchase Contract

For Annual

Jersey Henderson Group Plc 28/04/2016 19Authority to Repurchase CHESS 

Depositary Interests DirectlyFor Annual

Jersey Henderson Group Plc 28/04/2016 2 Remuneration Report (Advisory) For Annual

Jersey Henderson Group Plc 28/04/2016 3 Allocation of Profits/Dividends For Annual

Jersey Henderson Group Plc 28/04/2016 4 Elect Sarah Arkle For Annual

Jersey Henderson Group Plc 28/04/2016 5 Elect Kalpana Desai For Annual

Jersey Henderson Group Plc 28/04/2016 6 Elect Kevin Dolan For Annual

Jersey Henderson Group Plc 28/04/2016 7 Elect Andrew Formica For Annual

Jersey Henderson Group Plc 28/04/2016 8 Elect Richard Gillingwater For Annual

Jersey Henderson Group Plc 28/04/2016 9 Elect Tim How For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 1 Accounts and Reports For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 2 Allocation of Profits/Dividends For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 3A Elect KWOK Ping Ho For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 3B Elect Augustine WONG Ho Ming For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 3C Elect LEE Tat Man For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 3D Elect Gordon KWONG Che Keung Against

Audit committee met an insufficient 

number of times; Insufficient audit 

committee independence; Insufficient 

compensation committee 

independence requirement; Other 

compensation issues; Board is not 

sufficiently independent; Serves on too 

many boards; Insu

Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 3E Elect KO Ping Keung Against

Insufficient audit committee 

independence; Other compensation 

issues; Board is not sufficiently 

independent

Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 3F Elect POON Chung Kwong For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 5A Bonus Share Issuance For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 5B Authority to Repurchase Shares For Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 5C

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongHenderson Land Development 

Co. Ltd.02/06/2016 5D

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 2. Ratification of Auditor For Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Bruce Lucas For Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Richard Widdiecombe For Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Pete Apostolou WithholdBoard is not sufficiently independent; 

Related party transactionsAnnual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Irini Barlas For Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Trifon Houvardas For Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect James Masiello For Annual

Page 68 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Nicholas Pappas WithholdNo independent lead or presiding 

directorAnnual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Joseph Vattamattam For Annual

United States Heritage Insurance Holdings Inc. 13/06/2016 Elect Vijay Walvekar For Annual

United States Hibbett Sports Inc 19/05/2016 1.1 Elect Michael J. Newsome For Annual

United States Hibbett Sports Inc 19/05/2016 1.2 Elect Alton E. Yother For Annual

United States Hibbett Sports Inc 19/05/2016 2. Ratification of Auditor For Annual

United States Hibbett Sports Inc 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Hibbett Sports Inc 19/05/2016 4.Approval of the 2016 Executive 

Officer Cash Bonus PlanFor Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 1 Accounts and Reports For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 10 Elect Ali Al‐Husry For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 11 Elect Michael Ashton For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 12 Elect Ronald Goode For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 13 Elect Pat Butler For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 14 Elect Pamela J. Kirby For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 15 Remuneration Report (Advisory) For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 3 Appointment of Auditor For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 4 Authority to Set Auditor's Fees For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 5 Elect Jochen Gann For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 6 Elect John Castellani For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 7 Elect Said Darwazah For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 8 Elect Mazen Darwazah For Annual

United 

KingdomHikma Pharmaceuticals Plc 12/05/2016 9 Elect Robert Pickering For Annual

Cayman 

IslandsHiroca Holdings Ltd. 27/05/2016 1 Amendments to Articles  For Annual

Cayman 

IslandsHiroca Holdings Ltd. 27/05/2016 2 Accounts and Reports For Annual

Cayman 

IslandsHiroca Holdings Ltd. 27/05/2016 3 Allocation of Profits/Dividends For Annual

Cayman 

IslandsHiroca Holdings Ltd. 27/05/2016 4

Non‐compete Restrictions for 

Director LIN Shi‐YunFor Annual

United States HMS Hodings Corp. 23/06/2016 1A. Elect Robert Becker For Annual

United States HMS Hodings Corp. 23/06/2016 1B. Elect Craig R. Callen For Annual

United States HMS Hodings Corp. 23/06/2016 1C. Elect William C. Lucia For Annual

United States HMS Hodings Corp. 23/06/2016 1D. Elect Bart M. Schwartz For Annual

United States HMS Hodings Corp. 23/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States HMS Hodings Corp. 23/06/2016 3.Re‐approval of the Annual Incentive 

Compensation PlanFor Annual

United States HMS Hodings Corp. 23/06/2016 4.Approval of the 2016 Omnibus 

Incentive PlanFor Annual

United States HMS Hodings Corp. 23/06/2016 5. Ratification of Auditor For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 1 Accounts and Reports Against No auditor opinion Annual

United 

KingdomHochschild Mining Plc 20/05/2016 10 Elect Michael Rawlinson For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 11 Appointment of Auditor For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomHochschild Mining Plc 20/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Page 69 of 155

Page 70: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomHochschild Mining Plc 20/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomHochschild Mining Plc 20/05/2016 2 Remuneration Report (Advisory) Against Excessive salary increase Annual

United 

KingdomHochschild Mining Plc 20/05/2016 3 Elect Graham Birch For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 4 Elect Enrico Bombieri For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 5 Elect Jorge Born For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 6 Elect Ignacio Bustamante For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 7 Elect Roberto Dañino For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 8 Elect Eduardo Hochschild For Annual

United 

KingdomHochschild Mining Plc 20/05/2016 9 Elect Nigel Moore Against No auditor opinion Annual

United States HollyFrontier Corp 11/05/2016 1A. Elect Douglas Y. Bech For Annual

United States HollyFrontier Corp 11/05/2016 1B. Elect George Damiris For Annual

United States HollyFrontier Corp 11/05/2016 1C. Elect Leldon E. Echols For Annual

United States HollyFrontier Corp 11/05/2016 1D. Elect R. Kevin Hardage For Annual

United States HollyFrontier Corp 11/05/2016 1E. Elect Michael C. Jennings For Annual

United States HollyFrontier Corp 11/05/2016 1F. Elect Robert J. Kostelnik For Annual

United States HollyFrontier Corp 11/05/2016 1G. Elect James H. Lee For Annual

United States HollyFrontier Corp 11/05/2016 1H. Elect Franklin Myers For Annual

United States HollyFrontier Corp 11/05/2016 1I. Elect Michael E. Rose For Annual

United States HollyFrontier Corp 11/05/2016 1J. Elect Tommy A. Valenta For Annual

United States HollyFrontier Corp 11/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States HollyFrontier Corp 11/05/2016 3. Ratification of Auditor For Annual

United States HollyFrontier Corp 11/05/2016 4.Amendment to the Long‐Term 

Incentive PlanFor Annual

United States HollyFrontier Corp 11/05/2016 5.Approval of the Material Terms of 

the Long‐Term Incentive PlanFor Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 10 Elect Michael Wemms For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 11 Elect Tiffany Hall For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 12 Elect Mark Allen For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 13 Appointment of Auditor For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 16

Amendments to the Long Term 

Incentive PlanFor Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 18

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 2 Remuneration Report (Advisory) Against

Equity awards are not limited to 10% in 

ten years.Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 20

Authority to Set General Meeting 

Notice Period at 14 Days For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 3 Remuneration Policy (Binding) For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 5 Elect Andrew Cripps For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 6 Elect Geoff Drabble For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 7 Elect Richard Pennycook For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 8 Elect Matthew Ingle For Annual

United 

KingdomHowden Joinery Group Plc 05/05/2016 9 Elect Mark Robson For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 1 Accounts and Reports For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 10 Authority to Repurchase Shares For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 11

Authority to Issue Contingent 

Convertible Securities w/ 

Preemptive Rights

For Annual

Page 70 of 155

Page 71: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomHSBC Holdings plc 22/04/2016 12

Authority to Issue Contingent 

Convertible Securities w/o 

Preemptive Rights

Against

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

United 

KingdomHSBC Holdings plc 22/04/2016 13 Scrip Dividend For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 14

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomHSBC Holdings plc 22/04/2016 2 Remuneration Report (Advisory) Against

Discretionary uplift to profit element of 

bonusAnnual

United 

KingdomHSBC Holdings plc 22/04/2016 3 Remuneration Policy (Binding) Abstain

Notice periods and consequential 

payments in service contracts of 

executive directors exceed acceptable 

limits

Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.A Elect Henri de Castries For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.B Elect Irene LEE Yun Lien Abstain Serves on too many boards Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.C Elect Pauline van der Meer Mohr For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.D Elect Paul S. Walsh Abstain Serves on too many boards Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.E Elect Phillip Ameen For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.F Elect Kathleen Casey For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.G Elect Laura CHA May Lung For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.H Elect Lord Evans of Weardale For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.I Elect Joachim Faber For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.J Elect Douglas J. Flint For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.K Elect Stuart T. Gulliver For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.L Elect Sam H. Laidlaw For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.M Elect John P. Lipsky For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.N Elect Rachel Lomax For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.O Elect Iain J. Mackay For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.P Elect Heidi G. Miller For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.Q Elect Marc Moses For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 4.R Elect Jonathan Symonds For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 5 Appointment of Auditor For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 6 Authority to Set Auditor's Fees For Annual

United 

KingdomHSBC Holdings plc 22/04/2016 7

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomHSBC Holdings plc 22/04/2016 8

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomHSBC Holdings plc 22/04/2016 9

Authority to Issue Repurchased 

SharesFor Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 1 Accounts and Reports For Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 10

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 11

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 2 Allocation of Profits/Dividends For Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 3 Elect WANG Yu For Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 4 Elect Stephen CHANG Tso Tung For Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 5 Elect YE Long Fei For Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 6 Elect ZHANG Suxin Against

Nominating committee chair not 

independentAnnual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 7 Directors' Fees For Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 8

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongHua Hong Semiconductor 

Limited11/05/2016 9 Authority to Repurchase Shares For Annual

United States Huntington Bancshares, Inc. 21/04/2016 2.Approval of Management Incentive 

PlanFor Annual

United States Huntington Bancshares, Inc. 21/04/2016 3. Ratification of Auditor For Annual

United States Huntington Bancshares, Inc. 21/04/2016 4.Advisory Vote on Executive 

CompensationFor Annual

Page 71 of 155

Page 72: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Huntington Bancshares, Inc. 21/04/2016 Elect Ann B. Crane For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Steven G. Elliott For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Michael J. Endres For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect John B. Gerlach, Jr. For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Peter J. Kight For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Jonathan A. Levy For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Eddie R. Munson For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Richard W. Neu For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect David L. Porteous Withhold

Affiliate/Insider on 

nominating/governance committee; No 

independent lead or presiding director

Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Kathleen H. Ransier For Annual

United States Huntington Bancshares, Inc. 21/04/2016 Elect Stephen D. Steinour For Annual

United 

KingdomHuntsworth plc 26/05/2016 1 Accounts and Reports For Annual

United 

KingdomHuntsworth plc 26/05/2016 10 Authority to Set Auditor's Fees For Annual

United 

KingdomHuntsworth plc 26/05/2016 11 Allocation of Profits/Dividends For Annual

United 

KingdomHuntsworth plc 26/05/2016 12 Authorisation of Political Donations For Annual

United 

KingdomHuntsworth plc 26/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomHuntsworth plc 26/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomHuntsworth plc 26/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomHuntsworth plc 26/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomHuntsworth plc 26/05/2016 17 Amendments to Articles For Annual

United 

KingdomHuntsworth plc 26/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomHuntsworth plc 26/05/2016 3 Remuneration Policy (Binding) For Annual

United 

KingdomHuntsworth plc 26/05/2016 4 Long Term Incentive Plan For Annual

United 

KingdomHuntsworth plc 26/05/2016 5 Deferred Share Bonus Plan For Annual

United 

KingdomHuntsworth plc 26/05/2016 6 Elect Neil Jones For Annual

United 

KingdomHuntsworth plc 26/05/2016 7 Elect Pat Billingham For Annual

United 

KingdomHuntsworth plc 26/05/2016 8 Elect Terence M. Graunke For Annual

United 

KingdomHuntsworth plc 26/05/2016 9 Appointment of Auditor For Annual

Canada Husky Energy Inc. 26/04/2016 1.1 Elect Victor LI Tzar Kuoi Against Serves on too many boards Annual

Canada Husky Energy Inc. 26/04/2016 1.10 Elect George C. Magnus For Annual

Canada Husky Energy Inc. 26/04/2016 1.11 Elect Neil D. McGee For Annual

Canada Husky Energy Inc. 26/04/2016 1.12 Elect Colin Stevens Russel AgainstDirector serves on excessive audit 

committeesAnnual

Canada Husky Energy Inc. 26/04/2016 1.13 Elect Wayne E. Shaw For Annual

Canada Husky Energy Inc. 26/04/2016 1.14 Elect William Shurniak For Annual

Canada Husky Energy Inc. 26/04/2016 1.15 Elect Frank J. Sixt Against Serves on too many boards Annual

Canada Husky Energy Inc. 26/04/2016 1.2 Elect Canning FOK Kin Ning Against Serves on too many boards Annual

Canada Husky Energy Inc. 26/04/2016 1.3 Elect Stephen E. Bradley For Annual

Canada Husky Energy Inc. 26/04/2016 1.4 Elect Asim Ghosh For Annual

Canada Husky Energy Inc. 26/04/2016 1.5 Elect Martin J.G. Glynn For Annual

Canada Husky Energy Inc. 26/04/2016 1.6 Elect Poh Chan Koh For Annual

Canada Husky Energy Inc. 26/04/2016 1.7 Elect Eva KWOK Lee For Annual

Canada Husky Energy Inc. 26/04/2016 1.8 Elect Stanley T.L. Kwok For Annual

Canada Husky Energy Inc. 26/04/2016 1.9 Elect Frederick S.H. Ma For Annual

Canada Husky Energy Inc. 26/04/2016 2 Appointment of Auditor For Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 1 Accounts and Reports For Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 2.I Elect Frederick P. Churchouse For Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 2.II Elect Anthony LEE Hsien Pin Against

Beneficial owner on audit committee; 

Insufficient audit committee 

independence

Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 2.III Elect LEE Chien For Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 3 Directors' Fees For Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Hysan Development Co. Ltd. 13/05/2016 6 Authority to Repurchase Shares For Annual

Canada Iamgold Corp. 04/05/2016 1.1 Elect John E. Caldwell For Annual

Canada Iamgold Corp. 04/05/2016 1.2 Elect Donald Charter For Annual

Canada Iamgold Corp. 04/05/2016 1.3 Elect Sybil Veenman For Annual

Canada Iamgold Corp. 04/05/2016 1.4 Elect Richard J. Hall For Annual

Page 72 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Iamgold Corp. 04/05/2016 1.5 Elect Stephen J.J. Letwin For Annual

Canada Iamgold Corp. 04/05/2016 1.6 Elect Mahendra Naik For Annual

Canada Iamgold Corp. 04/05/2016 1.7 Elect Timothy R. Snider For Annual

Canada Iamgold Corp. 04/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Iamgold Corp. 04/05/2016 3Advisory Vote on Executive 

CompensationFor Annual

Spain Iberdrola 08/04/2016 1 Accounts For Ordinary

Spain Iberdrola 08/04/2016 10AAmendments to Articles 2, 3, 5, 6, 7, 

8, 9 and 32For Ordinary

Spain Iberdrola 08/04/2016 10B Amendments to Articles 12 For Ordinary

Spain Iberdrola 08/04/2016 10CAmendments to Articles 34, 37, 38, 

39, 40, 41, 42, 43, 44 and 45For Ordinary

Spain Iberdrola 08/04/2016 11AAmendments to General Meeting 

Regulations Articles 1, 6, 13 and 14For Ordinary

Spain Iberdrola 08/04/2016 11BAmendments to General Meeting 

Regulation Article 16For Ordinary

Spain Iberdrola 08/04/2016 11CAmendments to General Meeting 

Regulation Articles 22 and 32For Ordinary

Spain Iberdrola 08/04/2016 12Authority to Cancel Treasury Shares 

and Reduce Share CapitalFor Ordinary

Spain Iberdrola 08/04/2016 13 Authorisation of Legal Formalities For Ordinary

Spain Iberdrola 08/04/2016 14 Remuneration Report For Ordinary

Spain Iberdrola 08/04/2016 2 Management Reports For Ordinary

Spain Iberdrola 08/04/2016 3 Ratification of Board Acts For Ordinary

Spain Iberdrola 08/04/2016 4 Appointment of Auditor For Ordinary

Spain Iberdrola 08/04/2016 5 Allocation of Profits/Dividends For Ordinary

Spain Iberdrola 08/04/2016 6.A First Bonus Share Issuance For Ordinary

Spain Iberdrola 08/04/2016 6.B Second Bonus Share Issuance For Ordinary

Spain Iberdrola 08/04/2016 7Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Ordinary

Spain Iberdrola 08/04/2016 8Authority to Issue Convertible Debt 

InstrumentsFor Ordinary

Spain Iberdrola 08/04/2016 9A Elect Íñigo Víctor de Oriol Ibarra Against Related party transactions Ordinary

Spain Iberdrola 08/04/2016 9B Elect Inés Macho Stadler For Ordinary

Spain Iberdrola 08/04/2016 9C Elect Braulio Medel Cámara For Ordinary

Spain Iberdrola 08/04/2016 9D Elect Samantha Barber For Ordinary

Spain Iberdrola 08/04/2016 9E Elect Xabier Sagredo Ormaza For Ordinary

United States Idexx Laboratories, Inc. 04/05/2016 1.1 Elect Jonathan W. Ayers For Annual

United States Idexx Laboratories, Inc. 04/05/2016 1.2 Elect Barry C. Johnson For Annual

United States Idexx Laboratories, Inc. 04/05/2016 1.3 Elect M. Anne Szostak For Annual

United States Idexx Laboratories, Inc. 04/05/2016 2. Ratification of Auditor For Annual

United States Idexx Laboratories, Inc. 04/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States INC Research Holdings Inc 24/05/2016 1A. Elect Robert W. Breckon For Annual

United States INC Research Holdings Inc 24/05/2016 1B. Elect David F. Burgstahler AgainstNo independent lead or presiding 

directorAnnual

United States INC Research Holdings Inc 24/05/2016 1C. Elect Terry Woodward For Annual

United States INC Research Holdings Inc 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States INC Research Holdings Inc 24/05/2016 3.Frequency of Advisory Vote on 

Executive Compensation1 Year Annual

United States INC Research Holdings Inc 24/05/2016 4.Approval of the 2016 Employee 

Stock Purchase PlanFor Annual

United States INC Research Holdings Inc 24/05/2016 5.Amendment to the 2014 Equity 

Incentive PlanFor Annual

United 

KingdomIndivior Plc 11/05/2016 1 Accounts and Reports For Annual

United 

KingdomIndivior Plc 11/05/2016 10 Elect Daniel J. Phelan For Annual

United 

KingdomIndivior Plc 11/05/2016 11 Elect Christian S. Schade For Annual

United 

KingdomIndivior Plc 11/05/2016 12 Elect Daniel Tassé For Annual

United 

KingdomIndivior Plc 11/05/2016 13 Appointment of Auditor For Annual

United 

KingdomIndivior Plc 11/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomIndivior Plc 11/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomIndivior Plc 11/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomIndivior Plc 11/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomIndivior Plc 11/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomIndivior Plc 11/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomIndivior Plc 11/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomIndivior Plc 11/05/2016 20 U.S. Employee Stock Purchase Plan For Annual

Page 73 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomIndivior Plc 11/05/2016 3 Elect Howard H. Pien For Annual

United 

KingdomIndivior Plc 11/05/2016 4 Elect Shaun Thaxter For Annual

United 

KingdomIndivior Plc 11/05/2016 5 Elect Cary J. Claiborne For Annual

United 

KingdomIndivior Plc 11/05/2016 6 Elect Rupert Bondy For Annual

United 

KingdomIndivior Plc 11/05/2016 7 Elect Yvonne Greenstreet For Annual

United 

KingdomIndivior Plc 11/05/2016 8 Elect A. Thomas McLellan For Annual

United 

KingdomIndivior Plc 11/05/2016 9 Elect Lorna Parker For Annual

Indonesia Indosat Tbk 02/06/2016 1 Accounts and Reports For Annual

Indonesia Indosat Tbk 02/06/2016 2 Commissioners' Fees For Annual

Indonesia Indosat Tbk 02/06/2016 3Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Indosat Tbk 02/06/2016 4 Use of Proceeds For Annual

Indonesia Indosat Tbk 02/06/2016 5 Election of Commissioners AgainstInsufficient information provided by 

the CompanyAnnual

Spain Indra Sistemas 29/06/2016 1 Accounts and Reports For Ordinary

Spain Indra Sistemas 29/06/2016 10 Remuneration Report  For Ordinary

Spain Indra Sistemas 29/06/2016 11 Authorisation of Legal Formalities For Ordinary

Spain Indra Sistemas 29/06/2016 2 Allocation of Profits/Dividends For Ordinary

Spain Indra Sistemas 29/06/2016 3 Ratification of Board Acts For Ordinary

Spain Indra Sistemas 29/06/2016 4 Spin‐off For Ordinary

Spain Indra Sistemas 29/06/2016 5 Appointment of Auditor For Ordinary

Spain Indra Sistemas 29/06/2016 6.1 Elect Luis Lada Díaz For Ordinary

Spain Indra Sistemas 29/06/2016 6.2 Elect Alberto Miguel Terol Esteban For Ordinary

Spain Indra Sistemas 29/06/2016 6.3 Elect Juan March de la Lastra For Ordinary

Spain Indra Sistemas 29/06/2016 6.4Elect Santos Martínez‐Conde y 

Gutiérrez‐BarquínFor Ordinary

Spain Indra Sistemas 29/06/2016 7Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Ordinary

Spain Indra Sistemas 29/06/2016 8Authority to Issue Convertible Debt 

InstrumentsAgainst Excessive debt Ordinary

Spain Indra Sistemas 29/06/2016 9.1Amendments to Article 31 (Audit 

Committee)For Ordinary

Spain Indra Sistemas 29/06/2016 9.2

Amendments to Article 31 Bis 

(Nomination, Compensation and 

Corporate Governance Committee)

For Ordinary

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.1 Elect Jocelyne Bourgon For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.2 Elect Pierre Brodeur For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.3 Elect Yvon Charest For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.4 Elect Denyse Chicoyne For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.5 Elect Michael Hanley For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.6 Elect John LeBoutillier For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.7 Elect Jacques Martin For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.8 Elect Francis P. McGuire For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 1.9 Elect Mary C. Ritchie For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 2 Appointment of Auditor For Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 3

Advisory Vote on Executive 

CompensationFor Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 4

Shareholder Proposal Regarding 

Adoption of a Green Urban 

Development Strategy

Against Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 5

Shareholder Proposal Regarding 

Adoption of Climate Change StrategyAgainst Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 6

Shareholder Proposal Regarding 

Response to Say‐On‐Pay VotesAgainst Annual

CanadaIndustrial Alliance Insurance 

and Financial Services Inc.05/05/2016 7

Shareholder Proposal Regarding 

Response to Vote Against DirectorsAgainst Annual

India Infosys Ltd 03/04/2016 O4. Elect Punita Kumar‐Sinha For Special

India Infosys Ltd 03/04/2016 O5.

Appoint Vishal Sikka (CEO and 

Managing Director); Approval of 

Remuneration

For Special

India Infosys Ltd 03/04/2016 S1.Adoption of the Stock Incentive 

Compensation Plan 2015For Special

India Infosys Ltd 03/04/2016 S2.

Extend Stock Incentive 

Compensation Plan 2015 to 

Subsidiaries

For Special

India Infosys Ltd 03/04/2016 S3. Elect Jeffrey Lehman For Special

India Infosys Ltd 18/06/2016 01. Accounts and Reports For Annual

India Infosys Ltd 18/06/2016 02. Allocation of Profits/Dividends For Annual

India Infosys Ltd 18/06/2016 03. Elect Vishal Sikka For Annual

India Infosys Ltd 18/06/2016 04.Appointment of Auditor and 

Authority to Set FeesFor Annual

Page 74 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomInmarsat 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomInmarsat 05/05/2016 10 Elect Janice I. Obuchowski For Annual

United 

KingdomInmarsat 05/05/2016 11 Elect Rupert Pearce For Annual

United 

KingdomInmarsat 05/05/2016 12 Elect Abraham Peled For Annual

United 

KingdomInmarsat 05/05/2016 13 Elect Robert A. Ruijter For Annual

United 

KingdomInmarsat 05/05/2016 14 Elect Andrew J. Sukawaty For Annual

United 

KingdomInmarsat 05/05/2016 15 Elect Hamadoun Touré For Annual

United 

KingdomInmarsat 05/05/2016 16 Appointment of Auditor For Annual

United 

KingdomInmarsat 05/05/2016 17 Authority to Set Auditor's Fees For Annual

United 

KingdomInmarsat 05/05/2016 18 Authorisation of Political Donations For Annual

United 

KingdomInmarsat 05/05/2016 19

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomInmarsat 05/05/2016 2 Remuneration Report (Advisory) Against

Concerns regarding bonus payouts, 

structureAnnual

United 

KingdomInmarsat 05/05/2016 20

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomInmarsat 05/05/2016 21 Authority to Repurchase Shares For Annual

United 

KingdomInmarsat 05/05/2016 22 Scrip Dividend For Annual

United 

KingdomInmarsat 05/05/2016 23

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomInmarsat 05/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomInmarsat 05/05/2016 4 Elect Tony Bates For Annual

United 

KingdomInmarsat 05/05/2016 5 Elect Simon Bax For Annual

United 

KingdomInmarsat 05/05/2016 6 Elect Sir Bryan Carsberg For Annual

United 

KingdomInmarsat 05/05/2016 7 Elect Stephen Davidson Against Serves on too many boards Annual

United 

KingdomInmarsat 05/05/2016 8 Elect Kathleen R. Flaherty For Annual

United 

KingdomInmarsat 05/05/2016 9 Elect Robert C. Kehler For Annual

Taiwan Innolux Corporation 24/06/2016 1 Amendments to Articles For Annual

Taiwan Innolux Corporation 24/06/2016 10Amendments to Procedural Rules: 

Capital LoansFor Annual

Taiwan Innolux Corporation 24/06/2016 11Amendments to Procedural Rules: 

Endorsements and GuaranteesFor Annual

Taiwan Innolux Corporation 24/06/2016 12.1 Elect WANG Jyh‐Chau  For Annual

Taiwan Innolux Corporation 24/06/2016 12.2 Elect HUANG Te‐Tsai  For Annual

Taiwan Innolux Corporation 24/06/2016 12.3 Elect CHIU Chuang‐Yi  For Annual

Taiwan Innolux Corporation 24/06/2016 12.4 Elect TING Chin‐Lung  For Annual

Taiwan Innolux Corporation 24/06/2016 12.5 Elect WANG Bo‐Bo  For Annual

Taiwan Innolux Corporation 24/06/2016 12.6 Elect HSIEH Chi‐Chia  Against Serves on too many boards Annual

Taiwan Innolux Corporation 24/06/2016 12.7 Elect YIM  Yuk‐Lun For Annual

Taiwan Innolux Corporation 24/06/2016 13Non‐compete Restrictions for 

DirectorsFor Annual

Taiwan Innolux Corporation 24/06/2016 2 Accounts and Reports For Annual

Taiwan Innolux Corporation 24/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan Innolux Corporation 24/06/2016 4Authority to Issue Shares w/ 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 9.55% of the 

currently outstanding shares.

Annual

Taiwan Innolux Corporation 24/06/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 9.55% of the 

currently outstanding shares.

Annual

Taiwan Innolux Corporation 24/06/2016 6Amendments to Procedural Rules for 

Shareholder MeetingsFor Annual

Taiwan Innolux Corporation 24/06/2016 7Amendments to Procedural Rules: 

Election of DirectorsFor Annual

Taiwan Innolux Corporation 24/06/2016 8Amendments to Procedural Rules: 

Acquisition and Disposal of AssetsFor Annual

Taiwan Innolux Corporation 24/06/2016 9Amendments to Procedural Rules: 

Derivatives TradingFor Annual

United States Inogen Inc 12/05/2016 2. Ratification of Auditor For Annual

United States Inogen Inc 12/05/2016 Elect Loren L. McFarland For Annual

United States Inogen Inc 12/05/2016 Elect Benjamin M. Anderson‐Ray For Annual

United States Insperity Inc 30/06/2016 1.1 Elect Michael W. Brown For Annual

United States Insperity Inc 30/06/2016 1.2 Elect Richard G. Rawson For Annual

Page 75 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Insperity Inc 30/06/2016 1.3 Elect John M. Morphy For Annual

United States Insperity Inc 30/06/2016 2.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Insperity Inc 30/06/2016 3. Ratification of Auditor For Annual

United 

KingdomInspired Energy Plc 14/06/2016 1 Accounts and Reports For Annual

United 

KingdomInspired Energy Plc 14/06/2016 10

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomInspired Energy Plc 14/06/2016 11

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomInspired Energy Plc 14/06/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomInspired Energy Plc 14/06/2016 3 Elect Paul A. Connor For Annual

United 

KingdomInspired Energy Plc 14/06/2016 4 Elect Michael J. Fletcher Abstain

Affiliate/Insider on audit committee; 

Affiliate/Insider on compensation 

committee

Annual

United 

KingdomInspired Energy Plc 14/06/2016 5 Elect David C. Foreman For Annual

United 

KingdomInspired Energy Plc 14/06/2016 6 Elect Robert Holt For Annual

United 

KingdomInspired Energy Plc 14/06/2016 7 Elect Janet Thornton Abstain

Insider on audit committee; Insider on 

compensation committeeAnnual

United 

KingdomInspired Energy Plc 14/06/2016 8 Elect Matthew P. Thornton For Annual

United 

KingdomInspired Energy Plc 14/06/2016 9

Appointment of Auditor and 

Authority to Set FeesFor Annual

United States Intel Corp. 19/05/2016 1A. Elect Charlene Barshefsky For Annual

United States Intel Corp. 19/05/2016 1B. Elect Aneel Bhusri For Annual

United States Intel Corp. 19/05/2016 1C. Elect Andy D. Bryant For Annual

United States Intel Corp. 19/05/2016 1D. Elect John J. Donahoe For Annual

United States Intel Corp. 19/05/2016 1E. Elect Reed E. Hundt For Annual

United States Intel Corp. 19/05/2016 1F. Elect Brian M. Krzanich For Annual

United States Intel Corp. 19/05/2016 1G. Elect James D. Plummer For Annual

United States Intel Corp. 19/05/2016 1H. Elect David S. Pottruck For Annual

United States Intel Corp. 19/05/2016 1I. Elect Frank D. Yeary For Annual

United States Intel Corp. 19/05/2016 1J. Elect David B. Yoffie For Annual

United States Intel Corp. 19/05/2016 2. Ratification of Auditor For Annual

United States Intel Corp. 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Intel Corp. 19/05/2016 4.Shareholder Proposal Regarding 

Holy Land PrinciplesAgainst Annual

United States Intel Corp. 19/05/2016 5.Shareholder Proposal Regarding 

Right to Act by Written ConsentFor

Shareholder action by written consent 

enables shareholders to take action on 

important issues that arise between 

annual meetings

Annual

United States Intel Corp. 19/05/2016 6.Shareholder Proposal Regarding 

Counting AbstentionsAgainst Annual

United States Interface Inc. 17/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Interface Inc. 17/05/2016 3. Ratification of Auditor For Annual

United States Interface Inc. 17/05/2016 Elect John P. Burke For Annual

United States Interface Inc. 17/05/2016 Elect Andrew B. Cogan For Annual

United States Interface Inc. 17/05/2016 Elect Carl I. Gable For Annual

United States Interface Inc. 17/05/2016 Elect Jay D. Gould For Annual

United States Interface Inc. 17/05/2016 Elect Daniel T. Hendrix For Annual

United States Interface Inc. 17/05/2016 Elect Christopher G. Kennedy For Annual

United States Interface Inc. 17/05/2016 Elect K. David Kohler For Annual

United States Interface Inc. 17/05/2016 Elect James B. Miller, Jr. For Annual

United States Interface Inc. 17/05/2016 Elect Sheryl D. Palmer For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1A. Elect Kenneth I. Chenault For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1B. Elect Michael L. Eskew Against

Affiliate/Insider on audit committee; 

No independent lead or presiding 

director

Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1C. Elect David N. Farr For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1D. Elect Mark Fields For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1E. Elect Alex Gorsky For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1F. Elect Shirley Ann Jackson For Annual

Page 76 of 155

Page 77: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United StatesInternational Business Machines 

Corp.26/04/2016 1G. Elect Andrew N. Liveris For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1H. Elect W. James McNerney, Jr. For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1I. Elect Hutham S. Olayan For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1J. Elect James W. Owens For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1K. Elect Virginia M. Rometty For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1L. Elect Joan E. Spero For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1M. Elect Sidney Taurel For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 1N. Elect Peter R. Voser For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 2. Ratification of Auditor For Annual

United StatesInternational Business Machines 

Corp.26/04/2016 3.

Advisory Vote on Executive 

CompensationAgainst

Large retention grants; Insufficient 

disclosureAnnual

United StatesInternational Business Machines 

Corp.26/04/2016 4.

Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United StatesInternational Business Machines 

Corp.26/04/2016 5.

Shareholder Proposal Regarding 

Right to Act by Written ConsentFor

Shareholder action by written consent 

enables shareholders to take action on 

important issues that arise between 

annual meetings

Annual

United StatesInternational Business Machines 

Corp.26/04/2016 6.

Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 1 Accounts and Reports For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 10

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 11 Authorisation of Legal Formalities For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 2A Allocation of Profits For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 2B Final Dividend For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 3 Ratification of Board Acts For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 4A Appointment of Auditor For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 4B Authority to Set Auditor's Fees For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5A Elect Antonio Vázquez Romero For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5B Elect Willie Walsh For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5C Elect Patrick Cescau For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5D

Elect Enrique Dupuy de Lôme 

ChávarriFor Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5E Elect Denise Kingsmill For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5F Elect James A. Lawrence For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5G

Elect María Fernanda Mejía 

CampuzanoFor Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5H Elect Kieran Poynter For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5I Elect Marjorie Scardino For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5J Elect Alberto Miguel Terol Esteban For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5K Elect Marc Bolland For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 5L

Elect Emilio  Saracho Rodríguez de 

TorresFor Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 6 Remuneration Report (Advisory) For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 7 Authority to Repurchase Shares For Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 8

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

SpainInternational Consolidated 

Airlines Group SA16/06/2016 9

Authority to Issue Convertible Debt 

InstrumentsFor Annual

United States International Paper Co. 09/05/2016 1A. Elect David J. Bronczek For Annual

United States International Paper Co. 09/05/2016 1B. Elect William J. Burns For Annual

United States International Paper Co. 09/05/2016 1C. Elect Ahmet C. Dorduncu For Annual

United States International Paper Co. 09/05/2016 1D. Elect Ilene S. Gordon For Annual

United States International Paper Co. 09/05/2016 1E. Elect Jay L. Johnson For Annual

United States International Paper Co. 09/05/2016 1F. Elect Stacey J. Mobley For Annual

United States International Paper Co. 09/05/2016 1G. Elect Joan E. Spero For Annual

United States International Paper Co. 09/05/2016 1H. Elect Mark S. Sutton For Annual

United States International Paper Co. 09/05/2016 1I. Elect John L. Townsend, III For Annual

Page 77 of 155

Page 78: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States International Paper Co. 09/05/2016 1J. Elect William G. Walter For Annual

United States International Paper Co. 09/05/2016 1K. Elect J. Steven Whisler For Annual

United States International Paper Co. 09/05/2016 1L. Elect Ray G. Young For Annual

United States International Paper Co. 09/05/2016 2. Ratification of Auditor For Annual

United States International Paper Co. 09/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United 

KingdomInterserve Plc 10/05/2016 1 Accounts and Reports For Annual

United 

KingdomInterserve Plc 10/05/2016 10 Elect Bruce Melizan For Annual

United 

KingdomInterserve Plc 10/05/2016 11 Elect Adrian Ringrose For Annual

United 

KingdomInterserve Plc 10/05/2016 12 Elect Nick Salmon For Annual

United 

KingdomInterserve Plc 10/05/2016 13 Elect Dougie Sutherland For Annual

United 

KingdomInterserve Plc 10/05/2016 14 Appointment of Auditor For Annual

United 

KingdomInterserve Plc 10/05/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomInterserve Plc 10/05/2016 16 Authorisation of Political Donations For Annual

United 

KingdomInterserve Plc 10/05/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomInterserve Plc 10/05/2016 18

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomInterserve Plc 10/05/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomInterserve Plc 10/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomInterserve Plc 10/05/2016 20

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomInterserve Plc 10/05/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomInterserve Plc 10/05/2016 4 Elect Glyn A. Barker For Annual

United 

KingdomInterserve Plc 10/05/2016 5 Elect Steven Dance For Annual

United 

KingdomInterserve Plc 10/05/2016 6 Elect Anne Fahy For Annual

United 

KingdomInterserve Plc 10/05/2016 7 Elect Tim Haywood For Annual

United 

KingdomInterserve Plc 10/05/2016 8 Elect Russell J. King Abstain Serves on too many boards Annual

United 

KingdomInterserve Plc 10/05/2016 9 Elect Keith Ludeman For Annual

United States Intuitive Surgical Inc 21/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Intuitive Surgical Inc 21/04/2016 3. Ratification of Auditor For Annual

United States Intuitive Surgical Inc 21/04/2016 4.Amendment to the 2010 Incentive 

Award PlanAgainst Cost of plan is excessive Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Craig H. Barratt For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Michael A. Friedman For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Gary S. Guthart For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Amal M. Johnson For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Keith R. Leonard, Jr. For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Alan J. Levy For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Mark J. Rubash For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect Lonnie M. Smith For Annual

United States Intuitive Surgical Inc 21/04/2016 Elect George Stalk Jr. For Annual

United States Irobot Corp 25/05/2016 02 Ratification of Auditor For No concerns Annual

United States Irobot Corp 25/05/2016 02 Ratification of Auditor For No concerns Annual

United States Irobot Corp 25/05/2016 03Elimination of Supermajority 

RequirementFor No concerns Annual

United States Irobot Corp 25/05/2016 03Elimination of Supermajority 

RequirementFor No concerns Annual

United States Irobot Corp 25/05/2016 04 Repeal of Classified Board For No concerns Annual

United States Irobot Corp 25/05/2016 04 Repeal of Classified Board For No concerns Annual

United States Irobot Corp 25/05/2016 05Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Irobot Corp 25/05/2016 05Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Irobot Corp 25/05/2016 Elect Willem Mesdag For Supportive of minority board change Annual

Page 78 of 155

Page 79: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Irobot Corp 25/05/2016 Elect Lawrence Peiros For Supportive of minority board change Annual

United States Irobot Corp 25/05/2016 Elect Willem Mesdag For Supportive of minority board change Annual

United States Irobot Corp 25/05/2016 Elect Lawrence Peiros For Supportive of minority board change Annual

United 

KingdomITV 12/05/2016 1 Accounts and Reports For Annual

United 

KingdomITV 12/05/2016 10 Elect Mary Harris For Annual

United 

KingdomITV 12/05/2016 11 Elect Andy Haste For Annual

United 

KingdomITV 12/05/2016 12 Elect John Ormerod For Annual

United 

KingdomITV 12/05/2016 13 Appointment of Auditor For Annual

United 

KingdomITV 12/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomITV 12/05/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomITV 12/05/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with current policy Annual

United 

KingdomITV 12/05/2016 17 Authorisation of Political Donations For Annual

United 

KingdomITV 12/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomITV 12/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomITV 12/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomITV 12/05/2016 20 Amendments to Articles For Annual

United 

KingdomITV 12/05/2016 21 Share Incentive Plan For Annual

United 

KingdomITV 12/05/2016 3 Final Dividend For Annual

United 

KingdomITV 12/05/2016 4 Special Dividend For Annual

United 

KingdomITV 12/05/2016 5 Elect Anna Manz For Annual

United 

KingdomITV 12/05/2016 6 Elect Peter Bazalgette For Annual

United 

KingdomITV 12/05/2016 7 Elect Adam Crozier For Annual

United 

KingdomITV 12/05/2016 8 Elect Roger Faxon For Annual

United 

KingdomITV 12/05/2016 9 Elect Ian Griffiths For Annual

United States IXIA 02/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States IXIA 02/06/2016 3. Ratification of Auditor For Annual

United States IXIA 02/06/2016 Elect Laurent Asscher For Annual

United States IXIA 02/06/2016 Elect Ilan Daskal For Annual

United States IXIA 02/06/2016 Elect Jonathan Fram WithholdMaterial weakness; No independent 

lead or presiding directorAnnual

United States IXIA 02/06/2016 Elect Errol Ginsberg For Annual

United States IXIA 02/06/2016 Elect Gail E. Hamilton Withhold Material weakness Annual

United States IXIA 02/06/2016 Elect Bethany Mayer For Annual

United States Janus Capital Group Inc 22/04/2016 1A. Elect Jeffrey J. Diermeier For Annual

United States Janus Capital Group Inc 22/04/2016 1B. Elect Eugene Flood, Jr. For Annual

United States Janus Capital Group Inc 22/04/2016 1C. Elect J. Richard Fredericks For Annual

United States Janus Capital Group Inc 22/04/2016 1D. Elect Deborah R. Gatzek For Annual

United States Janus Capital Group Inc 22/04/2016 1E. Elect Lawrence E. Kochard For Annual

United States Janus Capital Group Inc 22/04/2016 1F. Elect Arnold A. Pinkston For Annual

United States Janus Capital Group Inc 22/04/2016 1G. Elect Glenn S. Schafer For Annual

United States Janus Capital Group Inc 22/04/2016 1H. Elect Richard M. Weil For Annual

United States Janus Capital Group Inc 22/04/2016 1I. Elect Billie I. Williamson For Annual

United States Janus Capital Group Inc 22/04/2016 1J. Elect Tatsusaburo Yamamoto For Annual

United States Janus Capital Group Inc 22/04/2016 2. Ratification of Auditor For Annual

United States Janus Capital Group Inc 22/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Poor overall design Annual

United States Janus Capital Group Inc 22/04/2016 4. Adoption of Exclusive Forum  Against Limits shareholder rights Annual

Indonesia Japfa Comfeed Indonesia Tbk 04/04/2016 1 Accounts and Reports For Annual

Indonesia Japfa Comfeed Indonesia Tbk 04/04/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Japfa Comfeed Indonesia Tbk 04/04/2016 3Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Page 79 of 155

Page 80: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Indonesia Japfa Comfeed Indonesia Tbk 04/04/2016 4 Directors' and Commissioners' Fees For Annual

Indonesia Japfa Comfeed Indonesia Tbk 04/04/2016 1 Authority to Repurchase Shares AgainstInsufficient information provided by 

the CompanySpecial

United 

KingdomJD Sports Fashion plc. 17/06/2016 1 Accounts and Reports For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 10 Appointment of Auditor For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 11 Authority to Set Auditor's Fees For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 12 Authorisation of Political Donations For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 13

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 2 Remuneration Report (Advisory) Abstain

Excessive fixed and variable pay; 

Variable pay based solely on headline 

earnings.  Abstain rather than vote 

against at this stage due to planned 

further engagement. 

Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 4 Elect Peter Cowgill For

No triennial external board evaluation.  

Vote for rather than vote against at this 

stage due to planned further 

engagement. 

Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 5 Elect Brian Small For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 6 Elect Andrew Leslie For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 7 Elect Martin Davies For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 8 Elect Heather Jackson For Annual

United 

KingdomJD Sports Fashion plc. 17/06/2016 9 Elect Andrew Rubin For Annual

United States Jetblue Airways Corp 17/05/2016 1A. Elect Peter Boneparth For Annual

United States Jetblue Airways Corp 17/05/2016 1B. Elect David Checketts For Annual

United States Jetblue Airways Corp 17/05/2016 1C. Elect Virginia Gambale For Annual

United States Jetblue Airways Corp 17/05/2016 1D. Elect Stephan Gemkow For Annual

United States Jetblue Airways Corp 17/05/2016 1E. Elect Robin Hayes For Annual

United States Jetblue Airways Corp 17/05/2016 1F. Elect Ellen Jewett For Annual

United States Jetblue Airways Corp 17/05/2016 1G. Elect Stanley McChrystal For Annual

United States Jetblue Airways Corp 17/05/2016 1H. Elect Joel Peterson For Annual

United States Jetblue Airways Corp 17/05/2016 1I. Elect Frank Sica For Annual

United States Jetblue Airways Corp 17/05/2016 1J. Elect Thomas Winkelmann For Annual

United States Jetblue Airways Corp 17/05/2016 2. Ratification of Auditor For Annual

United States Jetblue Airways Corp 17/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Jetblue Airways Corp 17/05/2016 4.Amendments to Company's 

Certificate of IncorporationFor Annual

Sri Lanka John Keells Holdings PLC 24/06/2016 1 Elect Ronnie Peiris Against Serves on too many boards Annual

Sri Lanka John Keells Holdings PLC 24/06/2016 2 Elect Ashroff Omar For Annual

Sri Lanka John Keells Holdings PLC 24/06/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Sri Lanka John Keells Holdings PLC 24/06/2016 1 Stock Subdivision For Special

Sri Lanka John Keells Holdings PLC 24/06/2016 2Implementation of the Employee 

Scheme Option PlanFor Special

United States Johnson & Johnson 28/04/2016 1A. Elect Mary C. Beckerle For Annual

United States Johnson & Johnson 28/04/2016 1B. Elect D. Scott Davis For Annual

United States Johnson & Johnson 28/04/2016 1C. Elect Ian E.L. Davis For Annual

United States Johnson & Johnson 28/04/2016 1D. Elect Alex Gorsky For Annual

United States Johnson & Johnson 28/04/2016 1E. Elect Susan L. Lindquist For Annual

United States Johnson & Johnson 28/04/2016 1F. Elect Mark B. McClellan For Annual

United States Johnson & Johnson 28/04/2016 1G. Elect Anne M. Mulcahy For Annual

United States Johnson & Johnson 28/04/2016 1H. Elect William D. Perez For Annual

United States Johnson & Johnson 28/04/2016 1I. Elect Charles Prince For Annual

United States Johnson & Johnson 28/04/2016 1J. Elect A. Eugene Washington For Annual

United States Johnson & Johnson 28/04/2016 1K. Elect Ronald A. Williams For Annual

United States Johnson & Johnson 28/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Johnson & Johnson 28/04/2016 3. Ratification of Auditor For Annual

Page 80 of 155

Page 81: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Johnson & Johnson 28/04/2016 4.

Shareholder Proposal Regarding 

Giving Preference to Share 

Repurchases

Against Annual

United States Johnson & Johnson 28/04/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Johnson & Johnson 28/04/2016 6.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United States Johnson & Johnson 28/04/2016 7.

Shareholder Proposal Regarding 

Take‐Back Programs for Unused 

Medicines

Against Annual

United 

KingdomJohnson Service Group plc 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 10 Authority to Set Auditor's Fees For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 11

Removal of Limit of Authorized 

Share CapitalFor Annual

United 

KingdomJohnson Service Group plc 05/05/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomJohnson Service Group plc 05/05/2016 13

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomJohnson Service Group plc 05/05/2016 14 Authority to Repurchase Shares For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 4 Elect Paul S. Moody For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 5 Elect Christopher  Sander For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 6 Elect Yvonne Monaghan For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 7 Elect William Shannon For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 8 Elect Nick Gregg For Annual

United 

KingdomJohnson Service Group plc 05/05/2016 9 Appointment of Auditor For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1A. Elect Hugo Bagué For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1B. Elect Samuel A. Di Piazza, Jr. For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1C. Elect Colin Dyer For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1D. Elect DeAnne S. Julius For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1E. Elect Ming Lu For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1F. Elect Martin H. Nesbitt For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1G. Elect Sheila A. Penrose For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1H. Elect Ann Marie Petach For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1I. Elect Shailesh Rao For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 1J. Elect Christian Ulbrich For Annual

United States Jones Lang Lasalle Inc. 27/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Jones Lang Lasalle Inc. 27/05/2016 3. Ratification of Auditor For Annual

United States JPMorgan Chase & Co. 17/05/2016 1A. Elect Linda B. Bammann For Annual

United States JPMorgan Chase & Co. 17/05/2016 1B. Elect James A. Bell For Annual

United States JPMorgan Chase & Co. 17/05/2016 1C. Elect Crandall C. Bowles For Annual

United States JPMorgan Chase & Co. 17/05/2016 1D. Elect Stephen B. Burke For Annual

United States JPMorgan Chase & Co. 17/05/2016 1E. Elect James S. Crown For Annual

United States JPMorgan Chase & Co. 17/05/2016 1F. Elect James Dimon For Annual

United States JPMorgan Chase & Co. 17/05/2016 1G. Elect Timothy P. Flynn For Annual

United States JPMorgan Chase & Co. 17/05/2016 1H. Elect Laban P. Jackson, Jr. For Annual

United States JPMorgan Chase & Co. 17/05/2016 1I. Elect Michael A. Neal For Annual

United States JPMorgan Chase & Co. 17/05/2016 1J. Elect Lee R. Raymond For Annual

United States JPMorgan Chase & Co. 17/05/2016 1K. Elect William C. Weldon For Annual

United States JPMorgan Chase & Co. 17/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States JPMorgan Chase & Co. 17/05/2016 3. Ratification of Auditor For Annual

United States JPMorgan Chase & Co. 17/05/2016 4.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States JPMorgan Chase & Co. 17/05/2016 5.Shareholder Proposal Regarding 

Counting AbstentionsAgainst Annual

Page 81 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States JPMorgan Chase & Co. 17/05/2016 6.Shareholder Proposal Regarding 

Government Service VestingAgainst Annual

United States JPMorgan Chase & Co. 17/05/2016 7.

Shareholder Proposal Regarding 

Formation of Shareholder Value 

Committee

Against Annual

United States JPMorgan Chase & Co. 17/05/2016 8.Shareholder Proposal Regarding 

Amendment to Clawback PolicyAgainst Annual

United States JPMorgan Chase & Co. 17/05/2016 9.

Shareholder Proposal Regarding 

Linking Executive Pay to Social 

Factors

Against Annual

United States Juniper Networks Inc 25/05/2016 1A. Elect Robert M. Calderoni For Annual

United States Juniper Networks Inc 25/05/2016 1B. Elect Gary J Daichendt For Annual

United States Juniper Networks Inc 25/05/2016 1C. Elect Kevin DeNuccio For Annual

United States Juniper Networks Inc 25/05/2016 1D. Elect James Dolce For Annual

United States Juniper Networks Inc 25/05/2016 1E. Elect Mercedes Johnson For Annual

United States Juniper Networks Inc 25/05/2016 1F. Elect Scott Kriens For Annual

United States Juniper Networks Inc 25/05/2016 1G. Elect Rahul Merchant For Annual

United States Juniper Networks Inc 25/05/2016 1H. Elect Rami Rahim For Annual

United States Juniper Networks Inc 25/05/2016 1I. Elect Pradeep Sindhu For Annual

United States Juniper Networks Inc 25/05/2016 1J. Elect William Stensrud AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Juniper Networks Inc 25/05/2016 2. Ratification of Auditor For Annual

United States Juniper Networks Inc 25/05/2016 3.Amendment to the Performance 

Bonus PlanFor Annual

United States Juniper Networks Inc 25/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Juniper Networks Inc 25/05/2016 5.Shareholder Proposal Regarding 

Simple VoteFor

Supermajority vote requirements can 

impede shareholders' ability to approve 

ballot items that are in their interests

Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 1 Accounts and Reports For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 10 Elect Jonathon Bond For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 11 Elect Polly Williams For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 12 Appointment of Auditor For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 16

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 3 Elect Bridget Macaskill For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 4 Elect Liz Airey For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 5 Elect Maarten F. Slendebroek For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 6 Elect Edward H. Bonham Carter For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 7 Elect John H. Chatfeild‐Roberts For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 8 Elect Lorraine Trainer For Annual

United 

KingdomJupiter Fund Management Plc 18/05/2016 9 Elect Jon Little For Annual

United 

KingdomJust Eat Plc 27/04/2016 1 Accounts and Reports For Annual

United 

KingdomJust Eat Plc 27/04/2016 10 Appointment of Auditor For Annual

United 

KingdomJust Eat Plc 27/04/2016 11 Authority to Set Auditor's Fees For Annual

United 

KingdomJust Eat Plc 27/04/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomJust Eat Plc 27/04/2016 13

Authority to Issue Shares w/o 

Preemptive RightsFor

Proposal is consistent with policy and 

with market practice.  The authority is 

also consistent with the company's 

strategy.

Annual

United 

KingdomJust Eat Plc 27/04/2016 14 Authority to Repurchase Shares For Annual

United 

KingdomJust Eat Plc 27/04/2016 15 Authorisation of Political Donations For Annual

Page 82 of 155

Page 83: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomJust Eat Plc 27/04/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomJust Eat Plc 27/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomJust Eat Plc 27/04/2016 3 Elect John L. M. Hughes For Annual

United 

KingdomJust Eat Plc 27/04/2016 4 Elect David Buttress For Annual

United 

KingdomJust Eat Plc 27/04/2016 5 Elect Mike Wroe For Annual

United 

KingdomJust Eat Plc 27/04/2016 6 Elect Gwyn Burr For Annual

United 

KingdomJust Eat Plc 27/04/2016 7 Elect Frederic Coorevits For Annual

United 

KingdomJust Eat Plc 27/04/2016 8 Elect Andrew Griffith For Annual

United 

KingdomJust Eat Plc 27/04/2016 9 Elect Diego Oliva For Annual

Canada Just Energy Group Inc 28/06/2016 1.1 Elect Ryan Barrington‐Foote For Annual

Canada Just Energy Group Inc 28/06/2016 1.10 Elect William F. Weld For Annual

Canada Just Energy Group Inc 28/06/2016 1.2 Elect John A. Brussa Against

Board is not sufficiently independent; 

Related party transactions; Serves on 

too many boards; Affiliate/Insider on 

nominating/governance committee

Annual

Canada Just Energy Group Inc 28/06/2016 1.3 Elect R. Scott Gahn For Annual

Canada Just Energy Group Inc 28/06/2016 1.4 Elect H. Clark Hollands For Annual

Canada Just Energy Group Inc 28/06/2016 1.5 Elect James Lewis For Annual

Canada Just Energy Group Inc 28/06/2016 1.6 Elect Rebecca MacDonald For Annual

Canada Just Energy Group Inc 28/06/2016 1.7 Elect Deborah Merril For Annual

Canada Just Energy Group Inc 28/06/2016 1.8 Elect Brett A. Perlman For Annual

Canada Just Energy Group Inc 28/06/2016 1.9 Elect George Sladoje For Annual

Canada Just Energy Group Inc 28/06/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Just Energy Group Inc 28/06/2016 3Advisory Vote on Executive 

CompensationFor Annual

Canada Just Energy Group Inc 28/06/2016 4 Transaction of Other Business AgainstGranting unfettered discretion is 

unwiseAnnual

United States KBR Inc 12/05/2016 2. Ratification of Auditor For Annual

United States KBR Inc 12/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States KBR Inc 12/05/2016 4. 2006 Stock and Incentive Plan For Annual

United States KBR Inc 12/05/2016 Elect Mark E. Baldwin For Annual

United States KBR Inc 12/05/2016 Elect James R. Blackwell WithholdAffiliate/Insider on compensation 

committeeAnnual

United States KBR Inc 12/05/2016 Elect Stuart J. B. Bradie For Annual

United States KBR Inc 12/05/2016 Elect Loren K. Carroll For Annual

United States KBR Inc 12/05/2016 Elect Jeffrey E. Curtiss For Annual

United States KBR Inc 12/05/2016 Elect Umberto della Sala For Annual

United States KBR Inc 12/05/2016 Elect Lester L. Lyles For Annual

United States KBR Inc 12/05/2016 Elect Jack B. Moore For Annual

United States KBR Inc 12/05/2016 Elect Ann D. Pickard For Annual

United States KBR Inc 12/05/2016 Elect Richard J. Slater For Annual

United States Kemper Corporation 04/05/2016 1A. Elect George N. Cochran For Annual

United States Kemper Corporation 04/05/2016 1B. Elect Kathleen M. Cronin For Annual

United States Kemper Corporation 04/05/2016 1C. Elect Douglas G. Geoga For Annual

United States Kemper Corporation 04/05/2016 1D. Elect Robert J. Joyce For Annual

United States Kemper Corporation 04/05/2016 1E. Elect Joseph P. Lacher, Jr. For Annual

United States Kemper Corporation 04/05/2016 1F. Elect Christopher B. Sarofim For Annual

United States Kemper Corporation 04/05/2016 1G. Elect David P. Storch For Annual

United States Kemper Corporation 04/05/2016 2. Ratification of Auditor For Annual

United States Kemper Corporation 04/05/2016 3.Approval of the performance goals 

under the 2011 Omnibus Equity PlanFor Annual

United States Keycorp 19/05/2016 1A. Elect Bruce D. Broussard For Annual

United States Keycorp 19/05/2016 1B. Elect Joseph A. Carrabba For Annual

United States Keycorp 19/05/2016 1C. Elect Charles P. Cooley For Annual

United States Keycorp 19/05/2016 1D. Elect Alexander M. Cutler For Annual

United States Keycorp 19/05/2016 1E. Elect H. James Dallas For Annual

United States Keycorp 19/05/2016 1F. Elect Elizabeth R. Gile For Annual

Page 83 of 155

Page 84: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Keycorp 19/05/2016 1G. Elect Ruth Ann M. Gillis For Annual

United States Keycorp 19/05/2016 1H. Elect William G. Gisel, Jr. For Annual

United States Keycorp 19/05/2016 1I. Elect Richard J. Hipple For Annual

United States Keycorp 19/05/2016 1J. Elect Kristen L. Manos For Annual

United States Keycorp 19/05/2016 1K. Elect Beth E. Mooney For Annual

United States Keycorp 19/05/2016 1L. Elect Demos Parneros For Annual

United States Keycorp 19/05/2016 1M. Elect Barbara R. Snyder For Annual

United States Keycorp 19/05/2016 1N. Elect David K. Wilson For Annual

United States Keycorp 19/05/2016 2. Ratification of Auditor For Annual

United States Keycorp 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Keycorp 19/05/2016 4.Approval of the 2016 Annual 

Performance PlanFor Annual

United States Keycorp 19/05/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United 

KingdomKeywords Studios Plc 26/05/2016 1 Accounts and Reports For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 10 Authority to Set Auditor's Fees For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 11

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomKeywords Studios Plc 26/05/2016 12

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomKeywords Studios Plc 26/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 4 Elect Ross Graham For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 5 Elect Andrew Lawton For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 6 Elect Andrew Day For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 7 Elect David Reeves For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 8 Elect Giorgio Guastalla For Annual

United 

KingdomKeywords Studios Plc 26/05/2016 9 Appointment of Auditor For Annual

Indonesia Kimia Farma 06/04/2016 1 Accounts and Reports For Annual

Indonesia Kimia Farma 06/04/2016 2

Approval of the Partnership and 

Environment Development Report 

for 2015

For Annual

Indonesia Kimia Farma 06/04/2016 3 Allocation of Profits/Dividends For Annual

Indonesia Kimia Farma 06/04/2016 4 Directors' and Commissioners' Fees For Annual

Indonesia Kimia Farma 06/04/2016 5Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Kimia Farma 06/04/2016 6Implementation of Ministry of State 

Owned RegulationsFor Annual

Indonesia Kimia Farma 06/04/2016 7Election of Directors and/or 

Commissioners (Slate)Against

Insufficient information provided by 

the CompanyAnnual

Canada Kinaxis Inc 21/06/2016 1.1 Elect Douglas Colbeth For Annual

Canada Kinaxis Inc 21/06/2016 1.2 Elect John (Ian) Giffen For Annual

Canada Kinaxis Inc 21/06/2016 1.3 Elect Howard Gwin For Annual

Canada Kinaxis Inc 21/06/2016 1.4 Elect Ronald Matricaria For Annual

Canada Kinaxis Inc 21/06/2016 1.5 Elect Angel Mendez For Annual

Canada Kinaxis Inc 21/06/2016 1.6 Elect John Sicard For Annual

Canada Kinaxis Inc 21/06/2016 2 Appointment of Auditor For Annual

Canada Kinaxis Inc 21/06/2016 3 Transaction of Other Business AgainstGranting unfettered discretion is 

unwiseAnnual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 1 Accounts and Reports For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 3.A Elect CHEUNG Kwok Wing For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 3.B Elect CHANG Wing Yiu For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 3.C Elect CHEN Maosheng For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 3.D Elect CHEUNG Ming Man For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 4 Directors' Fees For Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 6.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 6.B Authority to Repurchase Shares For Annual

Page 84 of 155

Page 85: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

Islands

Kingboard Chemical Holdings 

Ltd.23/05/2016 6.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 2 Allocation of Final Dividend For Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 4

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 5 Authority to Repurchase Shares For Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 6

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 7.1 Elect NG Yuk Keung Against Serves on too many boards Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 7.2 Elect ZOU Tao For Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 7.3 Elect LAU Chi Ping For Annual

Cayman 

IslandsKingsoft Corp 20/05/2016 7.4 Directors' Fees For Annual

Ireland Kingspan Group Plc 05/05/2016 1 Accounts and Reports For Annual

Ireland Kingspan Group Plc 05/05/2016 10Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

Ireland Kingspan Group Plc 05/05/2016 11 Amendments to Articles (Technical) For Annual

Ireland Kingspan Group Plc 05/05/2016 12 Employee Benefit Trust For Annual

Ireland Kingspan Group Plc 05/05/2016 2 Allocation of Profits/Dividends For Annual

Ireland Kingspan Group Plc 05/05/2016 3 Remuneration Report (Advisory) For Annual

Ireland Kingspan Group Plc 05/05/2016 4.A Elect Eugene Murtagh For Annual

Ireland Kingspan Group Plc 05/05/2016 4.B Elect Gene M. Murtagh For Annual

Ireland Kingspan Group Plc 05/05/2016 4.C Elect Geoff P. Doherty For Annual

Ireland Kingspan Group Plc 05/05/2016 4.D Elect Russell Shiels For Annual

Ireland Kingspan Group Plc 05/05/2016 4.E Elect Peter Wilson For Annual

Ireland Kingspan Group Plc 05/05/2016 4.F Elect Gilbert McCarthy For Annual

Ireland Kingspan Group Plc 05/05/2016 4.G Elect Helen Kirkpatrick For Annual

Ireland Kingspan Group Plc 05/05/2016 4.H Elect Linda Hickey For Annual

Ireland Kingspan Group Plc 05/05/2016 4.I Elect Michael A. Cawley For Annual

Ireland Kingspan Group Plc 05/05/2016 4.J Elect John Cronin For Annual

Ireland Kingspan Group Plc 05/05/2016 4.K Elect Bruce McLennan For Annual

Ireland Kingspan Group Plc 05/05/2016 5 Authority to Set Auditor's Fees For Annual

Ireland Kingspan Group Plc 05/05/2016 6Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Ireland Kingspan Group Plc 05/05/2016 7Authority to Issue Shares w/o 

Preemptive RightsFor Annual

Ireland Kingspan Group Plc 05/05/2016 8 Authority to Repurchase Shares For Annual

Ireland Kingspan Group Plc 05/05/2016 9

Authority to Set Price Range for Re‐

Issuance of Treasury

Shares

For Annual

United States Kroger Co. 23/06/2016 1A. Elect Nora. A. Aufreiter For Annual

United States Kroger Co. 23/06/2016 1B. Elect Robert D. Beyer For Annual

United States Kroger Co. 23/06/2016 1C. Elect Anne Gates For Annual

United States Kroger Co. 23/06/2016 1D. Elect Susan J. Kropf For Annual

United States Kroger Co. 23/06/2016 1E. Elect W. Rodney McMullen For Annual

United States Kroger Co. 23/06/2016 1F. Elect Jorge P. Montoya For Annual

United States Kroger Co. 23/06/2016 1G. Elect Clyde R. Moore For Annual

United States Kroger Co. 23/06/2016 1H. Elect Susan M. Phillips For Annual

United States Kroger Co. 23/06/2016 1I. Elect James A. Runde For Annual

United States Kroger Co. 23/06/2016 1J. Elect Ronald L. Sargent For Annual

United States Kroger Co. 23/06/2016 1K. Elect Bobby S. Shackouls For Annual

United States Kroger Co. 23/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Kroger Co. 23/06/2016 3. Ratification of Auditor For Annual

United States Kroger Co. 23/06/2016 4.Shareholder Proposal Regarding 

Human Rights ReportAgainst Annual

United States Kroger Co. 23/06/2016 5.

Shareholder Proposal Regarding 

Reporting on the Use of Non‐

Recyclable Packaging

Against Annual

United States Kroger Co. 23/06/2016 6.

Shareholder Proposal Regarding 

Report on Renewable Energy 

Sourcing

Against Annual

United States Kroger Co. 23/06/2016 7.

Shareholder Proposal Regarding 

Giving Preference to Share 

Repurchases

Against Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 1 Accounts and Reports For Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 10

Authority to Issue Repurchased 

SharesAgainst Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 2 Allocation of Profits/Dividends For Annual

Page 85 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 3 Elect KONG Jian Min Against

Insider on compensation committee; 

Nominating committee chair not 

independent

Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 4 Elect Carmelo LEE Ka Sze Against Serves on too many boards Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 5 Elect TAM Chun Fai Against

Audit committee met an insufficient 

number of timesAnnual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 6 Elect LI Bin Hai For Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 7

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 8

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsKWG Property Hldgs Ltd 03/06/2016 9 Authority to Repurchase Shares For Annual

United 

KingdomLadbrokes Plc 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomLadbrokes Plc 05/05/2016 10 Elect Richard Moross For Annual

United 

KingdomLadbrokes Plc 05/05/2016 11 Appointment of Auditor For Annual

United 

KingdomLadbrokes Plc 05/05/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomLadbrokes Plc 05/05/2016 13 Authorisation of Political Donations For Annual

United 

KingdomLadbrokes Plc 05/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomLadbrokes Plc 05/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor

The proposal is consistent with our 

policy and with market practiceAnnual

United 

KingdomLadbrokes Plc 05/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomLadbrokes Plc 05/05/2016 17

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomLadbrokes Plc 05/05/2016 18 Amendments to Articles For Annual

United 

KingdomLadbrokes Plc 05/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomLadbrokes Plc 05/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomLadbrokes Plc 05/05/2016 4 Elect Jim Mullen For Annual

United 

KingdomLadbrokes Plc 05/05/2016 5 Elect Mark Pain For Annual

United 

KingdomLadbrokes Plc 05/05/2016 6 Elect John M. Kelly For Annual

United 

KingdomLadbrokes Plc 05/05/2016 7 Elect Christine Hodgson For Annual

United 

KingdomLadbrokes Plc 05/05/2016 8 Elect Sly Bailey For Annual

United 

KingdomLadbrokes Plc 05/05/2016 9 Elect David R. Martin For Annual

United States Landstar System, Inc. 17/05/2016 2. Ratification of Auditor For Annual

United States Landstar System, Inc. 17/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Landstar System, Inc. 17/05/2016 4.Amendment to the 2013 Directors 

Stock Compensation PlanFor Annual

United States Landstar System, Inc. 17/05/2016 5.

Re‐approval of the 2011 Equity 

Incentive Plan for the Purposes of 

Section 162(m)

For Annual

United States Landstar System, Inc. 17/05/2016 Elect Anthony J. Orlando For Annual

United States Landstar System, Inc. 17/05/2016 Elect Homaira Akbari For Annual

United States Landstar System, Inc. 17/05/2016 Elect Diana M. Murphy For Annual

United States Landstar System, Inc. 17/05/2016 Elect Larry J. Thoele For Annual

Taiwan Largan Precision Co 08/06/2016 1 Amendments to Articles For Annual

Taiwan Largan Precision Co 08/06/2016 2 Accounts and Reports For Annual

Taiwan Largan Precision Co 08/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan Largan Precision Co 08/06/2016 4.1 Elect YEN Shan‐Chieh For Annual

Taiwan Largan Precision Co 08/06/2016 4.10 Elect Supervisor No.1 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.11 Elect Supervisor No.2 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.12 Elect Supervisor No.3 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.2 Elect PENG Ming‐Hua For Annual

Taiwan Largan Precision Co 08/06/2016 4.3 Elect Director No.3 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.4 Elect Director No.4 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.5 Elect Director No.5 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.6 Elect Director No.6 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.7 Elect Director No.7 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 4.8 Elect Director No.8 AbstainInsufficient information provided by 

the CompanyAnnual

Page 86 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Taiwan Largan Precision Co 08/06/2016 4.9 Elect Director No.9 AbstainInsufficient information provided by 

the CompanyAnnual

Taiwan Largan Precision Co 08/06/2016 5Non‐compete Restrictions for 

DirectorsAgainst Potential conflict of interests Annual

Taiwan Largan Precision Co 08/06/2016 6 EXTRAORDINARY MOTIONS AgainstGranting unfettered discretion is 

unwiseAnnual

Taiwan LCY Chemical Corp. 21/06/2016 1 Amendments to Articles For Annual

Taiwan LCY Chemical Corp. 21/06/2016 2 Accounts and Reports For Annual

Taiwan LCY Chemical Corp. 21/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan LCY Chemical Corp. 21/06/2016 4 Employee Restricted Shares Plan For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.1 Elect LEE  Bowei For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.2 Elect LI Ming‐Gong For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.3 Elect YANG Sai‐Fen Against Less than 75% Attendance Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.4 Elect WANG Shou‐Ren For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.5 Elect WEI Zheng‐Cheng For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.6 Elect WANG Ya‐Ge For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.7 Elect LIU San‐Qi For Annual

Taiwan LCY Chemical Corp. 21/06/2016 5.8 Elect ZHUANG Xun‐Jia as Supervisor AgainstSupervisors are not sufficiently 

independentAnnual

Taiwan LCY Chemical Corp. 21/06/2016 5.9 Elect WANG Kun‐Cai as Supervisor For Annual

Taiwan LCY Chemical Corp. 21/06/2016 6Non‐compete Restrictions for 

Directors Against Potential conflict of interests Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 1 Accounts and Reports For Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 2 Allocation of Profits/Dividends For Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 3 Elect Andrew S. Brode Against Beneficial owner on audit committee Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 4 Elect Harry D. Hill For Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 5 Elect Peter Gordon For Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 6 Appointment of Auditor For Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 7 Authority to Set Auditor's Fees For Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 8

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

Kingdom

Learning Technologies Group 

Plc19/05/2016 9

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomLegal & General Group plc 26/05/2016 1 Accounts and Reports For Annual

United 

KingdomLegal & General Group plc 26/05/2016 10 Elect Rudy H.P. Markham For Annual

United 

KingdomLegal & General Group plc 26/05/2016 11 Elect John Stewart For Annual

United 

KingdomLegal & General Group plc 26/05/2016 12 Elect Nigel Wilson For Annual

United 

KingdomLegal & General Group plc 26/05/2016 13 Appointment of Auditor For Annual

United 

KingdomLegal & General Group plc 26/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomLegal & General Group plc 26/05/2016 15 Amendments to Articles (Solvency II) For Annual

United 

KingdomLegal & General Group plc 26/05/2016 16 Remuneration Report (Advisory) For Annual

United 

KingdomLegal & General Group plc 26/05/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomLegal & General Group plc 26/05/2016 18 Authorisation of Political Donations For Annual

United 

KingdomLegal & General Group plc 26/05/2016 19 Scrip Dividend Alternative For Annual

United 

KingdomLegal & General Group plc 26/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomLegal & General Group plc 26/05/2016 20

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomLegal & General Group plc 26/05/2016 21 Authority to Repurchase Shares For Annual

United 

KingdomLegal & General Group plc 26/05/2016 22

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomLegal & General Group plc 26/05/2016 3 Elect Richard H. Meddings For Annual

United 

KingdomLegal & General Group plc 26/05/2016 4 Elect Carolyn Bradley For Annual

United 

KingdomLegal & General Group plc 26/05/2016 5 Elect Lizabeth Zlatkus For Annual

United 

KingdomLegal & General Group plc 26/05/2016 6 Elect Mark Zinkula For Annual

United 

KingdomLegal & General Group plc 26/05/2016 7 Elect Stuart Popham For Annual

United 

KingdomLegal & General Group plc 26/05/2016 8 Elect Julia  Wilson For Annual

United 

KingdomLegal & General Group plc 26/05/2016 9 Elect Mark Gregory For Annual

United States LendingClub Corp 07/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States LendingClub Corp 07/06/2016 3. Ratification of Auditor For Annual

United States LendingClub Corp 07/06/2016 Elect John J. Mack WithholdNo independent lead or presiding 

directorAnnual

United States LendingClub Corp 07/06/2016 Elect Mary Meeker For Annual

Page 87 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States LendingClub Corp 07/06/2016 Elect John C. (Hans) Morris For Annual

United States Lennar Corp. 13/04/2016 2. Ratification of Auditor For Annual

United States Lennar Corp. 13/04/2016 3.Advisory Vote on Executive 

CompensationAgainst

Poor overall design; Pay and 

performance disconnectAnnual

United States Lennar Corp. 13/04/2016 4. 2016 Equity Incentive Plan Against Poor granting practices Annual

United States Lennar Corp. 13/04/2016 5. 2016 Incentive Compensation Plan AgainstPotentially excessive individual award 

limits; Poor granting practicesAnnual

United States Lennar Corp. 13/04/2016 6.Shareholder Proposal Regarding 

RecapitalizationFor

Allowing one vote per share generally 

operates as a safeguard for common 

shareholders

Annual

United States Lennar Corp. 13/04/2016 Elect Irving Bolotin For Annual

United States Lennar Corp. 13/04/2016 Elect Steven L. Gerard Withhold Ongoing compensation concerns Annual

United States Lennar Corp. 13/04/2016 Elect Theron I. Gilliam For Annual

United States Lennar Corp. 13/04/2016 Elect Sherrill W. Hudson For Annual

United States Lennar Corp. 13/04/2016 Elect Sidney Lapidus For Annual

United States Lennar Corp. 13/04/2016 Elect Teri P. McClure For Annual

United States Lennar Corp. 13/04/2016 Elect Stuart A. Miller For Annual

United States Lennar Corp. 13/04/2016 Elect Armando J. Olivera For Annual

United States Lennar Corp. 13/04/2016 Elect Jeffrey A. Sonnenfeld For Annual

United States Leucadia National Corp. 26/05/2016 1A. Elect Linda L. Adamany For Annual

United States Leucadia National Corp. 26/05/2016 1B. Elect Robert D. Beyer For Annual

United States Leucadia National Corp. 26/05/2016 1C. Elect Francisco L. Borges For Annual

United States Leucadia National Corp. 26/05/2016 1D. Elect W. Patrick Campbell For Annual

United States Leucadia National Corp. 26/05/2016 1E. Elect Brian P. Friedman For Annual

United States Leucadia National Corp. 26/05/2016 1F. Elect Richard B. Handler For Annual

United States Leucadia National Corp. 26/05/2016 1G. Elect Robert E. Joyal For Annual

United States Leucadia National Corp. 26/05/2016 1H. Elect Jeffrey C. Keil For Annual

United States Leucadia National Corp. 26/05/2016 1I. Elect Michael T. O'Kane For Annual

United States Leucadia National Corp. 26/05/2016 1J. Elect Stuart H. Reese For Annual

United States Leucadia National Corp. 26/05/2016 1K. Elect Joseph S. Steinberg For Annual

United States Leucadia National Corp. 26/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Leucadia National Corp. 26/05/2016 3. Ratification of Auditor For Annual

United 

KingdomLiberty Global plc 20/04/2016 1.

Issuance of Shares for Acquisition of 

CWCFor Special

United 

KingdomLiberty Global plc 20/04/2016 2.

Acquisition of CWC Shares held by 

Chairman of Liberty GlobalFor Special

United 

KingdomLiberty Global plc 20/04/2016 3. Right to Adjourn Meeting For Special

United 

KingdomLiberty Global plc 16/06/2016 1. Elect Andrew J. Cole For Annual

United 

KingdomLiberty Global plc 16/06/2016 2. Elect Richard R. Green For Annual

United 

KingdomLiberty Global plc 16/06/2016 3. Elect David E. Rapley For Annual

United 

KingdomLiberty Global plc 16/06/2016 4.

Remuneration Report (Advisory ‐‐ UK 

Incorporated)Against Pay and performance disconnect Annual

United 

KingdomLiberty Global plc 16/06/2016 5. Ratification of Auditor For Annual

United 

KingdomLiberty Global plc 16/06/2016 6. Ratification of Statutory Auditor For Annual

United 

KingdomLiberty Global plc 16/06/2016 7. Authority to Set Auditor's Fees For Annual

United 

KingdomLiberty Global plc 16/06/2016 8. Authorisation of Political Donations For Annual

United States LifeLock Inc 05/05/2016 2.Advisory Vote on Executive 

CompensationAgainst

Pay and performance disconnect; 

Substantial one‐off awardsAnnual

United States LifeLock Inc 05/05/2016 3.Approval of the Senior Executive 

Bonus PlanFor Annual

United States LifeLock Inc 05/05/2016 4. Ratification of Auditor For Annual

United States LifeLock Inc 05/05/2016 Elect Todd Davis For Annual

United States LifeLock Inc 05/05/2016 Elect David Cowan For Annual

United States LifeLock Inc 05/05/2016 Elect Jaynie Miller Studenmund For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 2. Ratification of Auditor For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 3.Amendment to the 2002 Stock 

Incentive PlanFor Annual

Page 88 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Ligand Pharmaceuticals, Inc. 23/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect Jason M. Aryeh WithholdAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect Todd C. Davis For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect John L. Higgins For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect John W. Kozarich For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect John L. LaMattina For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect Sunil Patel For Annual

United States Ligand Pharmaceuticals, Inc. 23/05/2016 Elect Stephen L. Sabba For Annual

United States Lilly(Eli) & Co 02/05/2016 1A. Elect Ralph Alvarez For Annual

United States Lilly(Eli) & Co 02/05/2016 1B. Elect R. David Hoover For Annual

United States Lilly(Eli) & Co 02/05/2016 1C. Elect Juan R. Luciano For Annual

United States Lilly(Eli) & Co 02/05/2016 1D. Elect Franklyn G. Prendergast For Annual

United States Lilly(Eli) & Co 02/05/2016 1E. Elect Kathi P. Seifert For Annual

United States Lilly(Eli) & Co 02/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Lilly(Eli) & Co 02/05/2016 3. Ratification of Auditor For Annual

United States Lilly(Eli) & Co 02/05/2016 4.Shareholder Proposal Regarding 

Country Selection GuidelinesAgainst Annual

United States Lincoln National Corp. 27/05/2016 1.1 Elect William H. Cunningham For Annual

United States Lincoln National Corp. 27/05/2016 1.2 Elect George W. Henderson, III For Annual

United States Lincoln National Corp. 27/05/2016 1.3 Elect Eric G. Johnson For Annual

United States Lincoln National Corp. 27/05/2016 1.4 Elect M. Leanne Lachman For Annual

United States Lincoln National Corp. 27/05/2016 1.5 Elect William P. Payne For Annual

United States Lincoln National Corp. 27/05/2016 1.6 Elect Patrick S. Pittard For Annual

United States Lincoln National Corp. 27/05/2016 1.7 Elect Isaiah Tidwell For Annual

United States Lincoln National Corp. 27/05/2016 2. Ratification of Auditor For Annual

United States Lincoln National Corp. 27/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Lincoln National Corp. 27/05/2016 4.Shareholder Proposal Regarding 

Simple Majority VoteFor

Supermajority vote requirements can 

impede shareholders' ability to approve 

ballot items that are in their interests

Annual

United 

KingdomLivaNova PLC 15/06/2016 1. Accounts and Reports For Annual

United 

KingdomLivaNova PLC 15/06/2016 10.

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomLivaNova PLC 15/06/2016 2. Remuneration Report (Advisory) Against

Excessive grant made without 

performance conditionsAnnual

United 

KingdomLivaNova PLC 15/06/2016 3. Remuneration Policy (Binding) Against

LTI awards not subject to performance 

conditions; Short vesting periodsAnnual

United 

KingdomLivaNova PLC 15/06/2016 4. Appointment of Auditor (UK) For Annual

United 

KingdomLivaNova PLC 15/06/2016 5. Ratification of Auditor (U.S.) For Annual

United 

KingdomLivaNova PLC 15/06/2016 6. Authority to Set Auditor's Fees For Annual

United 

KingdomLivaNova PLC 15/06/2016 7.

Authority to Repurchase Shares 

(NASDAQ)Against Maximum purchase price not disclosed Annual

United 

KingdomLivaNova PLC 15/06/2016 8.

Authority to Repurchase Shares 

(London Stock Exchange)For Annual

United 

KingdomLivaNova PLC 15/06/2016 9. Electronic Communications For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 1 Accounts and Reports For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 10 Elect António Horta‐Osório For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 11 Elect Nicholas Luff For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 12 Elect Nick Prettejohn For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 13 Elect Anthony Watson For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 14 Elect Sara Weller For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 15 Remuneration Report (Advisory) For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 16 Final Dividend For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 17 Special Dividend For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 18 Appointment of Auditor For Annual

Page 89 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomLloyds Banking Group plc 12/05/2016 19 Authority to Set Auditor's Fees For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 2 Elect Deborah D. McWhinney For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 20 Long‐Term Incentive Plan 2016 For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 21

North America Employee Stock 

Purchase PlanFor Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 22 Authorisation of Political Donations For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 23

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 24

Authority to Issue Regulatory Capital 

Converitble Instruments w/ 

Preemptive Rights

For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 25

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 26

Authority to Issue Regulatory Capital 

Converitble Instruments w/o 

Preemptive Rights

Against

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 17.49% of the 

currently outstanding shares.

Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 27

Authority to Repurchase Ordinary 

SharesFor Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 28

Authority to Repurchase Preference 

SharesFor Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 29 Amendments to Articles For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 3 Elect Stuart Sinclair For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 30

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 4 Elect Lord Norman Blackwell For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 5 Elect Juan Colombás For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 6 Elect George Culmer For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 7 Elect Alan Dickinson For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 8 Elect Anita Frew For Annual

United 

KingdomLloyds Banking Group plc 12/05/2016 9 Elect Simon Henry For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 1 Accounts and Reports For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 10 Elect David Warren For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 11 Elect Donald Brydon For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 12 Elect Lex Hoogduin For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 13 Elect David Nish For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 14 Elect Mary L. Schapiro For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 15 Appointment of Auditor For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 18 Authorisation of Political Donations For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 19

Authority to Issue Shares w/o 

Preemptive RightsAgainst

Exceeds a acceptable level of potential 

dilutionAnnual

United 

KingdomLondon Stock Exchange Group 27/04/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 20 Authority to Repurchase Shares For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 21

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 4 Elect Jacques Aigrain For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 5 Elect Paul Heiden For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 6 Elect Raffaele Jerusalmi For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 7 Elect Andrea Munari Against Less than 75% Attendance Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 8 Elect Stephen O'Connor For Annual

United 

KingdomLondon Stock Exchange Group 27/04/2016 9 Elect Xavier Rolet For Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 3.1 Elect WU Yajun Against

Insider on compensation committee; 

No nominating/governance committeeAnnual

Page 90 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 3.2 Elect Frederick P. Churchouse For Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 3.3 Elect Derek CHAN Chi On Against

Audit committee met an insufficient 

number of timesAnnual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 3.4 Directors' Fees For Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 5

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 6 Authority to Repurchase Shares For Annual

Cayman 

IslandsLongfor Properties Co Ltd 31/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Lowe`s Cos., Inc. 27/05/2016 2.Approval of the 2016 Annual 

Incentive PlanFor Annual

United States Lowe`s Cos., Inc. 27/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Lowe`s Cos., Inc. 27/05/2016 4. Ratification of Auditor For Annual

United States Lowe`s Cos., Inc. 27/05/2016 5.Shareholder Proposal Regarding 

Sustainability ReportAgainst Annual

United States Lowe`s Cos., Inc. 27/05/2016 6.Shareholder Proposal Regarding 

Proxy AccessAgainst Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Raul Alvarez For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Angela F. Braly For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Sandra B. Cochran For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Laurie Z. Douglas For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Richard W. Dreiling For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Robert L. Johnson Withhold Serves on too many boards Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Marshall O. Larsen For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect James H Morgan For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Robert A. Niblock For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Bertram L. Scott For Annual

United States Lowe`s Cos., Inc. 27/05/2016 Elect Eric C. Wiseman For Annual

United States Lululemon Athletica inc. 02/06/2016 1A. Elect Robert Bensoussan For Annual

United States Lululemon Athletica inc. 02/06/2016 1B. Elect Kathryn Henry For Annual

United States Lululemon Athletica inc. 02/06/2016 1C. Elect Jon McNeill For Annual

United States Lululemon Athletica inc. 02/06/2016 2. Ratification of Auditor For Annual

United States Luminex Corp 19/05/2016 1A. Elect Nachum Shamir For Annual

United States Luminex Corp 19/05/2016 1B. Elect Robert J. Cresci AgainstDirector serves on excessive audit 

committeesAnnual

United States Luminex Corp 19/05/2016 1C. Elect Thomas W. Erickson For Annual

United States Luminex Corp 19/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Luminex Corp 19/05/2016 3. Ratification of Auditor For Annual

Canada Lundin Mining Corp. 13/05/2016 1.1 Elect Donald Charter For Annual

Canada Lundin Mining Corp. 13/05/2016 1.2 Elect Paul K. Conibear For Annual

Canada Lundin Mining Corp. 13/05/2016 1.3 Elect John H. Craig AgainstBoard is not sufficiently independent; 

Related party transactionsAnnual

Canada Lundin Mining Corp. 13/05/2016 1.4 Elect Peter C. Jones For Annual

Canada Lundin Mining Corp. 13/05/2016 1.5 Elect Lukas H. Lundin For Annual

Canada Lundin Mining Corp. 13/05/2016 1.6 Elect Dale C. Peniuk For Annual

Canada Lundin Mining Corp. 13/05/2016 1.7 Elect William A. Rand For Annual

Canada Lundin Mining Corp. 13/05/2016 1.8 Elect Catherine J.G. Stefan For Annual

Canada Lundin Mining Corp. 13/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Netherlands LyondellBasell Industries NV 11/05/2016 10.Authority of Management Board to 

Repurchase SharesFor Annual

Netherlands LyondellBasell Industries NV 11/05/2016 1A. Elect Jacques Aigrain For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 1B. Elect Lincoln  Benet For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 1C. Elect Nance K. Dicciani For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 1D. Elect Bruce A. Smith For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 2A. Elect Thomas Aebischer For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 2B. Elect Dan Coombs For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 2C. Elect James D. Guilfoyle For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 3.Adoption of Dutch Statutory Annual 

Accounts for 2015For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 4.Discharge From Liability of Members 

of the Management For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 5.

DISCHARGE FROM LIABILITY OF 

MEMBERS OF THE SUPERVISORY 

BOARD

For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 6. Appointment of Auditor For Annual

Page 91 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Netherlands LyondellBasell Industries NV 11/05/2016 7.

Appointment of 

PriceWaterhouseCoopers 

Accountants N.V. as the Auditor for 

the Dutch Annual Accounts

For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 8. Allocation of Dividends For Annual

Netherlands LyondellBasell Industries NV 11/05/2016 9.Advisory Vote Approving Executive 

CompensationFor Annual

Bermuda Maiden Holdings Ltd 04/05/2016 4. Ratification of Auditor For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Barry D. Zyskind For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Simcha Lyons WithholdNo independent lead or presiding 

directorAnnual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Raymond M. Neff For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Yehuda L. Neuberger Withhold Board is not sufficiently independent Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Steven H. Nigro For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Patrick J. Haveron For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect David A. Lamneck For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Lawrence F. Metz For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Arturo M. Raschbaum For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Karen L. Schmidt For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Patrick J. Haveron For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Lawrence F. Metz For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Arturo M. Raschbaum For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Maxwell F. Reid For Annual

Bermuda Maiden Holdings Ltd 04/05/2016 Elect Karen L. Schmidt For Annual

Indonesia Malindo Feedmill Tbk Pt 24/06/2016 1 Accounts and Reports For Annual

Indonesia Malindo Feedmill Tbk Pt 24/06/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Malindo Feedmill Tbk Pt 24/06/2016 3Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Malindo Feedmill Tbk Pt 24/06/2016 4 Directors' and Commissioners' Fees For Annual

Indonesia Malindo Feedmill Tbk Pt 24/06/2016 5Use of Proceeds from Issuance of 

Shares with Pre‐Emptive RightsFor Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 1 Accounts and Reports For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 10 Elect Emmanuel Roman For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 11 Elect Dev Sanyal For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 12 Elect Nina Shapiro For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 13 Elect Jonathan Sorrell For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 14 Appointment of Auditor For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 16 Authorisation of Political Donations For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 18

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 2 Remuneration Report (Advisory) Against

Concerns regarding bonus structure, 

response to shareholdersAnnual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 20

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 4 Elect Richard Berliand For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 5 Elect Phillip Colebatch For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 6 Elect John Cryan For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 7 Elect Andrew D. Horton For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 8 Elect Matthew Lester For Annual

United 

KingdomMan Strategic Holdings Plc 06/05/2016 9 Elect Ian P. Livingston For Annual

United States Manhattan Associates, Inc. 12/05/2016 1A. Elect John J. Huntz, Jr. For Annual

United States Manhattan Associates, Inc. 12/05/2016 1B. Elect Thomas E. Noonan For Annual

United States Manhattan Associates, Inc. 12/05/2016 1C. Elect John H. Heyman For Annual

United States Manhattan Associates, Inc. 12/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Manhattan Associates, Inc. 12/05/2016 3. Ratification of Auditor For Annual

United States Manhattan Associates, Inc. 12/05/2016 4.Approval of the Performance Criteria 

Under the 2007 Stock Incentive PlanFor Annual

United States Manhattan Associates, Inc. 12/05/2016 5.Approval of the 2016 Annual Cash 

Bonus PlanFor Annual

United States Marathon Petroleum Corp 27/04/2016 2. Ratification of Auditor For Annual

United States Marathon Petroleum Corp 27/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Page 92 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Marathon Petroleum Corp 27/04/2016 4.Shareholder Proposal Regarding 

Proxy AccessAgainst Annual

United States Marathon Petroleum Corp 27/04/2016 5.Shareholder Proposal Regarding 

Safety and Environmental IncidentsAgainst Annual

United States Marathon Petroleum Corp 27/04/2016 6.

Shareholder Proposal Regarding 

Reporting and Reducing Greenhouse 

Gas Emissions

Against Annual

United States Marathon Petroleum Corp 27/04/2016 Elect B. Evan Bayh III For Annual

United States Marathon Petroleum Corp 27/04/2016 Elect Charles E. Bunch Withhold Serves on too many boards Annual

United States Marathon Petroleum Corp 27/04/2016 Elect Frank M Semple For Annual

United States Marriott International, Inc. 08/04/2016 1. Merger For Special

United States Marriott International, Inc. 08/04/2016 2. Right to Adjourn Meeting For Special

United States Marriott International, Inc. 06/05/2016 1A. Elect J.W. Marriott, Jr. For Annual

United States Marriott International, Inc. 06/05/2016 1B. Elect Mary K. Bush For Annual

United States Marriott International, Inc. 06/05/2016 1C. Elect Deborah Marriott Harrison For Annual

United States Marriott International, Inc. 06/05/2016 1D. Elect Frederick A. Henderson For Annual

United States Marriott International, Inc. 06/05/2016 1E. Elect Lawrence W. Kellner For Annual

United States Marriott International, Inc. 06/05/2016 1F. Elect Debra L. Lee For Annual

United States Marriott International, Inc. 06/05/2016 1G. Elect George Muñoz For Annual

United States Marriott International, Inc. 06/05/2016 1H. Elect Steven S. Reinemund For Annual

United States Marriott International, Inc. 06/05/2016 1I. Elect W. Mitt Romney For Annual

United States Marriott International, Inc. 06/05/2016 1J. Elect Arne M. Sorenson For Annual

United States Marriott International, Inc. 06/05/2016 1K. Elect Susan C. Schwab For Annual

United States Marriott International, Inc. 06/05/2016 2. Ratification of Auditor For Annual

United States Marriott International, Inc. 06/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Marriott International, Inc. 06/05/2016 4.Shareholder Proposal Regarding 

Simple Majority VoteFor

Supermajority vote requirements can 

impede shareholders' ability to approve 

ballot items that are in their interests

Annual

United 

KingdomMarshalls Group 18/05/2016 1 Accounts and Reports For Annual

United 

KingdomMarshalls Group 18/05/2016 10 Elect Mark Edwards For Annual

United 

KingdomMarshalls Group 18/05/2016 11 Elect Tim Pile For Annual

United 

KingdomMarshalls Group 18/05/2016 12 Remuneration Report (Advisory) For Annual

United 

KingdomMarshalls Group 18/05/2016 13

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomMarshalls Group 18/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomMarshalls Group 18/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomMarshalls Group 18/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomMarshalls Group 18/05/2016 2 Appointment of Auditor For Annual

United 

KingdomMarshalls Group 18/05/2016 3 Authority to Set Auditor's Fees For Annual

United 

KingdomMarshalls Group 18/05/2016 4 Final Dividend For Annual

United 

KingdomMarshalls Group 18/05/2016 5 Supplementary Dividend For Annual

United 

KingdomMarshalls Group 18/05/2016 6 Elect Andrew Allner For Annual

United 

KingdomMarshalls Group 18/05/2016 7 Elect Janet Ashdown For Annual

United 

KingdomMarshalls Group 18/05/2016 8 Elect Jack Clarke For Annual

United 

KingdomMarshalls Group 18/05/2016 9 Elect Martyn Coffey For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 1.1 Elect C. Howard Nye For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 1.2 Elect Laree E. Perez For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 1.3 Elect Dennis L. Rediker For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 1.4 Elect Donald W. Slager For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 2.  Repeal of Classified Board For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 3. Ratification of Auditor For Annual

United States Martin Marietta Materials, Inc. 19/05/2016 4.Amendment to Stock Based Award 

PlanFor Annual

United States Martin Marietta Materials, Inc. 19/05/2016 5.Approval of Executive Cash Incentive 

PlanFor Annual

Page 93 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Martin Marietta Materials, Inc. 19/05/2016 6.Advisory Vote on Executive 

CompensationFor Annual

Canada Martinrea International, Inc. 09/06/2016 1.1 Elect Robert Wildeboer For Annual

Canada Martinrea International, Inc. 09/06/2016 1.2 Elect Fred Olson For Annual

Canada Martinrea International, Inc. 09/06/2016 1.3 Elect Scott Balfour For Annual

Canada Martinrea International, Inc. 09/06/2016 1.4 Elect Terry Lyons For Annual

Canada Martinrea International, Inc. 09/06/2016 1.5 Elect Roman Doroniuk For Annual

Canada Martinrea International, Inc. 09/06/2016 1.6 Elect Frank Macher For Annual

Canada Martinrea International, Inc. 09/06/2016 1.7 Elect Sandra Pupatello For Annual

Canada Martinrea International, Inc. 09/06/2016 1.8 Elect Pat D'Eramo For Annual

Canada Martinrea International, Inc. 09/06/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Martinrea International, Inc. 09/06/2016 3Advisory vote on Executive 

CompensationFor Annual

United States Masco Corp. 09/05/2016 1A. Elect Donald R. Parfet For Annual

United States Masco Corp. 09/05/2016 1B. Elect Lisa A. Payne For Annual

United States Masco Corp. 09/05/2016 1C. Elect Reginald M. Turner, Jr. For Annual

United States Masco Corp. 09/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Masco Corp. 09/05/2016 3. Ratification of Auditor For Annual

United States Masimo Corp 20/04/2016 1. Elect Craig Reynolds AgainstOngoing compensation concerns; No 

independent lead or presiding directorAnnual

United States Masimo Corp 20/04/2016 2. Ratification of Auditor For Annual

United States Masimo Corp 20/04/2016 3.Advisory Vote on Executive 

CompensationAgainst

Terms of new CEO employment 

agreement; Poor overall designAnnual

United States Matson Inc 28/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Matson Inc 28/04/2016 3. 2016 Incentive Compensation Plan For Annual

United States Matson Inc 28/04/2016 4. Ratification of Auditor For Annual

United States Matson Inc 28/04/2016 Elect W. Blake Baird For Annual

United States Matson Inc 28/04/2016 Elect Michael J. Chun For Annual

United States Matson Inc 28/04/2016 Elect Matthew J. Cox For Annual

United States Matson Inc 28/04/2016 Elect Walter A. Dods, Jr. For Annual

United States Matson Inc 28/04/2016 Elect Thomas B. Fargo For Annual

United States Matson Inc 28/04/2016 Elect Constance H. Lau For Annual

United States Matson Inc 28/04/2016 Elect Jeffrey N. Watanabe For Annual

United States Mattel, Inc. 19/05/2016 1A. Elect Michael J. Dolan For Annual

United States Mattel, Inc. 19/05/2016 1B. Elect Trevor A. Edwards For Annual

United States Mattel, Inc. 19/05/2016 1C. Elect Frances D. Fergusson AgainstAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Mattel, Inc. 19/05/2016 1D. Elect Ann Lewnes For Annual

United States Mattel, Inc. 19/05/2016 1E. Elect Dominic Ng For Annual

United States Mattel, Inc. 19/05/2016 1F. Elect Vasant M. Prabhu For Annual

United States Mattel, Inc. 19/05/2016 1G. Elect Dean Scarborough For Annual

United States Mattel, Inc. 19/05/2016 1H. Elect Christopher A. Sinclair For Annual

United States Mattel, Inc. 19/05/2016 1I. Elect Dirk Van de Put For Annual

United States Mattel, Inc. 19/05/2016 1J. Elect Kathy White Loyd For Annual

United States Mattel, Inc. 19/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Mattel, Inc. 19/05/2016 3. Ratification of Auditor For Annual

United States Mattel, Inc. 19/05/2016 4.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States MBIA Inc. 03/05/2016 1A. Elect Joseph W. Brown For Annual

United States MBIA Inc. 03/05/2016 1B. Elect Maryann Bruce For Annual

United States MBIA Inc. 03/05/2016 1C. Elect Keith D. Curry For Annual

United States MBIA Inc. 03/05/2016 1D. Elect Steven J. Gilbert For Annual

United States MBIA Inc. 03/05/2016 1E. Elect Charles R. Rinehart For Annual

United States MBIA Inc. 03/05/2016 1F. Elect Lois A. Scott For Annual

United States MBIA Inc. 03/05/2016 1G. Elect Theodore Shasta For Annual

United States MBIA Inc. 03/05/2016 1H. Elect Richard C. Vaughan For Annual

Page 94 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States MBIA Inc. 03/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States MBIA Inc. 03/05/2016 3. Ratification of Auditor For Annual

Panama McDermott International Inc 29/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

Panama McDermott International Inc 29/04/2016 3. Ratification of Auditor For Annual

Panama McDermott International Inc 29/04/2016 4.2016 Executive Incentive 

Compensation PlanFor Annual

Panama McDermott International Inc 29/04/2016 5.Approval of the 2016 Long‐term 

Incentive PlanFor Annual

Panama McDermott International Inc 29/04/2016 Elect John F. Bookout III For Annual

Panama McDermott International Inc 29/04/2016 Elect Roger A. Brown For Annual

Panama McDermott International Inc 29/04/2016 Elect David Dickson For Annual

Panama McDermott International Inc 29/04/2016 Elect Stephen G. Hanks For Annual

Panama McDermott International Inc 29/04/2016 Elect Erich Kaeser For Annual

Panama McDermott International Inc 29/04/2016 Elect Gary P. Luquette For Annual

Panama McDermott International Inc 29/04/2016 Elect William H. Schumann III For Annual

Panama McDermott International Inc 29/04/2016 Elect Mary Shafer‐Malicki For Annual

Panama McDermott International Inc 29/04/2016 Elect David A. Trice For Annual

United States MDU Resources Group Inc. 26/04/2016 1A. Elect Thomas Everist For Annual

United States MDU Resources Group Inc. 26/04/2016 1B. Elect Karen B. Fagg For Annual

United States MDU Resources Group Inc. 26/04/2016 1C. Elect David L. Goodin For Annual

United States MDU Resources Group Inc. 26/04/2016 1D. Elect Mark A. Hellerstein For Annual

United States MDU Resources Group Inc. 26/04/2016 1E. Elect A. Bart Holaday For Annual

United States MDU Resources Group Inc. 26/04/2016 1F. Elect Dennis W. Johnson For Annual

United States MDU Resources Group Inc. 26/04/2016 1G. Elect William E. McCracken For Annual

United States MDU Resources Group Inc. 26/04/2016 1H. Elect Patricia L. Moss For Annual

United States MDU Resources Group Inc. 26/04/2016 1I. Elect Harry J. Pearce For Annual

United States MDU Resources Group Inc. 26/04/2016 1J. Elect John K. Wilson For Annual

United States MDU Resources Group Inc. 26/04/2016 2.Approval of the Long‐Term 

Performance‐Based Incentive PlanFor Annual

United States MDU Resources Group Inc. 26/04/2016 3. Ratification of Auditor For Annual

United States MDU Resources Group Inc. 26/04/2016 4.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

Indonesia Media Nusantara Citra Tbk, PT 02/05/2016 1 Directors' Report For Annual

Indonesia Media Nusantara Citra Tbk, PT 02/05/2016 2 Accounts and Reports For Annual

Indonesia Media Nusantara Citra Tbk, PT 02/05/2016 3 Allocation of Profits/Dividends For Annual

Indonesia Media Nusantara Citra Tbk, PT 02/05/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Media Nusantara Citra Tbk, PT 02/05/2016 1

Issuance of new shares in line with 

Employee and Management Stock 

Ownership Program 

Against

Potential dilution exceeds 

recommended threshold; Comparison 

to Revenue

Special

Indonesia Media Nusantara Citra Tbk, PT 02/05/2016 2Amendment of Contribution to the 

DANAPERA Pensiun Fund For Special

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 1 Accounts and Reports For Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 10 Authorisation of Legal Formalities For Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 2 Allocation of Profits/Dividends For Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 3 Ratification of Board Acts For Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 4

Authorisation to Cancel Treasury 

Shares and Reduce CapitalFor Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 5 Share Deferral Plan For Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 6 Medium‐Term Incentive Plan For Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 7 Remuneration Report Against No mandatory LTIP; Poor overall design Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 8

Authority to Repurchase Shares and 

Cancel Treasury SharesFor Ordinary

SpainMediaset Espana 

Comunicacion,S.A13/04/2016 9 Appointment of Auditor For Ordinary

United States Medivation Inc 22/06/2016 2. Ratification of Auditor For Annual

United States Medivation Inc 22/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Medivation Inc 22/06/2016 4.Amendment to the 2004 Equity 

Incentive Award PlanFor Annual

United States Medivation Inc 22/06/2016 5.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States Medivation Inc 22/06/2016 Elect Kim D. Blickenstaff For Annual

United States Medivation Inc 22/06/2016 Elect Kathryn E. Falberg For Annual

United States Medivation Inc 22/06/2016 Elect David T. Hung For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Medivation Inc 22/06/2016 Elect Michael L. King For Annual

United States Medivation Inc 22/06/2016 Elect C. Patrick Machado For Annual

United States Medivation Inc 22/06/2016 Elect Dawn Svoronos WithholdAdopted forum selection clause in past 

year w/o shareholder approvalAnnual

United States Medivation Inc 22/06/2016 Elect W. Anthony Vernon For Annual

United States Medivation Inc 22/06/2016 Elect Wendy L. Yarno For Annual

Canada MEG Energy Corp 28/06/2016 1.1 Elect William McCaffrey For Mix

Canada MEG Energy Corp 28/06/2016 1.10 Elect William R. Klesse For Mix

Canada MEG Energy Corp 28/06/2016 1.11 Elect Timothy Hodgson For Mix

Canada MEG Energy Corp 28/06/2016 1.2 Elect David B. Krieger For Mix

Canada MEG Energy Corp 28/06/2016 1.3 Elect Peter R. Kagan For Mix

Canada MEG Energy Corp 28/06/2016 1.4 Elect Boyd Anderson For Mix

Canada MEG Energy Corp 28/06/2016 1.5 Elect James D. McFarland For Mix

Canada MEG Energy Corp 28/06/2016 1.6 Elect Harvey Doerr For Mix

Canada MEG Energy Corp 28/06/2016 1.7 Elect Robert Hodgins For Mix

Canada MEG Energy Corp 28/06/2016 1.8 Elect Jeffrey J. McCaig For Mix

Canada MEG Energy Corp 28/06/2016 1.9 Elect Diana J. McQueen For Mix

Canada MEG Energy Corp 28/06/2016 2 Stock Option Plan Renewal For Mix

Canada MEG Energy Corp 28/06/2016 3 Restricted Share Unit Plan Renewal Against Cost of plan is excessive Mix

Canada MEG Energy Corp 28/06/2016 4Amendment to Articles Regarding 

QuorumFor Mix

Canada MEG Energy Corp 28/06/2016 5Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

Canada MEG Energy Corp 28/06/2016 6Appointment of Auditor and 

Authority to Set FeesFor Mix

United 

KingdomMelrose Industries Plc 11/05/2016 1 Accounts and Reports For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 10 Elect Justin Dowley For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 11 Elect Liz Hewitt For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 12 Appointment of Auditor For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomMelrose Industries Plc 11/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with our policy Annual

United 

KingdomMelrose Industries Plc 11/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 17

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomMelrose Industries Plc 11/05/2016 2 Remuneration Report (Advisory) For

While equity awards are not limited to 

10% in ten years, the pay structure is 

consistent with the company's strategy 

and model.

Annual

United 

KingdomMelrose Industries Plc 11/05/2016 3 Remuneration Policy (Binding) For

While equity awards are not limited to 

10% in ten years, the pay structure is 

consistent with the company's strategy 

and model.

Annual

United 

KingdomMelrose Industries Plc 11/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 5 Elect Christopher Miller For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 6 Elect David Roper For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 7 Elect Simon Peckham For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 8 Elect Geoffrey Martin For Annual

United 

KingdomMelrose Industries Plc 11/05/2016 9 Elect John Grant For Annual

United States Mentor Graphics Corp. 15/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Mentor Graphics Corp. 15/06/2016 3.Amendment to the 2010 Omnibus 

Incentive PlanFor Annual

United States Mentor Graphics Corp. 15/06/2016 4.1989 Employee Stock Purchase Plan 

and Foreign Sub‐planFor Annual

United States Mentor Graphics Corp. 15/06/2016 5. Ratification of Auditor For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect Keith L. Barnes For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect Peter L. Bonfield For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect Paul A. Mascarenas For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect J. Daniel McCranie For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect Walden C. Rhines For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect Cheryl L. Shavers For Annual

United States Mentor Graphics Corp. 15/06/2016 Elect Jeffrey M. Stafeil For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 1 Accounts and Reports For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 10 Elect Søren Thorup Sørensen For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 11 Elect Trudy A. Rautio For Annual

Page 96 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomMerlin Entertainments Plc 19/05/2016 12 Elect Rachel CHIANG Yun For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 13 Appointment of Auditor For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor The proposal is consistent with policy Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 4 Elect Sir John Sunderland For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 5 Elect Nick Varney For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 6 Elect Andrew Carr For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 7 Elect Charles Gurassa For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 8 Elect Kenneth Hydon For Annual

United 

KingdomMerlin Entertainments Plc 19/05/2016 9 Elect Fru Hazlitt For Annual

United States Metlife Inc 14/06/2016 1A. Elect Cheryl W. Grisé For Annual

United States Metlife Inc 14/06/2016 1B. Elect Carlos M. Gutierrez For Annual

United States Metlife Inc 14/06/2016 1C. Elect R. Glenn Hubbard For Annual

United States Metlife Inc 14/06/2016 1D. Elect Steven A. Kandarian For Annual

United States Metlife Inc 14/06/2016 1E. Elect Alfred F. Kelly, Jr. For Annual

United States Metlife Inc 14/06/2016 1F. Elect Edward J. Kelly, III For Annual

United States Metlife Inc 14/06/2016 1G. Elect William E. Kennard For Annual

United States Metlife Inc 14/06/2016 1H. Elect James M. Kilts For Annual

United States Metlife Inc 14/06/2016 1I. Elect Catherine R. Kinney For Annual

United States Metlife Inc 14/06/2016 1J. Elect Denise M. Morrison For Annual

United States Metlife Inc 14/06/2016 1K. Elect Kenton J. Sicchitano For Annual

United States Metlife Inc 14/06/2016 1L. Elect Lulu C. Wang For Annual

United States Metlife Inc 14/06/2016 2.Adoption of Exclusive Forum 

ProvisionAgainst Limits shareholder rights Annual

United States Metlife Inc 14/06/2016 3. Ratification of Auditor For Annual

United States Metlife Inc 14/06/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Metlife Inc 14/06/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanAgainst Annual

United States Metlife Inc 14/06/2016 6.Shareholder Proposal Regarding 

Right to Act by Written ConsentFor

Shareholder action by written consent 

enables shareholders to take action on 

important issues that arise between 

annual meetings

Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.1 Elect Robert F. Spoerry For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.2 Elect CHU Wah Hui For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.3 Elect Francis A. Contino For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.4 Elect Olivier A. Filliol For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.5 Elect Richard Francis For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.6 Elect Constance L. Harvey For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.7 Elect Michael A. Kelly For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.8 Elect Hans Ulrich Maerki For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 1.9 Elect Thomas P. Salice For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 2. Ratification of Auditor For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 3.

Re‐Approval of the POBS Plus 

Incentive System for Group 

Management

For Annual

United StatesMettler‐Toledo International, 

Inc.05/05/2016 4.

Advisory Vote on Executive 

CompensationFor Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 2 Allocation of Profits/Dividends For Annual

Page 97 of 155

Page 98: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 3.A.I Elect James Joseph Murren For Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 3.AII Elect Grant R. Bowie For Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 3.AIV Elect Peter WONG Man Kong Against

Less than 75% Attendance; Serves on 

too many boardsAnnual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 3.B Directors' Fees For Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 3AIII Elect Daniel J. D'Arrigo Against

Insufficient audit committee 

independenceAnnual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 5

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 6 Authority to Repurchase Shares For Annual

Cayman 

IslandsMGM China Holdings Limited 25/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United 

KingdomMichael Page International 09/06/2016 1 Accounts and Reports For Annual

United 

KingdomMichael Page International 09/06/2016 10 Elect Patrick De Smedt For Annual

United 

KingdomMichael Page International 09/06/2016 11 Appointment of Auditor For Annual

United 

KingdomMichael Page International 09/06/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomMichael Page International 09/06/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomMichael Page International 09/06/2016 14 Authorisation of Political Donations For Annual

United 

KingdomMichael Page International 09/06/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomMichael Page International 09/06/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomMichael Page International 09/06/2016 17 Change of Company Name For Annual

United 

KingdomMichael Page International 09/06/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomMichael Page International 09/06/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomMichael Page International 09/06/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomMichael Page International 09/06/2016 4 Elect David S. Lowden For Annual

United 

KingdomMichael Page International 09/06/2016 5 Elect Simon Boddie For Annual

United 

KingdomMichael Page International 09/06/2016 6 Elect Danuta Gray For Annual

United 

KingdomMichael Page International 09/06/2016 7 Elect Stephen Ingham For Annual

United 

KingdomMichael Page International 09/06/2016 8 Elect Ruby McGregor‐Smith For Annual

United 

KingdomMichael Page International 09/06/2016 9 Elect Kelvin Stagg For Annual

United States Michaels Companies Inc 01/06/2016 2. Ratification of Auditor For Annual

United States Michaels Companies Inc 01/06/2016 Elect Josh Bekenstein For Annual

United States Michaels Companies Inc 01/06/2016 Elect Nadim El Gabbani For Annual

United States Michaels Companies Inc 01/06/2016 Elect Monte E. Ford For Annual

United States Michaels Companies Inc 01/06/2016 Elect Karen Kaplan For Annual

United States Michaels Companies Inc 01/06/2016 Elect Lewis S. Klessel For Annual

United States Michaels Companies Inc 01/06/2016 Elect Mathew S. Levin For Annual

United States Michaels Companies Inc 01/06/2016 Elect John J. Mahoney For Annual

United States Michaels Companies Inc 01/06/2016 Elect James A. Quella For Annual

United States Michaels Companies Inc 01/06/2016 Elect Beryl B. Raff For Annual

United States Michaels Companies Inc 01/06/2016 Elect Carl S. Rubin For Annual

United States Michaels Companies Inc 01/06/2016 Elect Peter F. Wallace For Annual

United States Mimedx Group Inc 18/05/2016 2.Approval of the 2016 Equity and 

Cash Incentive PlanFor Annual

United States Mimedx Group Inc 18/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Mimedx Group Inc 18/05/2016 4. Ratification of Auditor For Annual

United States Mimedx Group Inc 18/05/2016 Elect J. Terry Dewberry For Annual

United States Mimedx Group Inc 18/05/2016 Elect Larry W. Papasan WithholdNo independent lead or presiding 

directorAnnual

United States Mimedx Group Inc 18/05/2016 Elect Parker H. Petit For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 1 Accounts and Reports For Annual

Page 98 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsMinth Group Ltd. 26/05/2016 10 Service Contract with WANG Ching  For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 11 Service Contract with ZHANG Liren For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 12 Service Contract with Fred WU Fong For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 13 Service Contract with CHIN Jong Hwa For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 14 Service Contract with Yu ZHENG For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 15 Directors' Fees For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 16

Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 18 Authority to Repurchase Shares For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 19

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 3 Elect CHIN Jong Hwa For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 4 Elect SHI Jian Hui For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 5 Elect WANG Ching Against

Non‐audit fees exceed audit fees; No 

independent lead or presiding directorAnnual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 6 Elect ZHANG Liren For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 7 Elect Yu ZHENG For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 8 Elect CHIN Chien Ya For Annual

Cayman 

IslandsMinth Group Ltd. 26/05/2016 9 Elect HUANG Chiung Hui For Annual

Indonesia Mitra Pinasthika Mustika 31/05/2016 1 Accounts and Reports For Annual

Indonesia Mitra Pinasthika Mustika 31/05/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Mitra Pinasthika Mustika 31/05/2016 3 Directors' and Commissioners' Fees For Annual

Indonesia Mitra Pinasthika Mustika 31/05/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Mitra Pinasthika Mustika 31/05/2016 5 Elect Rudy Halim For Annual

Indonesia Mitra Pinasthika Mustika 31/05/2016 6 Long‐Term Incentives Plan AgainstInsufficient information provided by 

the CompanyAnnual

United States Molina Healthcare Inc 27/04/2016 1A. Elect Charles Z. Fedak For Annual

United States Molina Healthcare Inc 27/04/2016 1B. Elect John C. Molina Against CFO on board Annual

United States Molina Healthcare Inc 27/04/2016 1C. Elect Steven J. Orlando For Annual

United States Molina Healthcare Inc 27/04/2016 2. Ratification of Auditor For Annual

United States Mondelez International Inc. 18/05/2016 1A. Elect Stephen F. Bollenbach For Annual

United States Mondelez International Inc. 18/05/2016 1B. Elect Lewis W.K. Booth For Annual

United States Mondelez International Inc. 18/05/2016 1C. Elect Lois D. Juliber For Annual

United States Mondelez International Inc. 18/05/2016 1D. Elect Mark D. Ketchum For Annual

United States Mondelez International Inc. 18/05/2016 1E. Elect Jorge S. Mesquita For Annual

United States Mondelez International Inc. 18/05/2016 1F. Elect Joseph Neubauer For Annual

United States Mondelez International Inc. 18/05/2016 1G. Elect Nelson Peltz For Annual

United States Mondelez International Inc. 18/05/2016 1H. Elect Fredric G. Reynolds For Annual

United States Mondelez International Inc. 18/05/2016 1I. Elect Irene B. Rosenfeld For Annual

United States Mondelez International Inc. 18/05/2016 1J. Elect Christiana Shi For Annual

United States Mondelez International Inc. 18/05/2016 1K. Elect Patrick T. Siewert For Annual

United States Mondelez International Inc. 18/05/2016 1L. Elect Ruth J. Simmons For Annual

United States Mondelez International Inc. 18/05/2016 1M.Elect Jean‐François M. L. van 

BoxmeerFor Annual

United States Mondelez International Inc. 18/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Mondelez International Inc. 18/05/2016 3. Ratification of Auditor For Annual

United States Mondelez International Inc. 18/05/2016 4.

Shareholder Proposal Regarding 

Reporting on the Use of Non‐

Recyclable Packaging

Against Annual

United States Mondelez International Inc. 18/05/2016 5.

Shareholder Proposal Regarding 

Compensation in the Event of a 

Change in Control

Against Annual

United States Mondelez International Inc. 18/05/2016 6.

Shareholder Proposal Regarding 

Mediation of Alleged Human Rights 

Violations

Against Annual

Page 99 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 1 Accounts and Reports For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 10 Elect Genevieve Shore For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 11 Elect Robin Freestone For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 12 Appointment of Auditor For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 13 Authority to Set Auditor's Fees For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 15

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 16 Authority to Repurchase Shares For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 17 Authorisation of Political Donations For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 2 Remuneration Report (Advisory) Against

Notice periods for executive directors' 

service contracts exceed acceptable 

terms

Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 3 Allocation of Profits/Dividends For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 4 Elect Peter Plumb For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 5 Elect Robert Rowley Abstain

Given other roles, unclear that re‐

election to the board should be 

supported

Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 6 Elect Bruce Carnegie‐Brown Abstain

Given other roles, unclear that re‐

election to the board should be 

supported

Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 7 Elect Sally James For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 8 Elect Matthew Price For Annual

United 

Kingdom

Moneysupermarket.Com Group 

Plc20/04/2016 9 Elect Andrew Fisher For Annual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 1 Accounts and Reports For Annual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 2 Appointment of Auditor For Annual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 3 Authority to Set Auditor's Fees For Annual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 4 Review Company Affairs Abstain

Insufficient information provided by 

the CompanyAnnual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 5 Adoption of Segregated Liability Abstain

Insufficient information provided by 

the CompanyAnnual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 6

Amendments to Articles of 

AssociationAbstain

Insufficient information provided by 

the CompanyAnnual

IrelandMONTANARO EUROPEAN 

SMALLER COMPANIES PLC16/06/2016 1 Amendment to Investment Policy Abstain

Insufficient information provided by 

the CompanySpecial

United 

KingdomMorgan Sindall Group plc 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 10 Remuneration Report (Advisory) For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 11 Appointment of Auditor For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 13 Authorisation of Political Donations For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 14 Directors' Fees For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor

The resolution is consistent with our 

policy and with market guidanceAnnual

United 

KingdomMorgan Sindall Group plc 05/05/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 3 Elect Malcolm C. Cooper For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 4 Elect Adrian Martin For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 5 Elect John Morgan For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 6 Elect Steve Crummett For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 7 Elect Patrick De Smedt For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 8 Elect Simon Gulliford For Annual

United 

KingdomMorgan Sindall Group plc 05/05/2016 9 Elect Elizabeth Peace For Annual

United States Morningstar Inc 13/05/2016 1A. Elect Joe Mansueto For Annual

Page 100 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Morningstar Inc 13/05/2016 1B. Elect Don Phillips For Annual

United States Morningstar Inc 13/05/2016 1C. Elect Robin Diamonte For Annual

United States Morningstar Inc 13/05/2016 1D. Elect Cheryl Francis For Annual

United States Morningstar Inc 13/05/2016 1E. Elect Steven Kaplan For Annual

United States Morningstar Inc 13/05/2016 1F. Elect Gail Landis For Annual

United States Morningstar Inc 13/05/2016 1G. Elect Bill  Lyons For Annual

United States Morningstar Inc 13/05/2016 1H. Elect Jack Noonan For Annual

United States Morningstar Inc 13/05/2016 1I. Elect Paul Sturm For Annual

United States Morningstar Inc 13/05/2016 1J. Elect Hugh Zentmyer For Annual

United States Morningstar Inc 13/05/2016 2.

Re‐Approval of the Performance 

Measures Under the 2011 Stock 

Incentive Plan

For Annual

United States Morningstar Inc 13/05/2016 3. Ratification of Auditor For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 1 Accounts and Reports For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 10 Appointment of Auditor For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 11 Authority to Set Auditor's Fees For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Proposed power is within policy Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 13

Authority to Issue Shares w/o 

Preemptive RightsFor Proposed power is within policy Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 2 Allocation of Profits/Dividends For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 3 Remuneration Report (Advisory) For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 4 Elect Katherine Innes‐Ker For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 5 Elect Peter Brodnicki For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 6 Elect David Preece For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 7 Elect Lucy Tilley For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 8 Elect Nathan Imlach For Annual

United 

Kingdom

Mortgage Advice Bureau 

(Holdings) Ltd26/05/2016 9 Elect Richard Verdin For Annual

United States Mosaic Company 19/05/2016 1. Amendments to Articles For Annual

United States Mosaic Company 19/05/2016 2.Decrease of Authorized Common 

StockFor Annual

United States Mosaic Company 19/05/2016 3A. Elect Nancy E. Cooper For Annual

United States Mosaic Company 19/05/2016 3B. Elect Gregory L. Ebel For Annual

United States Mosaic Company 19/05/2016 3C. Elect Timothy S. Gitzel For Annual

United States Mosaic Company 19/05/2016 3D. Elect Denise C. Johnson For Annual

United States Mosaic Company 19/05/2016 3E. Elect Emery N. Koenig AgainstAffiliate/Insider on 

nominating/governance committeeAnnual

United States Mosaic Company 19/05/2016 3F. Elect Robert L. Lumpkins For Annual

United States Mosaic Company 19/05/2016 3G. Elect William T. Monahan For Annual

United States Mosaic Company 19/05/2016 3H. Elect James C. O'Rourke For Annual

United States Mosaic Company 19/05/2016 3I. Elect James L. Popowich For Annual

United States Mosaic Company 19/05/2016 3J. Elect David T. Seaton For Annual

United States Mosaic Company 19/05/2016 3K. Elect Steven M. Seibert For Annual

United States Mosaic Company 19/05/2016 4. Ratification of Auditor For Annual

United States Mosaic Company 19/05/2016 5.Advisory Vote on Executive 

CompensationFor Annual

United States Motorola Solutions Inc 16/05/2016 1A. Elect Gregory Q. Brown For Annual

United States Motorola Solutions Inc 16/05/2016 1B. Elect Kenneth C. Dahlberg For Annual

United States Motorola Solutions Inc 16/05/2016 1C. Elect Egon P. Durban For Annual

United States Motorola Solutions Inc 16/05/2016 1D. Elect Michael V. Hayden For Annual

United States Motorola Solutions Inc 16/05/2016 1E. Elect Clayton M. Jones For Annual

United States Motorola Solutions Inc 16/05/2016 1F. Elect Judy C. Lewent For Annual

United States Motorola Solutions Inc 16/05/2016 1G. Elect Gregory K. Mondre For Annual

United States Motorola Solutions Inc 16/05/2016 1H. Elect Anne R. Pramaggiore For Annual

Page 101 of 155

Page 102: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Motorola Solutions Inc 16/05/2016 1I. Elect Samuel C. Scott III For Annual

United States Motorola Solutions Inc 16/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Motorola Solutions Inc 16/05/2016 3. Ratification of Auditor For Annual

United States Motorola Solutions Inc 16/05/2016 4.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United States MRC Global Inc 28/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States MRC Global Inc 28/04/2016 3. Ratification of Auditor For Annual

United States MRC Global Inc 28/04/2016 Elect Andrew R. Lane For Annual

United States MRC Global Inc 28/04/2016 Elect Leonard M. Anthony For Annual

United States MRC Global Inc 28/04/2016 Elect Rhys J. Best For Annual

United States MRC Global Inc 28/04/2016 Elect Barbara J. Duganier For Annual

United States MRC Global Inc 28/04/2016 Elect Craig Ketchum For Annual

United States MRC Global Inc 28/04/2016 Elect Gerald P. Krans For Annual

United States MRC Global Inc 28/04/2016 Elect Cornelis A. Linse For Annual

United States MRC Global Inc 28/04/2016 Elect John A. Perkins For Annual

United States MRC Global Inc 28/04/2016 Elect H.B. Wehrle, III For Annual

United States MRC Global Inc 28/04/2016 Elect Robert L. Wood For Annual

Indonesia Multi Bintang Indonesia 03/06/2016 1 Accounts and Reports For Annual

Indonesia Multi Bintang Indonesia 03/06/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Multi Bintang Indonesia 03/06/2016 3Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Multi Bintang Indonesia 03/06/2016 4 Election of Commissioners AgainstInsufficient information provided by 

the CompanyAnnual

Indonesia Multi Bintang Indonesia 03/06/2016 5 Directors' and Commissioners' Fees For Annual

Indonesia Multipolar Tbk 04/05/2016 1 Accounts and Reports For Annual

Indonesia Multipolar Tbk 04/05/2016 2 Allocation of Profits/Dividends For Annual

Indonesia Multipolar Tbk 04/05/2016 3Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Multipolar Tbk 04/05/2016 4Election of Directors and 

Commissioners (Slate)Against

Insufficient information provided by 

the CompanyAnnual

United States Murphy Oil Corp. 11/05/2016 1A. Elect T. Jay Collins For Annual

United States Murphy Oil Corp. 11/05/2016 1B. Elect Steven A. Cossé For Annual

United States Murphy Oil Corp. 11/05/2016 1C. Elect Claiborne P. Deming For Annual

United States Murphy Oil Corp. 11/05/2016 1D. Elect Lawrence R. Dickerson For Annual

United States Murphy Oil Corp. 11/05/2016 1E. Elect Roger W. Jenkins For Annual

United States Murphy Oil Corp. 11/05/2016 1F. Elect James V. Kelley For Annual

United States Murphy Oil Corp. 11/05/2016 1G. Elect Walentin Mirosh For Annual

United States Murphy Oil Corp. 11/05/2016 1H. Elect R. Madison Murphy For Annual

United States Murphy Oil Corp. 11/05/2016 1I. Elect Jeffrey W. Nolan For Annual

United States Murphy Oil Corp. 11/05/2016 1J. Elect Neal E. Schmale For Annual

United States Murphy Oil Corp. 11/05/2016 1K. Elect Laura A. Sugg For Annual

United States Murphy Oil Corp. 11/05/2016 1L. Elect Caroline G. Theus For Annual

United States Murphy Oil Corp. 11/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Murphy Oil Corp. 11/05/2016 3.Approval of the 2017 Annual 

Incentive PlanFor Annual

United States Murphy Oil Corp. 11/05/2016 4. Ratification of Auditor For Annual

United States Murphy USA Inc 05/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Murphy USA Inc 05/05/2016 3. Ratification of Auditor For Annual

United States Murphy USA Inc 05/05/2016 Elect R. Madison Murphy For Annual

United States Murphy USA Inc 05/05/2016 Elect Andrew Clyde For Annual

United States Murphy USA Inc 05/05/2016 Elect Christoph Keller For Annual

Netherlands Mylan N.V. 24/06/2016 1A. Elect Heather Bresch For Annual

Netherlands Mylan N.V. 24/06/2016 1B. Elect Wendy Cameron Against Ongoing compensation concerns Annual

Netherlands Mylan N.V. 24/06/2016 1C. Elect Robert J. Cindrich For Annual

Netherlands Mylan N.V. 24/06/2016 1D. Elect Robert J. Coury For Annual

Netherlands Mylan N.V. 24/06/2016 1E. Elect JoEllen Lyons Dillon For Annual

Netherlands Mylan N.V. 24/06/2016 1F. Elect Neil F. Dimick For Annual

Netherlands Mylan N.V. 24/06/2016 1G. Elect Melina Higgins For Annual

Netherlands Mylan N.V. 24/06/2016 1H. Elect Douglas J. Leech AgainstRelated party transactions disclosure 

concernAnnual

Netherlands Mylan N.V. 24/06/2016 1I. Elect Rajiv Malik For Annual

Page 102 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Netherlands Mylan N.V. 24/06/2016 1J. Elect Joseph C. Maroon For Annual

Netherlands Mylan N.V. 24/06/2016 1K. Elect Mark Parrish Against Ongoing compensation concerns Annual

Netherlands Mylan N.V. 24/06/2016 1L. Elect Rodney L. Piatt For Annual

Netherlands Mylan N.V. 24/06/2016 1M. Elect Randall L. Vanderveen For Annual

Netherlands Mylan N.V. 24/06/2016 2.Adoption of the Dutch Annual 

AccountsFor Annual

Netherlands Mylan N.V. 24/06/2016 3. Ratification of Auditor For Annual

Netherlands Mylan N.V. 24/06/2016 4.Appointment of Auditor for the 

Dutch Annual AccountsFor Annual

Netherlands Mylan N.V. 24/06/2016 5.Advisory Vote on Executive 

CompensationAgainst

Poor response to shareholder 

opposition; Pay and performance 

disconnect

Annual

Netherlands Mylan N.V. 24/06/2016 6.Re‐Approval of 2003 Long‐Term 

Incentive PlanAgainst Ongoing compensation concerns Annual

Netherlands Mylan N.V. 24/06/2016 7.Authorization for Board to Acquire 

Ordinary and Preferred SharesAgainst

Excessive limit; May be used as anti‐

takeover deviceAnnual

Australia MYOB Group Limited 28/04/2016 2 Remuneration Report For Annual

Australia MYOB Group Limited 28/04/2016 3 Elect Justin Milne For Annual

Australia MYOB Group Limited 28/04/2016 4 Elect Paul B. Edgerley For Annual

Australia MYOB Group Limited 28/04/2016 5 Approve Executive Share Plan For Annual

Australia MYOB Group Limited 28/04/2016 6Equity Grant (Executive director and 

CEO Tim Reed)For Annual

Australia MYOB Group Limited 28/04/2016 7 Amendments to Constitution For AnnualCayman 

IslandsNagacorp Ltd. 20/04/2016 1 Accounts and Reports For Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 3.I Elect CHEN Lip Keong Against Insider on compensation committee Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 3.II Elect Philip LEE Wai Tuck For Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 3.III Elect CHEN Yiy Fon For Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 3.IV Elect Michael LAI Kai Jin Against Less than 75% Attendance Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 4 Directors' Fees For Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 5

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 6.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 6.B Authority to Repurchase Shares For Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 6.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 6.D Adopt New Share Option Scheme Against

Excessive range of participants; Change 

of control provision Annual

Cayman 

IslandsNagacorp Ltd. 20/04/2016 7

Adoption of Dual Foreign Company 

NameFor Annual

United States National Interstate Corp 05/05/2016 1A. Elect Ronald J. Brichler For Annual

United States National Interstate Corp 05/05/2016 1B. Elect I. John Cholnoky For Annual

United States National Interstate Corp 05/05/2016 1C. Elect Patrick J. Denzer For Annual

United States National Interstate Corp 05/05/2016 1D. Elect Anthony J. Mercurio For Annual

United States National Interstate Corp 05/05/2016 1E. Elect Alan R. Spachman For Annual

United States National Interstate Corp 05/05/2016 2. Ratification of Auditor For Annual

United States National Interstate Corp 05/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States National Oilwell Varco Inc. 18/05/2016 1A. Elect Clay C. Williams For Annual

United States National Oilwell Varco Inc. 18/05/2016 1B. Elect Greg L. Armstrong For Annual

United States National Oilwell Varco Inc. 18/05/2016 1C. Elect Marcela E. Donadio For Annual

United States National Oilwell Varco Inc. 18/05/2016 1D. Elect Ben A. Guill For Annual

United States National Oilwell Varco Inc. 18/05/2016 1E. Elect James T. Hackett For Annual

United States National Oilwell Varco Inc. 18/05/2016 1F. Elect David D. Harrison For Annual

United States National Oilwell Varco Inc. 18/05/2016 1G. Elect Roger L. Jarvis For Annual

United States National Oilwell Varco Inc. 18/05/2016 1H. Elect Eric L. Mattson For Annual

United States National Oilwell Varco Inc. 18/05/2016 1I. Elect William R. Thomas For Annual

United States National Oilwell Varco Inc. 18/05/2016 2. Ratification of Auditor For Annual

United States National Oilwell Varco Inc. 18/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States National Oilwell Varco Inc. 18/05/2016 4.Amendment to the Long Term 

Incentive PlanFor Annual

United States Navient Corp 26/05/2016 1A. Elect John K. Adams, Jr. For Annual

United States Navient Corp 26/05/2016 1B. Elect Anne Torre Bates For Annual

Page 103 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Navient Corp 26/05/2016 1C. Elect Anna Escobedo Cabral For Annual

United States Navient Corp 26/05/2016 1D. Elect William M. Diefenderfer III For Annual

United States Navient Corp 26/05/2016 1E. Elect Diane Suitt Gilleland For Annual

United States Navient Corp 26/05/2016 1F. Elect Katherine A. Lehman For Annual

United States Navient Corp 26/05/2016 1G. Elect Linda A. Mills For Annual

United States Navient Corp 26/05/2016 1H. Elect Barry A. Munitz For Annual

United States Navient Corp 26/05/2016 1I. Elect John F. Remondi For Annual

United States Navient Corp 26/05/2016 1J. Elect Jane J. Thompson For Annual

United States Navient Corp 26/05/2016 1K. Elect Laura S. Unger For Annual

United States Navient Corp 26/05/2016 1L. Elect Barry L. Williams For Annual

United States Navient Corp 26/05/2016 2. Ratification of Auditor For Annual

United States Navient Corp 26/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Navient Corp 26/05/2016 4.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

United States Netgear Inc 03/06/2016 2. Ratification of Auditor For Annual

United States Netgear Inc 03/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Netgear Inc 03/06/2016 4.

Approval of the 2016 Equity 

Incentive Plan For Annual

United States Netgear Inc 03/06/2016 5.Amendment to the 2003 Employee 

Stock Purchase PlanFor Annual

United States Netgear Inc 03/06/2016 Elect Patrick C.S. Lo For Annual

United States Netgear Inc 03/06/2016 Elect Jocelyn E. Carter‐Miller For Annual

United States Netgear Inc 03/06/2016 Elect Ralph E. Faison For Annual

United States Netgear Inc 03/06/2016 Elect Jef T. Graham For Annual

United States Netgear Inc 03/06/2016 Elect Gregory J. Rossmann For Annual

United States Netgear Inc 03/06/2016 Elect Barbara V. Scherer For Annual

United States Netgear Inc 03/06/2016 Elect Julie A. Shimer For Annual

United States Netgear Inc 03/06/2016 Elect Grady K. Summers For Annual

United States Netgear Inc 03/06/2016 Elect Thomas H. Waechter For Annual

United States NeuStar Inc 15/06/2016 1A. Elect Paul D. Ballew For Annual

United States NeuStar Inc 15/06/2016 1B. Elect Lisa A. Hook For Annual

United States NeuStar Inc 15/06/2016 1C. Elect Hellene S. Runtagh For Annual

United States NeuStar Inc 15/06/2016 2. Ratification of Auditor For Annual

United States NeuStar Inc 15/06/2016 3.Advisory Vote on Executive 

CompensationAgainst

Not in shareholders' best interests; 

Substantial grantsAnnual

United States NeuStar Inc 15/06/2016 4.Amendment to the 2009 Stock 

Incentive PlanFor Annual

United States NeuStar Inc 15/06/2016 5.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States NewMarket Corp. 28/04/2016 1.1 Elect Phyllis L. Cothran For Annual

United States NewMarket Corp. 28/04/2016 1.2 Elect Mark M. Gambill For Annual

United States NewMarket Corp. 28/04/2016 1.3 Elect Bruce C. Gottwald For Annual

United States NewMarket Corp. 28/04/2016 1.4 Elect Thomas E. Gottwald For Annual

United States NewMarket Corp. 28/04/2016 1.5 Elect Patrick D. Hanley For Annual

United States NewMarket Corp. 28/04/2016 1.6 Elect H. Hiter Harris, III For Annual

United States NewMarket Corp. 28/04/2016 1.7 Elect James E. Rogers For Annual

United States NewMarket Corp. 28/04/2016 2. Ratification of Auditor For Annual

United States NewMarket Corp. 28/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United 

KingdomNext plc. 19/05/2016 1 Accounts and Reports For Annual

United 

KingdomNext plc. 19/05/2016 10 Elect Jane Shields For Annual

United 

KingdomNext plc. 19/05/2016 11 Elect Dianne Thompson For Annual

United 

KingdomNext plc. 19/05/2016 12 Elect Simon Wolfson For Annual

United 

KingdomNext plc. 19/05/2016 13

Appointment of Auditor and 

Authority to Set FeesFor Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomNext plc. 19/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomNext plc. 19/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomNext plc. 19/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomNext plc. 19/05/2016 17

Authority to Repurchase Shares Off‐

MarketFor Annual

United 

KingdomNext plc. 19/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomNext plc. 19/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomNext plc. 19/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomNext plc. 19/05/2016 4 Elect John Barton For Annual

United 

KingdomNext plc. 19/05/2016 5 Elect Steve Barber For Annual

United 

KingdomNext plc. 19/05/2016 6 Elect Caroline Goodall For Annual

United 

KingdomNext plc. 19/05/2016 7 Elect Amanda James For Annual

United 

KingdomNext plc. 19/05/2016 8 Elect Michael Law For Annual

United 

KingdomNext plc. 19/05/2016 9 Elect Francis Salway For Annual

Canada Norbord Inc. 29/04/2016 1.1 Elect Jack L. Cockwell For Annual

Canada Norbord Inc. 29/04/2016 1.2 Elect Pierre Dupuis Against Less than 75% Attendance Annual

Canada Norbord Inc. 29/04/2016 1.3 Elect Paul E. Gagné For Annual

Canada Norbord Inc. 29/04/2016 1.4 Elect J. Peter Gordon For Annual

Canada Norbord Inc. 29/04/2016 1.5 Elect Paul A. Houston For Annual

Canada Norbord Inc. 29/04/2016 1.6 Elect J. Barrie Shineton For Annual

Canada Norbord Inc. 29/04/2016 1.7 Elect Denis A. Turcotte For Annual

Canada Norbord Inc. 29/04/2016 1.8 Elect Peter C. Wijnbergen For Annual

Canada Norbord Inc. 29/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Norbord Inc. 29/04/2016 3Advisory Vote on Executive 

CompensationFor Annual

United States Nordstrom, Inc. 19/05/2016 1A. Elect Shellye L. Archambeau For Annual

United States Nordstrom, Inc. 19/05/2016 1B. Elect Tanya L. Domier For Annual

United States Nordstrom, Inc. 19/05/2016 1C. Elect Enrique Hernandez, Jr. For Annual

United States Nordstrom, Inc. 19/05/2016 1D. Elect Blake W. Nordstrom For Annual

United States Nordstrom, Inc. 19/05/2016 1E. Elect Erik B. Nordstrom For Annual

United States Nordstrom, Inc. 19/05/2016 1F. Elect Peter E. Nordstrom For Annual

United States Nordstrom, Inc. 19/05/2016 1G. Elect Philip G. Satre For Annual

United States Nordstrom, Inc. 19/05/2016 1H. Elect Brad D. Smith For Annual

United States Nordstrom, Inc. 19/05/2016 1I. Elect Gordon A. Smith For Annual

United States Nordstrom, Inc. 19/05/2016 1J. Elect Bradley D. Tilden For Annual

United States Nordstrom, Inc. 19/05/2016 1K. Elect B. Kevin Turner For Annual

United States Nordstrom, Inc. 19/05/2016 1L. Elect Robert D. Walter For Annual

United States Nordstrom, Inc. 19/05/2016 2. Ratification of Auditor For Annual

United States Nordstrom, Inc. 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Nordstrom, Inc. 19/05/2016 4.Amendment to the Executive 

Management Bonus PlanFor Annual

Taiwan Novatek Microelectronics Corp 08/06/2016 1 Amendments to Articles  For Annual

Taiwan Novatek Microelectronics Corp 08/06/2016 2 Accounts and Reports For Annual

Taiwan Novatek Microelectronics Corp 08/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan Novatek Microelectronics Corp 08/06/2016 4Non‐compete Restrictions for 

DirectorsFor Annual

United States NRG Energy Inc. 28/04/2016 1A. Elect Spencer Abraham For Annual

United States NRG Energy Inc. 28/04/2016 1B. Elect Kirbyjon H. Caldwell For Annual

United States NRG Energy Inc. 28/04/2016 1C. Elect Lawrence S. Coben For Annual

United States NRG Energy Inc. 28/04/2016 1D. Elect Howard E. Cosgrove For Annual

United States NRG Energy Inc. 28/04/2016 1E. Elect Terry G. Dallas For Annual

United States NRG Energy Inc. 28/04/2016 1F. Elect Mauricio Gutierrez For Annual

United States NRG Energy Inc. 28/04/2016 1G. Elect William E. Hantke For Annual

United States NRG Energy Inc. 28/04/2016 1H. Elect Paul W. Hobby For Annual

United States NRG Energy Inc. 28/04/2016 1I. Elect Edward R. Muller For Annual

United States NRG Energy Inc. 28/04/2016 1J. Elect Anne C. Schaumburg For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States NRG Energy Inc. 28/04/2016 1K. Elect Evan J. Silverstein For Annual

United States NRG Energy Inc. 28/04/2016 1L. Elect Thomas H. Weidemeyer For Annual

United States NRG Energy Inc. 28/04/2016 1M. Elect Walter R. Young For Annual

United States NRG Energy Inc. 28/04/2016 2.Amendment to the Long term 

Incentive PlanFor Annual

United States NRG Energy Inc. 28/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States NRG Energy Inc. 28/04/2016 4. Ratification of Auditor For Annual

United States NRG Energy Inc. 28/04/2016 5.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United States NRG Energy Inc. 28/04/2016 6.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

For

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1A. Elect Nevin N. Andersen For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1B. Elect Daniel W. Campbell For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1C. Elect M. Truman Hunt For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1D. Elect Andrew D. Lipman For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1E. Elect Steven J. Lund For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1F. Elect Neil H. Offen For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1G. Elect Thomas R. Pisano For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 1H. Elect Edwina D. Woodbury For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 3. 2010 Omnibus Incentive Plan For Annual

United States Nu Skin Enterprises, Inc. 24/05/2016 4. Ratification of Auditor For Annual

United States NutriSystem Inc 12/05/2016 2. Ratification of Auditor For Annual

United States NutriSystem Inc 12/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States NutriSystem Inc 12/05/2016 Elect Robert F. Bernstock For Annual

United States NutriSystem Inc 12/05/2016 Elect Paul Guyardo For Annual

United States NutriSystem Inc 12/05/2016 Elect Michael J. Hagan For Annual

United States NutriSystem Inc 12/05/2016 Elect Jay Herratti For Annual

United States NutriSystem Inc 12/05/2016 Elect Michael D. Mangan For Annual

United States NutriSystem Inc 12/05/2016 Elect Brian P. Tierney For Annual

United States NutriSystem Inc 12/05/2016 Elect Andrea M. Weiss For Annual

United States NutriSystem Inc 12/05/2016 Elect Dawn M. Zier For Annual

United States NVIDIA Corp 18/05/2016 1A. Elect Robert K. Burgess For Annual

United States NVIDIA Corp 18/05/2016 1B. Elect Tench Coxe For Annual

United States NVIDIA Corp 18/05/2016 1C. Elect Persis S. Drell For Annual

United States NVIDIA Corp 18/05/2016 1D. Elect James C. Gaither For Annual

United States NVIDIA Corp 18/05/2016 1E. Elect Jen‐Hsun Huang For Annual

United States NVIDIA Corp 18/05/2016 1F. Elect Dawn Hudson For Annual

United States NVIDIA Corp 18/05/2016 1G. Elect Harvey C. Jones For Annual

United States NVIDIA Corp 18/05/2016 1H. Elect Michael G. McCaffery For Annual

United States NVIDIA Corp 18/05/2016 1I. Elect William J. Miller For Annual

United States NVIDIA Corp 18/05/2016 1J. Elect Mark L. Perry For Annual

United States NVIDIA Corp 18/05/2016 1K. Elect A. Brooke Seawell For Annual

United States NVIDIA Corp 18/05/2016 1L. Elect Mark A. Stevens For Annual

United States NVIDIA Corp 18/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States NVIDIA Corp 18/05/2016 3. Ratification of Auditor For Annual

United States NVIDIA Corp 18/05/2016 4.Amendment to the 2007 Equity 

Incentive PlanFor Annual

United States NVIDIA Corp 18/05/2016 5.Amendment to the 2012 Employee 

Stock Purchase PlanFor Annual

United States NVR Inc. 03/05/2016 1A. Elect C. E. Andrews For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States NVR Inc. 03/05/2016 1B. Elect Timothy Donahue For Annual

United States NVR Inc. 03/05/2016 1C. Elect Thomas D. Eckert For Annual

United States NVR Inc. 03/05/2016 1D. Elect Alfred E. Festa For Annual

United States NVR Inc. 03/05/2016 1E. Elect Ed Grier For Annual

United States NVR Inc. 03/05/2016 1F. Elect Manuel H. Johnson For Annual

United States NVR Inc. 03/05/2016 1G. Elect Mel Martinez For Annual

United States NVR Inc. 03/05/2016 1H. Elect William A. Moran Against Related party transactions Annual

United States NVR Inc. 03/05/2016 1I. Elect David A. Preiser For Annual

United States NVR Inc. 03/05/2016 1J. Elect W. Grady Rosier For Annual

United States NVR Inc. 03/05/2016 1K. Elect Dwight C. Schar For Annual

United States NVR Inc. 03/05/2016 1L. Elect Paul W. Whetsell For Annual

United States NVR Inc. 03/05/2016 2. Ratification of Auditor For Annual

United States NVR Inc. 03/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Netherlands NXP Semiconductors NV 02/06/2016 2C. Accounts and Reports For Annual

Netherlands NXP Semiconductors NV 02/06/2016 2D. Ratification of Board Acts For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3A. Elect Richard L. Clemmer For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3B. Elect Peter Leahy Bonfield For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3C. Elect Johannes P. Huth For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3D. Elect Kenneth A. Goldman AgainstAuditor not up for ratification; Serves 

on too many boardsAnnual

Netherlands NXP Semiconductors NV 02/06/2016 3E. Elect Marion Helmes For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3F. Elect Josef Kaeser Against Serves on too many boards Annual

Netherlands NXP Semiconductors NV 02/06/2016 3G. Elect Ian Loring For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3H. Elect Eric Meurice For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3I. Elect Peter Smitham For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3J. Elect Julie Southern For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3K. Elect Gregory L. Summe For Annual

Netherlands NXP Semiconductors NV 02/06/2016 3L. Elect Rick Lih‐Shyng Tsai For Annual

Netherlands NXP Semiconductors NV 02/06/2016 4. Committee Member Fees For Annual

Netherlands NXP Semiconductors NV 02/06/2016 5A.Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Netherlands NXP Semiconductors NV 02/06/2016 5B.Authority to Supress Preemptive 

RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Netherlands NXP Semiconductors NV 02/06/2016 6. Authority to Repurchase Shares For Annual

Netherlands NXP Semiconductors NV 02/06/2016 7.

Authority to Cancel Repurchased 

Shares in the Company's Capital For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 1A. Elect David E. O'Reilly For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 1B. Elect Charles H. O'Reilly, Jr. AgainstBoard is not sufficiently independent; 

Related party transactionsAnnual

United States O`Reilly Automotive, Inc. 03/05/2016 1C. Elect Larry P. O'Reilly AgainstBoard is not sufficiently independent; 

Related party transactionsAnnual

United States O`Reilly Automotive, Inc. 03/05/2016 1D. Elect Rosalie O'Reilly‐Wooten AgainstBoard is not sufficiently independent; 

Related party transactionsAnnual

United States O`Reilly Automotive, Inc. 03/05/2016 1E. Elect Jay D. Burchfield For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 1F. Elect Thomas T. Hendrickson For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 1G. Elect Paul R. Lederer For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 1H. Elect John Murphy For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 1I. Elect Ronald Rashkow For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States O`Reilly Automotive, Inc. 03/05/2016 3. Ratification of Auditor For Annual

United States O`Reilly Automotive, Inc. 03/05/2016 4.Shareholder Proposal Regarding 

Proxy AccessFor

A large, long‐term shareholder should 

be able to nominate a directorAnnual

United States O`Reilly Automotive, Inc. 03/05/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Oasis Petroleum Inc. 04/05/2016 2. Ratification of Auditor For Annual

United States Oasis Petroleum Inc. 04/05/2016 3.Amendment to the 2010 Long Term 

Incentive PlanFor Annual

United States Oasis Petroleum Inc. 04/05/2016 4.Approval of Material Terms of the 

Long Term Incentive PlanFor Annual

United States Oasis Petroleum Inc. 04/05/2016 5.Increase of Authorized Common 

StockAgainst Increase is excessive Annual

United States Oasis Petroleum Inc. 04/05/2016 Elect Thomas B. Nusz For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Oasis Petroleum Inc. 04/05/2016 Elect Michael McShane For Annual

Spain Obrascon Huarte Lain 21/06/2016 1 Accounts and Reports For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 10 Authorisation of Legal Formalities For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 11 Minutes For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 2 Allocation of Profits/Dividends For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 3 Ratification of Board Acts For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 4 Appointment of Auditor For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 5 Elect Álvaro Villar‐Mir de Fuentes For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 6 Elect José Luis  Díez García For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 7 Authority to Repurchase Shares For Ordinary

Spain Obrascon Huarte Lain 21/06/2016 8Presentation of Report on Issuances 

of Debt InstrumentsFor Ordinary

Spain Obrascon Huarte Lain 21/06/2016 9 Remuneration Report For Ordinary

United States Oceaneering International, Inc. 06/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Oceaneering International, Inc. 06/05/2016 3. Ratification of Auditor For Annual

United States Oceaneering International, Inc. 06/05/2016 Elect M. Kevin McEvoy For Annual

United States Oceaneering International, Inc. 06/05/2016 Elect Paul B. Murphy Jr. For Annual

United States Ocwen Financial Corp. 11/05/2016 2. Ratification of Auditor For Annual

United States Ocwen Financial Corp. 11/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Phyllis R. Caldwell For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Alan Bowers For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Jacques J. Busquet For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Ronald M. Faris For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Carol J. Galante For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Ronald J. Korn For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect Robert A. Salcetti For Annual

United States Ocwen Financial Corp. 11/05/2016 Elect DeForest B. Soaries, Jr. For Annual

United States Oge Energy Corp. 19/05/2016 2. Ratification of Auditor For Annual

United States Oge Energy Corp. 19/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Oge Energy Corp. 19/05/2016 4.Elimination of Supermajority 

RequirementsFor Annual

United States Oge Energy Corp. 19/05/2016 5.Shareholder Proposal Regarding 

Distributed GenerationAgainst Annual

United States Oge Energy Corp. 19/05/2016 Elect Frank A. Bozich For Annual

United States Oge Energy Corp. 19/05/2016 Elect James H. Brandi For Annual

United States Oge Energy Corp. 19/05/2016 Elect Luke R. Corbett For Annual

United States Oge Energy Corp. 19/05/2016 Elect John D. Groendyke For Annual

United States Oge Energy Corp. 19/05/2016 Elect David L. Hauser For Annual

United States Oge Energy Corp. 19/05/2016 Elect Kirk Humphreys For Annual

United States Oge Energy Corp. 19/05/2016 Elect Robert O. Lorenz For Annual

United States Oge Energy Corp. 19/05/2016 Elect Judy R. McReynolds For Annual

United States Oge Energy Corp. 19/05/2016 Elect Sheila G. Talton For Annual

United States Oge Energy Corp. 19/05/2016 Elect Sean Trauschke For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 O.2 Elect Eileen J. Doyle For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 O.3 Re‐elect Keith Spence For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 O.4 Re‐elect Ziggy E. Switkowski For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 O.5

Appoint Auditor and Authorise 

Board to Set FeesFor Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 S.1

Equity Grant (MD Peter Botten ‐ 

Performance Rights)For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 S.2

Equity Grant (Executive Director 

Gerea Aopi ‐ Performance Rights)For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 S.3

Equity Grant (MD Peter Botten ‐ 

Restricted Shares)For Annual

Papua New 

GuineaOil Search Ltd 13/05/2016 S.4

Equity Grant (Executive Director 

Gerea Aopi ‐ Restricted Shares)For Annual

United States Oil States International, Inc. 10/05/2016 2. Ratification of Auditor For Annual

United States Oil States International, Inc. 10/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Oil States International, Inc. 10/05/2016 Elect Mark G. Papa Withhold

Affiliate/Insider on compensation 

committee; Affiliate/Insider on 

nominating/governance committee

Annual

United States Oil States International, Inc. 10/05/2016 Elect Stephen A. Wells WithholdNo independent lead or presiding 

directorAnnual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Omnicell, Inc. 24/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Omnicell, Inc. 24/05/2016 3. Ratification of Auditor For Annual

United States Omnicell, Inc. 24/05/2016 Elect James T. Judson For Annual

United States Omnicell, Inc. 24/05/2016 Elect Gary S. Petersmeyer For Annual

United States Omnicell, Inc. 24/05/2016 Elect Bruce D. Smith For Annual

United States On Semiconductor Corp 18/05/2016 1.1 Elect Alan Campbell For Annual

United States On Semiconductor Corp 18/05/2016 1.2 Elect Gilles Delfassy For Annual

United States On Semiconductor Corp 18/05/2016 1.3 Elect Emmanuel T. Hernandez For Annual

United States On Semiconductor Corp 18/05/2016 1.4 Elect J. Daniel McCranie For Annual

United States On Semiconductor Corp 18/05/2016 1.5 Elect Teresa M. Ressel For Annual

United States On Semiconductor Corp 18/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States On Semiconductor Corp 18/05/2016 3. Ratification of Auditor For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 1 Accounts and Reports For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 10 Elect Eric Anstee For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 11 Elect Timothy J. Hanford For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 12 Elect David Morgan For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 13 Elect Andrew Golding For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 14 Elect April Talintyre For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 15 Appointment of Auditor For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomOneSavings Bank plc 11/05/2016 18

Authority to Issue Regulatory Capital 

Convertible

Instruments w/ Preemptive Rights 

For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 19 Authorisation of Political Donations For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 20

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with current policy Annual

United 

KingdomOneSavings Bank plc 11/05/2016 21

Authority to Issue Regulatory Capital 

Convertible Instruments w/o 

Preemptive Rights 

For

In the current regulatory environment, 

it is prudent for the company to adopt 

powers that will fulfil requirements

Annual

United 

KingdomOneSavings Bank plc 11/05/2016 22 Authority to Repurchase Shares For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 23

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomOneSavings Bank plc 11/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 4 Elect Michael E. Fairey For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 5 Elect Rodney Duke For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 6 Elect Malcolm McCaig For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 7 Elect Graham Allatt For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 8 Elect Mary McNamara For Annual

United 

KingdomOneSavings Bank plc 11/05/2016 9 Elect Nathan Moss For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.1 Elect Françoise Bertrand For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.2 Elect Victor H. Bradley For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.3 Elect John Burzynski For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.4 Elect Christopher C. Curfman For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.5 Elect Joanne Ferstman For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.6 Elect André Gaumond For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.7 Elect Pierre Labbé For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.8 Elect Charles E. Page Against

Affiliate/Insider on audit committee; 

Affiliate/Insider on compensation 

committee; Board is not sufficiently 

independent; Affiliate/Insider on 

nominating/governance committee

Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 1.9 Elect Sean Roosen For Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Osisko Gold Royalties Ltd 04/05/2016 3Advisory Vote on on Executive 

CompensationFor Annual

United States Owens Corning 21/04/2016 2. Ratification of Auditor For Annual

United States Owens Corning 21/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Page 109 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Owens Corning 21/04/2016 4. Approval of the 2016 Stock Plan For Annual

United States Owens Corning 21/04/2016 5.Approval of the Corporate Incentive 

PlanFor Annual

United States Owens Corning 21/04/2016 6.

Technical Amendments to Certificate 

of Incorporation  to Eliminate 

Asbestos Personal Injury Trust and 

Bankruptcy Related Language

For Annual

United States Owens Corning 21/04/2016 7.

Amendments to Bylaws to Eliminate 

Unnecessary Language and Eliminate 

Supermajority Requirement

For Annual

United States Owens Corning 21/04/2016 8.Adoption of Majority Vote for 

Election of DirectorsFor Annual

United States Owens Corning 21/04/2016 Elect J. Brian Ferguson For Annual

United States Owens Corning 21/04/2016 Elect Ralph F. Hake For Annual

United States Owens Corning 21/04/2016 Elect F. Philip Handy For Annual

United States Owens Corning 21/04/2016 Elect James J. McMonagle For Annual

United States Owens Corning 21/04/2016 Elect W. Howard Morris For Annual

United States Owens Corning 21/04/2016 Elect Suzanne P. Nimocks For Annual

United States Owens Corning 21/04/2016 Elect Michael H. Thaman For Annual

Canada Pan American Silver Corp 11/05/2016 01 Board Size For Special

Canada Pan American Silver Corp 11/05/2016 03Appointment of Auditor and 

Authority to Set FeesFor Special

Canada Pan American Silver Corp 11/05/2016 04Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Special

Canada Pan American Silver Corp 11/05/2016 Elect Ross J. Beaty For Special

Canada Pan American Silver Corp 11/05/2016 Elect Michael Steinmann For Special

Canada Pan American Silver Corp 11/05/2016 Elect Michael L. Carroll For Special

Canada Pan American Silver Corp 11/05/2016 Elect C. Noel Dunn For Special

Canada Pan American Silver Corp 11/05/2016 Elect Neil de Gelder For Special

Canada Pan American Silver Corp 11/05/2016 Elect David C. Press For Special

Canada Pan American Silver Corp 11/05/2016 Elect Walter T. Segsworth For Special

Canada Pan American Silver Corp 11/05/2016 Elect Gillian D. Winckler For Special

United States Papa John`s International, Inc. 28/04/2016 1A. Elect Christopher L. Coleman For Annual

United States Papa John`s International, Inc. 28/04/2016 1B. Elect Olivia F. Kirtley For Annual

United States Papa John`s International, Inc. 28/04/2016 1C. Elect Laurette T. Koellner For Annual

United States Papa John`s International, Inc. 28/04/2016 1D. Elect Sonya E. Medina For Annual

United States Papa John`s International, Inc. 28/04/2016 1E. Elect W. Kent Taylor For Annual

United States Papa John`s International, Inc. 28/04/2016 2. Ratification of Auditor For Annual

United States Papa John`s International, Inc. 28/04/2016 3.Reapproval of 2011 Omnibus 

Incentive PlanFor Annual

United States Papa John`s International, Inc. 28/04/2016 4.Advisory Vote on Executive 

CompensationFor Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 1 Accounts and Reports For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 10 Elect Ian Francis For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 11 Elect Brahm Gelfand For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 12 Elect Ian Jenks For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 13 Appointment of Auditor For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 14 Authority to Set Auditor's Fees For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 15 Authority to Repurchase Shares For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 16Authority to Issue Shares w/ 

Preemptive RightsFor Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 17Authority to Issue Shares w/o 

Preemptive RightsFor

The power is consistent with out policy 

and the company's strategyAnnual

ISLE OF MAN Paysafe Group Plc 25/05/2016 2 Remuneration Report (Advisory) For

The policy has been discussed with the 

company and is consistent with our 

policy.  We fully support the changes 

that have been made and the ongoing 

policy.

Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 3Remuneration Policy (Non‐UK Issuer ‐

‐ Advisory)For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 4 Long‐Term Incentive Plan 2016 For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 5Extend Sharesave Plan to U.S. 

EmployeesFor Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 6 Elect Dennis Jones For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 7 Elect Joel Leonoff For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 8 Elect Brian McArthur‐Muscroft For Annual

ISLE OF MAN Paysafe Group Plc 25/05/2016 9 Elect Andrew Dark For Annual

Page 110 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States PDL Biopharma Inc 02/06/2016 2. Ratification of Auditor For Annual

United States PDL Biopharma Inc 02/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States PDL Biopharma Inc 02/06/2016 Elect Harold E. Selick For Annual

United States PDL Biopharma Inc 02/06/2016 Elect Paul R. Edick For Annual

United States PDL Biopharma Inc 02/06/2016 Elect Samuel R. Saks For Annual

Taiwan Pegatron Corporation 20/04/2016 1 Amendments to Articles For Special

United States Pepsico Inc. 04/05/2016 1A. Elect Shona L. Brown For Annual

United States Pepsico Inc. 04/05/2016 1B. Elect George W. Buckley For Annual

United States Pepsico Inc. 04/05/2016 1C. Elect Cesar Conde For Annual

United States Pepsico Inc. 04/05/2016 1D. Elect Ian M. Cook For Annual

United States Pepsico Inc. 04/05/2016 1E. Elect Dina Dublon For Annual

United States Pepsico Inc. 04/05/2016 1F. Elect Rona A. Fairhead For Annual

United States Pepsico Inc. 04/05/2016 1G. Elect Richard W. Fisher For Annual

United States Pepsico Inc. 04/05/2016 1H. Elect William R. Johnson For Annual

United States Pepsico Inc. 04/05/2016 1I. Elect Indra K. Nooyi For Annual

United States Pepsico Inc. 04/05/2016 1J. Elect David C. Page For Annual

United States Pepsico Inc. 04/05/2016 1K. Elect Robert C. Pohlad For Annual

United States Pepsico Inc. 04/05/2016 1L. Elect Lloyd G. Trotter For Annual

United States Pepsico Inc. 04/05/2016 1M. Elect Daniel Vasella For Annual

United States Pepsico Inc. 04/05/2016 1N. Elect Alberto Weisser For Annual

United States Pepsico Inc. 04/05/2016 2. Ratification of Auditor For Annual

United States Pepsico Inc. 04/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Pepsico Inc. 04/05/2016 4.Amendment to the Long‐Term 

Incentive PlanFor Annual

United States Pepsico Inc. 04/05/2016 5.

Shareholder Proposal Regarding 

Formation of Sustainability 

Committee

Against Annual

United States Pepsico Inc. 04/05/2016 6.Shareholder Proposal Regarding 

NeonicotinoidsAgainst Annual

United States Pepsico Inc. 04/05/2016 7.Shareholder Proposal Regarding 

Holy Land PrinciplesAgainst Annual

United States Pepsico Inc. 04/05/2016 8.Shareholder Proposal Regarding 

Renewable Energy TargetsAgainst Annual

United 

KingdomPersimmon plc 14/04/2016 1 Accounts and Reports For Annual

United 

KingdomPersimmon plc 14/04/2016 10 Elect Nigel Mills For Annual

United 

KingdomPersimmon plc 14/04/2016 11

Appointment of Auditor and 

Authority to Set FeesFor Annual

United 

KingdomPersimmon plc 14/04/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomPersimmon plc 14/04/2016 13

Authority to Issue Shares w/o 

Preemptive RightsAgainst Potentially excessive dilution Annual

United 

KingdomPersimmon plc 14/04/2016 14 Authority to Repurchase Shares For Annual

United 

KingdomPersimmon plc 14/04/2016 15

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomPersimmon plc 14/04/2016 2 Remuneration Report (Advisory) Against

Inappropriate performance assessment 

structure.  Executive directors' notice 

periods exceed acceptable terms.  

Annual

United 

KingdomPersimmon plc 14/04/2016 3 Elect Nicholas Wrigley For Annual

United 

KingdomPersimmon plc 14/04/2016 4 Elect Jeff Fairburn For Annual

United 

KingdomPersimmon plc 14/04/2016 5 Elect Mike Killoran For Annual

United 

KingdomPersimmon plc 14/04/2016 6 Elect David Jenkinson For Annual

United 

KingdomPersimmon plc 14/04/2016 7 Elect Jonathan Davie For Annual

United 

KingdomPersimmon plc 14/04/2016 8 Elect Marion Sears For Annual

United 

KingdomPersimmon plc 14/04/2016 9 Elect Rachel Kentleton For Annual

Indonesia Perusahaan Gas Negara (PGN) 08/04/2016 1 Annual Report For Annual

Indonesia Perusahaan Gas Negara (PGN) 08/04/2016 2 Accounts and Reports For Annual

Indonesia Perusahaan Gas Negara (PGN) 08/04/2016 3 Allocation of Profits/Dividends For Annual

Indonesia Perusahaan Gas Negara (PGN) 08/04/2016 4 Directors' and Commissioners' Fees Against Excessive Bonus Annual

Indonesia Perusahaan Gas Negara (PGN) 08/04/2016 5Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Page 111 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Indonesia Perusahaan Gas Negara (PGN) 08/04/2016 6Election of Directors and/or 

Commissioners (Slate)Against

Insufficient information provided by 

the CompanyAnnual

Brazil Petroleo Brasileiro S.A. 28/04/2016 E1 Amendments to Articles For Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 E2 Consolidation of Articles For Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 E3Ratify Waiver of Shareholders 

Obligations (Logum Logística S.A.)For Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O1 Accounts and Reports Against Ongoing investigations Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O2A Election of Directors Abstain See proposal Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O2B

Elect Walter Mendes de Oliveira 

Filho as Representative of Minority 

Shareholders to the Board of 

Directors

For Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O3 Elect the Chairman of the Board For Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O4A Election of Supervisory Council Abstain See proposal Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O4B

Elect Reginaldo Ferreira Alexandre as 

Representative of Minority 

Shareholders to the Supervisory 

Council

For Special

Brazil Petroleo Brasileiro S.A. 28/04/2016 O5 Remuneration Policy Against Poor overall design Special

United States Pfizer Inc. 28/04/2016 1A. Elect Dennis A. Ausiello For Annual

United States Pfizer Inc. 28/04/2016 1B. Elect W. Don Cornwell For Annual

United States Pfizer Inc. 28/04/2016 1C. Elect Joseph J. Echevarria For Annual

United States Pfizer Inc. 28/04/2016 1D. Elect Frances D. Fergusson For Annual

United States Pfizer Inc. 28/04/2016 1E. Elect Helen H. Hobbs For Annual

United States Pfizer Inc. 28/04/2016 1F. Elect James M. Kilts For Annual

United States Pfizer Inc. 28/04/2016 1G. Elect Shantanu Narayen For Annual

United States Pfizer Inc. 28/04/2016 1H. Elect Suzanne Nora Johnson For Annual

United States Pfizer Inc. 28/04/2016 1I. Elect Ian C. Read For Annual

United States Pfizer Inc. 28/04/2016 1J. Elect Stephen W. Sanger For Annual

United States Pfizer Inc. 28/04/2016 1K. Elect James C. Smith For Annual

United States Pfizer Inc. 28/04/2016 2. Ratification of Auditor For Annual

United States Pfizer Inc. 28/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Pfizer Inc. 28/04/2016 4.

SHAREHOLDER PROPOSAL 

REGARDING REPORT ON LOBBYING 

ACTIVITIES

Against Annual

United States Pfizer Inc. 28/04/2016 5.

Shareholder Proposal Regarding 

Majority Vote for Election of 

Directors

Against Annual

United States Pfizer Inc. 28/04/2016 6.

SHAREHOLDER PROPOSAL 

REGARDING RIGHT TO ACT BY 

WRITTEN CONSENT

Against Annual

United States Pfizer Inc. 28/04/2016 7.

SHAREHOLDER PROPOSAL 

REGARDING CERTAIN TAXABLE 

EVENTS

Against Annual

United States Phh Corp. 09/06/2016 2. Ratification of Auditor For Annual

United States Phh Corp. 09/06/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Phh Corp. 09/06/2016 Elect Jane D. Carlin For Annual

United States Phh Corp. 09/06/2016 Elect James O. Egan For Annual

United States Phh Corp. 09/06/2016 Elect Thomas P. Gibbons Withhold Affiliate/Insider on audit committee Annual

United States Phh Corp. 09/06/2016 Elect Glen A. Messina For Annual

United States Phh Corp. 09/06/2016 Elect Charles P. Pizzi For Annual

United States Phh Corp. 09/06/2016 Elect Deborah M. Reif For Annual

United States Phh Corp. 09/06/2016 Elect Carroll R. Wetzel, Jr. For Annual

United States Philip Morris International Inc 04/05/2016 1A. Elect Harold Brown For Annual

United States Philip Morris International Inc 04/05/2016 1B. Elect Andre Calantzopoulos For Annual

United States Philip Morris International Inc 04/05/2016 1C. Elect Louis C. Camilleri For Annual

United States Philip Morris International Inc 04/05/2016 1D. Elect Werner Geissler For Annual

United States Philip Morris International Inc 04/05/2016 1E. Elect Jennifer Li For Annual

United States Philip Morris International Inc 04/05/2016 1F. Elect Jun  Makihara For Annual

United States Philip Morris International Inc 04/05/2016 1G. Elect Sergio Marchionne For Annual

United States Philip Morris International Inc 04/05/2016 1H. Elect Kalpana Morparia For Annual

United States Philip Morris International Inc 04/05/2016 1I. Elect Lucio A. Noto For Annual

United States Philip Morris International Inc 04/05/2016 1J. Elect Frederik Paulsen For Annual

Page 112 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Philip Morris International Inc 04/05/2016 1K. Elect Robert B. Polet For Annual

United States Philip Morris International Inc 04/05/2016 1L. Elect Stephen M. Wolf For Annual

United States Philip Morris International Inc 04/05/2016 2. Ratification of Auditor For Annual

United States Philip Morris International Inc 04/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Philip Morris International Inc 04/05/2016 4.Shareholder Proposal Regarding 

Human Rights PolicyAgainst Annual

United States Philip Morris International Inc 04/05/2016 5.

Shareholder Proposal Regarding 

Mediation of Alleged Human Rights 

Violations

Against Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 10 Elect Isabel Hudson For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 11 Elect Jim McConville For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 12 Elect Kory Sorenson For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 13 Elect David Woods For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 14 Elect Henry E. Staunton For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 15 Allocation of Profits/Dividends For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 16 Appointment of Auditor For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 17 Authority to Set Auditor's Fees For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 2 Remuneration Report (Advisory) For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 3

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 4

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 5 Authority to Repurchase Shares For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 6 Elect René‐Pierre Azria For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 7 Elect Clive Bannister For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 8 Elect Alastair W.S. Barbour For Annual

Cayman 

IslandsPhoenix Group Holdings 11/05/2016 9 Elect Ian Cormack For Annual

IrelandPolar Capital Funds PLC ‐ 

Income Opportunities Fund22/06/2016 1 Appointment of Auditor For Annual

IrelandPolar Capital Funds PLC ‐ 

Income Opportunities Fund22/06/2016 2 Authority to Set Auditor's Fees For Annual

IrelandPolar Capital Funds PLC ‐ 

Income Opportunities Fund22/06/2016 3 Amendments to Articles Against

Insufficient information provided by 

the CompanyAnnual

United States Polaris Industries Inc. 28/04/2016 2.Amendment to the Employee Stock 

Purchase PlanAgainst

Indefinite extension not in 

shareholders' interestAnnual

United States Polaris Industries Inc. 28/04/2016 3. Ratification of Auditor For Annual

United States Polaris Industries Inc. 28/04/2016 4.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Polaris Industries Inc. 28/04/2016 Elect Gwenne A. Henricks For Annual

United States Polaris Industries Inc. 28/04/2016 Elect Bernd F. Kessler For Annual

United States Polaris Industries Inc. 28/04/2016 Elect Lawrence D. Kingsley For Annual

United States Polaris Industries Inc. 28/04/2016 Elect Scott W. Wine For Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 1 Accounts and Reports For Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 2A Elect XUE Ming Against No nominating/governance committee Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 2B Elect Robert IP Chun Chung Against

Insufficient audit committee 

independenceAnnual

Hong KongPoly Property Group Co., 

Limited31/05/2016 2C Elect Sylvia LEUNG Sau Fan Against

Audit committee met an insufficient 

number of timesAnnual

Hong KongPoly Property Group Co., 

Limited31/05/2016 2D Directors' Fees For Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 4A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 4B Authority to Repurchase Shares For Annual

Hong KongPoly Property Group Co., 

Limited31/05/2016 4C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.1 Elect Christopher M. Burley For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.10 Elect Aaron W. Regent For Mix

Page 113 of 155

Page 114: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.11 Elect Jochen E. Tilk For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.12 Elect Elena Viyella de Paliza Against Related party transactions Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.13 Elect Zoë A. Yujnovich For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.2 Elect Donald G. Chynoweth For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.3 Elect John W. Estey For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.4 Elect Gerald W. Grandey For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.5 Elect C. Steven Hoffman For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.6 Elect Alice D. Laberge For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.7 Elect Consuelo E. Madere For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.8 Elect Keith G. Martell For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 1.9 Elect Jeffrey J. McCaig For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 2 Appointment of Auditor For Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 3

Approval of the 2016 Long‐Term 

Incentive PlanFor Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 4

Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

CanadaPotash Corp. Of Saskatchewan 

Inc.10/05/2016 5

Shareholder Proposal Regarding 

Sourcing Phosphate from Western 

Sahara

Against Mix

Hong Kong Power Assets Holdings Limited 12/05/2016 1 Accounts and Reports For Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 3.A Elect CHAN Loi Shun For Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 3.B Elect Frank J. Sixt Against Serves on too many boards Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 4Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 6 Authority to Repurchase Shares For Annual

Hong Kong Power Assets Holdings Limited 12/05/2016 7Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Canada Power Corp. Of Canada 13/05/2016 1.1 Elect Pierre Beaudoin Against Less than 75% Attendance Annual

Canada Power Corp. Of Canada 13/05/2016 1.10 Elect R. Jeffrey Orr For Annual

Canada Power Corp. Of Canada 13/05/2016 1.11 Elect T. Timothy Ryan, Jr. For Annual

Canada Power Corp. Of Canada 13/05/2016 1.12 Elect Emöke J. E. Szathmáry For Annual

Canada Power Corp. Of Canada 13/05/2016 1.2 Elect Marcel R. Coutu Against Ongoing compensation concerns Annual

Canada Power Corp. Of Canada 13/05/2016 1.3 Elect André Desmarais For Annual

Canada Power Corp. Of Canada 13/05/2016 1.4 Elect Paul Desmarais, Jr. For Annual

Canada Power Corp. Of Canada 13/05/2016 1.5 Elect Gary Albert Doer For Annual

Canada Power Corp. Of Canada 13/05/2016 1.6 Elect Anthony R. Graham Against Ongoing compensation concerns Annual

Canada Power Corp. Of Canada 13/05/2016 1.7 Elect J. David A. Jackson For Annual

Canada Power Corp. Of Canada 13/05/2016 1.8 Elect Isabelle Marcoux Against Ongoing compensation concerns Annual

Canada Power Corp. Of Canada 13/05/2016 1.9 Elect Christian Noyer For Annual

Canada Power Corp. Of Canada 13/05/2016 2 Appointment of Auditor For Annual

Canada Power Corp. Of Canada 13/05/2016 3Shareholder Proposal Regarding 

Disclosure of Vote ResultsFor

Adoption of this proposal may provide 

shareholders with more clarity 

concerning how different classes of 

shareholders have cast their votes

Annual

Canada Power Corp. Of Canada 13/05/2016 4

Shareholder Proposal Regarding 

Advisory Vote on Compensation (Say 

on Pay)

For

Adoption of this proposal would allow 

shareholders to register their opinions 

regarding the Company's compensation 

practices

Annual

Canada Power Corp. Of Canada 13/05/2016 5

Shareholder Proposal Regarding 

Adopting Means, Objectives and 

Deadlines

Against Annual

Canada Power Financial Corporation 12/05/2016 1.1 Elect Marc A. Bibeau For Annual

Canada Power Financial Corporation 12/05/2016 1.10 Elect Raymond Royer For Annual

Canada Power Financial Corporation 12/05/2016 1.11 Elect T. Timothy Ryan, Jr. For Annual

Canada Power Financial Corporation 12/05/2016 1.12 Elect Emöke J. E. Szathmáry For Annual

Canada Power Financial Corporation 12/05/2016 1.2 Elect André Desmarais For Annual

Canada Power Financial Corporation 12/05/2016 1.3 Elect Paul Desmarais, Jr. For Annual

Canada Power Financial Corporation 12/05/2016 1.4 Elect Gary Albert Doer For Annual

Canada Power Financial Corporation 12/05/2016 1.5 Elect Gérald Frère For Annual

Canada Power Financial Corporation 12/05/2016 1.6 Elect Anthony R. Graham For Annual

Canada Power Financial Corporation 12/05/2016 1.7 Elect J. David A. Jackson For Annual

Canada Power Financial Corporation 12/05/2016 1.8 Elect R. Jeffrey Orr For Annual

Canada Power Financial Corporation 12/05/2016 1.9 Elect Louise Roy For Annual

Canada Power Financial Corporation 12/05/2016 2 Appointment of Auditor For Annual

Taiwan Powertech Technology Inc. 27/05/2016 1 Accounts and Reports For Annual

Taiwan Powertech Technology Inc. 27/05/2016 2 Allocation of Profits/Dividends For Annual

Taiwan Powertech Technology Inc. 27/05/2016 3Allocation of Profits/Dividends from 

Capital ReserveFor Annual

United States PPG Industries, Inc. 21/04/2016 1A. Elect James G. Berges For Annual

United States PPG Industries, Inc. 21/04/2016 1B. Elect John V. Faraci For Annual

Page 114 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States PPG Industries, Inc. 21/04/2016 1C. Elect Victoria F. Haynes For Annual

United States PPG Industries, Inc. 21/04/2016 1D. Elect Michael H. McGarry For Annual

United States PPG Industries, Inc. 21/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States PPG Industries, Inc. 21/04/2016 3.Approval of Performance Goals 

Under Omnibus Incentive PlanFor Annual

United States PPG Industries, Inc. 21/04/2016 4.Approval of the Omnibus Incentive 

PlanFor Annual

United States PPG Industries, Inc. 21/04/2016 5. Ratification of Auditor For Annual

United States PPG Industries, Inc. 21/04/2016 6.

Shareholder Proposal Regarding 

Giving Preference to Share 

Repurchases

Against Annual

Canada PrairieSky Royalty Ltd 27/04/2016 1.A Elect James M. Estey For Annual

Canada PrairieSky Royalty Ltd 27/04/2016 1.B Elect Andrew M. Philips For Annual

Canada PrairieSky Royalty Ltd 27/04/2016 1.C Elect Sheldon B. Steeves For Annual

Canada PrairieSky Royalty Ltd 27/04/2016 1.D Elect Grant A. Zawalsky For Annual

Canada PrairieSky Royalty Ltd 27/04/2016 1.E Elect Margaret A. McKenzie For Annual

Canada PrairieSky Royalty Ltd 27/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

United States Priceline Group Inc 02/06/2016 2. Ratification of Auditor For Annual

United States Priceline Group Inc 02/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Priceline Group Inc 02/06/2016 Elect Timothy M. Armstrong For Annual

United States Priceline Group Inc 02/06/2016 Elect Jeffrey H. Boyd For Annual

United States Priceline Group Inc 02/06/2016 Elect Jan L. Docter For Annual

United States Priceline Group Inc 02/06/2016 Elect Jeffrey E. Epstein For Annual

United States Priceline Group Inc 02/06/2016 Elect James M. Guyette For Annual

United States Priceline Group Inc 02/06/2016 Elect Charles H. Noski For Annual

United States Priceline Group Inc 02/06/2016 Elect Nancy B. Peretsman For Annual

United States Priceline Group Inc 02/06/2016 Elect Thomas E. Rothman For Annual

United States Priceline Group Inc 02/06/2016 Elect Craig W. Rydin For Annual

United States Priceline Group Inc 02/06/2016 Elect Lynn M. Vojvodich For Annual

United States Primerica Inc 20/05/2016 2.

Re‐approval of performance goals 

under the 2010 Omnibus Incentive 

Plan

For Annual

United States Primerica Inc 20/05/2016 3. Ratification of Auditor For Annual

United States Primerica Inc 20/05/2016 Elect John A. Addison, Jr. For Annual

United States Primerica Inc 20/05/2016 Elect Joel M. Babbit For Annual

United States Primerica Inc 20/05/2016 Elect P. George Benson For Annual

United States Primerica Inc 20/05/2016 Elect Gary L. Crittenden For Annual

United States Primerica Inc 20/05/2016 Elect Cynthia N. Day For Annual

United States Primerica Inc 20/05/2016 Elect Mark Mason For Annual

United States Primerica Inc 20/05/2016 Elect Robert F. McCullough For Annual

United States Primerica Inc 20/05/2016 Elect Beatriz R. Perez For Annual

United States Primerica Inc 20/05/2016 Elect D. Richard Williams For Annual

United States Primerica Inc 20/05/2016 Elect Glenn J. Williams For Annual

United States Primerica Inc 20/05/2016 Elect Barbara A. Yastine For Annual

United States Principal Financial Group Inc 17/05/2016 1A. Elect Michael T. Dan For Annual

United States Principal Financial Group Inc 17/05/2016 1B. Elect C. Daniel Gelatt For Annual

United States Principal Financial Group Inc 17/05/2016 1C. Elect Sandra L. Helton For Annual

United States Principal Financial Group Inc 17/05/2016 1D. Elect Blair C. Pickerell For Annual

United States Principal Financial Group Inc 17/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Principal Financial Group Inc 17/05/2016 3. Ratification of Auditor For Annual

United States Prudential Financial Inc. 10/05/2016 1A. Elect Thomas J. Baltimore, Jr. For Annual

United States Prudential Financial Inc. 10/05/2016 1B. Elect Gilbert F. Casellas For Annual

United States Prudential Financial Inc. 10/05/2016 1C. Elect James G. Cullen For Annual

United States Prudential Financial Inc. 10/05/2016 1D. Elect Mark B. Grier For Annual

United States Prudential Financial Inc. 10/05/2016 1E. Elect Martina Hund‐Mejean For Annual

Page 115 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Prudential Financial Inc. 10/05/2016 1F. Elect Karl J. Krapek For Annual

United States Prudential Financial Inc. 10/05/2016 1G. Elect Peter R. Lighte For Annual

United States Prudential Financial Inc. 10/05/2016 1H. Elect George Paz For Annual

United States Prudential Financial Inc. 10/05/2016 1I. Elect Sandra Pianalto For Annual

United States Prudential Financial Inc. 10/05/2016 1J. Elect Christine A. Poon For Annual

United States Prudential Financial Inc. 10/05/2016 1K. Elect Douglas A. Scovanner For Annual

United States Prudential Financial Inc. 10/05/2016 1L. Elect John R. Strangfeld For Annual

United States Prudential Financial Inc. 10/05/2016 1M. Elect Michael A. Todman For Annual

United States Prudential Financial Inc. 10/05/2016 2. Ratification of Auditor For Annual

United States Prudential Financial Inc. 10/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Prudential Financial Inc. 10/05/2016 4.Approval of the 2016 Omnibus 

Incentive PlanFor Annual

United States Prudential Financial Inc. 10/05/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United 

KingdomPrudential plc 19/05/2016 1 Accounts and Reports For Annual

United 

KingdomPrudential plc 19/05/2016 10 Elect Paul Manduca For Annual

United 

KingdomPrudential plc 19/05/2016 11 Elect Michael G. A. McLintock For Annual

United 

KingdomPrudential plc 19/05/2016 12 Elect Kaikhushru Nargolwala For Annual

United 

KingdomPrudential plc 19/05/2016 13 Elect Nic Nicandrou For Annual

United 

KingdomPrudential plc 19/05/2016 14

Elect Anthony John Liddell 

NightingaleAgainst Serves on too many boards Annual

United 

KingdomPrudential plc 19/05/2016 15 Elect Philip Remnant For Annual

United 

KingdomPrudential plc 19/05/2016 16 Elect Alice Schroeder For Annual

United 

KingdomPrudential plc 19/05/2016 17 Elect Barry Stowe For Annual

United 

KingdomPrudential plc 19/05/2016 18 Elect Michael A. Wells For Annual

United 

KingdomPrudential plc 19/05/2016 19 Appointment of Auditor For Annual

United 

KingdomPrudential plc 19/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomPrudential plc 19/05/2016 20 Authority to Set Auditor's Fees For Annual

United 

KingdomPrudential plc 19/05/2016 21 Authorisation of Political Donations For Annual

United 

KingdomPrudential plc 19/05/2016 22

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomPrudential plc 19/05/2016 23

Authority to Issue Repurchased 

Shares w/Preemptive RightsFor Annual

United 

KingdomPrudential plc 19/05/2016 24

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomPrudential plc 19/05/2016 25 Authority to Repurchase Shares For Annual

United 

KingdomPrudential plc 19/05/2016 26

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomPrudential plc 19/05/2016 3 Elect John Foley For Annual

United 

KingdomPrudential plc 19/05/2016 4 Elect Penelope James For Annual

United 

KingdomPrudential plc 19/05/2016 5 Elect David Law For Annual

United 

KingdomPrudential plc 19/05/2016 6 Elect Lord Turner For Annual

United 

KingdomPrudential plc 19/05/2016 7 Elect Tony Wilkey For Annual

United 

KingdomPrudential plc 19/05/2016 8 Elect Howard J. Davies For Annual

United 

KingdomPrudential plc 19/05/2016 9 Elect Ann Godbehere For Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 1 Accounts and Reports For Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 2

Partnership and Community 

Development ProgramFor Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 3

Approval to Ministry of State‐Owned 

Enterprises' RegulationsFor Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 4 Allocation of Profits/Dividends For Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 5 Directors' and Commissioners' Fees Against Excessive Bonus Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 6

Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 7 Use of Proceeds from IPO  For Annual

IndonesiaPT SEMEN BATURAJA (PERSERO) 

TBK11/04/2016 8

Election of Directors and 

Commissioners (Slate)Against

Insufficient information provided by 

the CompanyAnnual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1A. Elect Willie A. Deese For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1B. Elect Albert R. Gamper, Jr. For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1C. Elect William V. Hickey For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1D. Elect Ralph Izzo For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1E. Elect Shirley Ann Jackson For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1F. Elect David Lilley For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1G. Elect Thomas A. Renyi For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1H. Elect Hak Cheol Shin For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1I. Elect Richard J. Swift For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1J. Elect Susan Tomasky For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 1K. Elect Alfred W. Zollar For Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 2.

Advisory Vote on Executive 

CompensationFor Annual

United StatesPublic Service Enterprise Group 

Inc.19/04/2016 3. Ratification of Auditor For Annual

United States QEP Resources Inc 17/05/2016 1.1 Elect Julie A. Dill For Annual

United States QEP Resources Inc 17/05/2016 1.2 Elect M.W. Scoggins For Annual

United States QEP Resources Inc 17/05/2016 1.3 Elect William L. Thacker For Annual

United States QEP Resources Inc 17/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States QEP Resources Inc 17/05/2016 3. Ratification of Auditor For Annual

United States QEP Resources Inc 17/05/2016 4.Elimination of Supermajority 

RequirementFor Annual

United States QEP Resources Inc 17/05/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda 

Annual

United States Quanta Services, Inc. 26/05/2016 1A. Elect Earl C. Austin, Jr. For Annual

United States Quanta Services, Inc. 26/05/2016 1B. Elect Doyle N. Beneby For Annual

United States Quanta Services, Inc. 26/05/2016 1C. Elect John Michal Conaway For Annual

United States Quanta Services, Inc. 26/05/2016 1D. Elect Vincent D. Foster For Annual

United States Quanta Services, Inc. 26/05/2016 1E. Elect Bernard Fried For Annual

United States Quanta Services, Inc. 26/05/2016 1F. Elect Worthing F. Jackman For Annual

United States Quanta Services, Inc. 26/05/2016 1G. Elect David M. McClanahan For Annual

United States Quanta Services, Inc. 26/05/2016 1H. Elect Bruce E. Ranck For Annual

United States Quanta Services, Inc. 26/05/2016 1I. Elect Margaret B. Shannon For Annual

United States Quanta Services, Inc. 26/05/2016 1J. Elect Pat Wood III For Annual

United States Quanta Services, Inc. 26/05/2016 2. Ratification of Auditor For Annual

United States Quanta Services, Inc. 26/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Quanta Services, Inc. 26/05/2016 4.Amendment to the 2011 Omnibus 

Equity Incentive PlanFor Annual

United States Quest Diagnostics, Inc. 18/05/2016 1A. Elect Jenne K. Britell For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1B. Elect Vicky B. Gregg For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1C. Elect Jeffrey M. Leiden For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1D. Elect Timothy L. Main For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1E. Elect Gary M. Pfeiffer For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1F. Elect Timothy M. Ring For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1G. Elect Stephen H. Rusckowski For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1H. Elect Daniel C. Stanzione For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1I. Elect Gail R. Wilensky For Annual

United States Quest Diagnostics, Inc. 18/05/2016 1J. Elect John B. Ziegler For Annual

United States Quest Diagnostics, Inc. 18/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Quest Diagnostics, Inc. 18/05/2016 3. Ratification of Auditor For Annual

United States Quest Diagnostics, Inc. 18/05/2016 4.Amendment to the Employee Stock 

Purchase PlanFor Annual

United States Rackspace Hosting Inc 27/04/2016 1A. Elect William Taylor Rhodes For Annual

United States Rackspace Hosting Inc 27/04/2016 1B. Elect Lila Tretikov For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Rackspace Hosting Inc 27/04/2016 2. Ratification of Auditor For Annual

United States Rackspace Hosting Inc 27/04/2016 3.Approval of the Executive Bonus 

PlanFor Annual

United States RealPage Inc. 01/06/2016 2. Ratification of Auditor For Annual

United States RealPage Inc. 01/06/2016 Elect Kathryn V. Marinello For Annual

United States RealPage Inc. 01/06/2016 Elect Stephen T. Winn For Annual

United States RealPage Inc. 01/06/2016 Elect Jason A. Wright For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 1 Accounts and Reports For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 10 Elect Kenneth Hydon For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 11 Elect Rakesh Kapoor For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 12 Elect André Lacroix For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 13 Elect Christopher A. Sinclair For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 14 Elect Judith A. Sprieser For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 15 Elect Warren G. Tucker For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 16 Appointment of Auditor For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 17 Authority to Set Auditor's Fees For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 18 Authorisation of Political Donations For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 19

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 2 Remuneration Policy (Binding) Against Excessive quantum opportunity Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 20

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 21 Authority to Repurchase Shares For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 22

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 3 Remuneration Report (Advisory) Against

Excessive quantum payouts; targets 

loweredAnnual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 5 Elect Adrian D.P. Bellamy For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 6 Elect Nicandro Durante For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 7 Elect Mary Harris For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 8 Elect Adrian Hennah For Annual

United 

KingdomReckitt Benckiser Group Plc 05/05/2016 9 Elect Pamela J. Kirby For Annual

Spain Red Electrica Corporacion S.A. 14/04/2016 1 Individual Accounts and Reports For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 10 Authorisation of Legal Formalities For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 2 Consolidated Accounts and Reports For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 3 Allocation of Profits/Dividends For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 4 Ratification of Board Acts For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 5.1 Elect José Folgado Blanco For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 5.2Elect Fernando Fernández Méndez 

de AndésFor Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 5.3Ratify Co‐option and Elect José Ángel 

Partearroyo MartínFor Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 5.4Elect Carmen Gómez de Barreda 

Tous de MonsalveFor Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 5.5 Elect Agustin Conde Bajen For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 6 Appointment of Auditor For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 7 Stock Split For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 8.1 Remuneration Policy For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 8.2 Directors' Fees For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 8.3 Remuneration Report For Ordinary

Spain Red Electrica Corporacion S.A. 14/04/2016 9Amendment to Bonus Plan (Payment 

in Shares)For Ordinary

United StatesRegeneron Pharmaceuticals, 

Inc.10/06/2016 1.1 Elect Michael S. Brown For Annual

United StatesRegeneron Pharmaceuticals, 

Inc.10/06/2016 1.2 Elect Leonard S. Schleifer For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United StatesRegeneron Pharmaceuticals, 

Inc.10/06/2016 1.3 Elect George D. Yancopoulos For Annual

United StatesRegeneron Pharmaceuticals, 

Inc.10/06/2016 2. Ratification of Auditor For Annual

United States Regions Financial Corp. 21/04/2016 1A. Elect Carolyn H. Byrd For Annual

United States Regions Financial Corp. 21/04/2016 1B. Elect David J. Cooper, Sr. For Annual

United States Regions Financial Corp. 21/04/2016 1C. Elect Don DeFosset For Annual

United States Regions Financial Corp. 21/04/2016 1D. Elect Eric C. Fast For Annual

United States Regions Financial Corp. 21/04/2016 1E. Elect O. B. Grayson Hall, Jr. For Annual

United States Regions Financial Corp. 21/04/2016 1F. Elect John D. Johns For Annual

United States Regions Financial Corp. 21/04/2016 1G. Elect Ruth Ann Marshall For Annual

United States Regions Financial Corp. 21/04/2016 1H. Elect Susan W. Matlock For Annual

United States Regions Financial Corp. 21/04/2016 1I. Elect John E. Maupin, Jr. For Annual

United States Regions Financial Corp. 21/04/2016 1J. Elect Charles D. McCrary For Annual

United States Regions Financial Corp. 21/04/2016 1K. Elect Lee J. Styslinger III For Annual

United States Regions Financial Corp. 21/04/2016 2. Ratification of Auditor For Annual

United States Regions Financial Corp. 21/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Jersey Regus plc. 17/05/2016 1 Consolidated Accounts and Reports For Annual

Jersey Regus plc. 17/05/2016 10 Authority to Set Auditor's Fees For Annual

Jersey Regus plc. 17/05/2016 11 Elect Mark Dixon For Annual

Jersey Regus plc. 17/05/2016 12 Elect Dominik de Daniel For Annual

Jersey Regus plc. 17/05/2016 13 Elect Lance Browne For Annual

Jersey Regus plc. 17/05/2016 14 Elect Elmar Heggen For Annual

Jersey Regus plc. 17/05/2016 15 Elect Mary R. Henderson Against Other compensation issues Annual

Jersey Regus plc. 17/05/2016 16 Elect François Pauly For Annual

Jersey Regus plc. 17/05/2016 17 Elect Florence Pierre For Annual

Jersey Regus plc. 17/05/2016 18 Elect Douglas Sutherland For Annual

Jersey Regus plc. 17/05/2016 19Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Jersey Regus plc. 17/05/2016 2 Standalone Accounts and Reports For Annual

Jersey Regus plc. 17/05/2016 20 Authority to Hold Treasury Shares For Annual

Jersey Regus plc. 17/05/2016 21Waiver of Mandatory Takeover 

Requirement (CEO Mark Dixon)Against Not in shareholders' best interests Annual

Jersey Regus plc. 17/05/2016 22Waiver of Mandatory Takeover 

Requirement (CEO Mark Dixon)Against Not in shareholders' best interests Annual

Jersey Regus plc. 17/05/2016 23 Amendments to Articles (Technical) For Annual

Jersey Regus plc. 17/05/2016 24 Authority to Repurchase Shares For Annual

Jersey Regus plc. 17/05/2016 25Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Jersey Regus plc. 17/05/2016 3Remuneration Policy (Advisory ‐‐ 

Non‐UK Issuer)For Annual

Jersey Regus plc. 17/05/2016 4 Remuneration Report (Advisory) AgainstExcessive fixed pay; Equity grants to 

significant shareholderAnnual

Jersey Regus plc. 17/05/2016 5 Performance Share Plan For Annual

Jersey Regus plc. 17/05/2016 6 Deferred Share Bonus Plan For Annual

Jersey Regus plc. 17/05/2016 7 Ratification of Board Acts For Annual

Jersey Regus plc. 17/05/2016 8 Allocation of Profits/Dividends For Annual

Jersey Regus plc. 17/05/2016 9 Appointment of Auditor For AnnualUnited 

KingdomRELX Plc 21/04/2016 1 Accounts and Reports For Annual

United 

KingdomRELX Plc 21/04/2016 10 Elect Anthony Habgood For Annual

United 

KingdomRELX Plc 21/04/2016 11 Elect Wolfhart Hauser For Annual

United 

KingdomRELX Plc 21/04/2016 12 Elect Adrian Hennah For Annual

United 

KingdomRELX Plc 21/04/2016 13 Elect Nicholas Luff For Annual

United 

KingdomRELX Plc 21/04/2016 14 Elect Linda S. Sanford For Annual

United 

KingdomRELX Plc 21/04/2016 15 Elect Ben van der Veer For Annual

United 

KingdomRELX Plc 21/04/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRELX Plc 21/04/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst Potentially excessive dilution Annual

United 

KingdomRELX Plc 21/04/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomRELX Plc 21/04/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomRELX Plc 21/04/2016 2 Remuneration Report (Advisory) Against

Notice periods for service contracts of 

executive directors exceed acceptable 

term 

Annual

United 

KingdomRELX Plc 21/04/2016 3 Allocation of Profits/Dividends For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomRELX Plc 21/04/2016 4 Appointment of Auditor For Annual

United 

KingdomRELX Plc 21/04/2016 5 Authority to Set Auditor's Fees For Annual

United 

KingdomRELX Plc 21/04/2016 6 Elect Marike van Lier Lels For Annual

United 

KingdomRELX Plc 21/04/2016 7 Elect Carol G. Mills For Annual

United 

KingdomRELX Plc 21/04/2016 8 Elect Robert J. MacLeod For Annual

United 

KingdomRELX Plc 21/04/2016 9 Elect Erik Engstrom For Annual

United States Rent‐a‐Center Inc. 02/06/2016 1.1 Elect Robert D. Davis For Annual

United States Rent‐a‐Center Inc. 02/06/2016 1.2 Elect Steven L. Pepper For Annual

United States Rent‐a‐Center Inc. 02/06/2016 2. Ratification of Auditor For Annual

United States Rent‐a‐Center Inc. 02/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Rent‐a‐Center Inc. 02/06/2016 4.Approval of the 2016 Long‐Term 

Incentive PlanFor Annual

United 

KingdomRentokil Initial plc 11/05/2016 1 Accounts and Reports For Annual

United 

KingdomRentokil Initial plc 11/05/2016 10 Elect Angela Seymour‐Jackson For Annual

United 

KingdomRentokil Initial plc 11/05/2016 11 Elect Jeremy Townsend For Annual

United 

KingdomRentokil Initial plc 11/05/2016 12 Elect Julie Southern For Annual

United 

KingdomRentokil Initial plc 11/05/2016 13 Appointment of Auditor For Annual

United 

KingdomRentokil Initial plc 11/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomRentokil Initial plc 11/05/2016 15

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomRentokil Initial plc 11/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRentokil Initial plc 11/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with our policy Annual

United 

KingdomRentokil Initial plc 11/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomRentokil Initial plc 11/05/2016 19 Authorisation of Political Donations For Annual

United 

KingdomRentokil Initial plc 11/05/2016 2 Remuneration Report (Policy) For Annual

United 

KingdomRentokil Initial plc 11/05/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomRentokil Initial plc 11/05/2016 4 Performance Share Plan For Annual

United 

KingdomRentokil Initial plc 11/05/2016 5 Allocation of Profits/Dividends For Annual

United 

KingdomRentokil Initial plc 11/05/2016 6 Elect John McAdam For Annual

United 

KingdomRentokil Initial plc 11/05/2016 7 Elect Richard  Burrows For Annual

United 

KingdomRentokil Initial plc 11/05/2016 8 Elect Alan Giles For Annual

United 

KingdomRentokil Initial plc 11/05/2016 9 Elect Andrew Ransom For Annual

Spain Repsol S.A 19/05/2016 1 Accounts and Reports For Ordinary

Spain Repsol S.A 19/05/2016 10 Remuneration Report For Ordinary

Spain Repsol S.A 19/05/2016 11 STIP 2016 (CEO) For Ordinary

Spain Repsol S.A 19/05/2016 12 Authorisation of Legal Formalities For Ordinary

Spain Repsol S.A 19/05/2016 2 Allocation of Profits/Dividends For Ordinary

Spain Repsol S.A 19/05/2016 3 Ratification of Board Acts For Ordinary

Spain Repsol S.A 19/05/2016 4 Appointment of Auditor For Ordinary

Spain Repsol S.A 19/05/2016 5 First Scrip Dividend For Ordinary

Spain Repsol S.A 19/05/2016 6 Second Scrip Dividend For Ordinary

Spain Repsol S.A 19/05/2016 7 Loyalty Incentive Scheme For Ordinary

Spain Repsol S.A 19/05/2016 8 Elect Isidro Fainé Casas For Ordinary

Spain Repsol S.A 19/05/2016 9Ratify Co‐option and Elect Gonzalo 

María Gortázar RotaecheFor Ordinary

United 

KingdomRestore Plc 23/05/2016 1 Accounts and Reports For Annual

United 

KingdomRestore Plc 23/05/2016 2 Appointment of Auditor For Annual

United 

KingdomRestore Plc 23/05/2016 3 Authority to Set Auditor's Fees For Annual

United 

KingdomRestore Plc 23/05/2016 4 Elect Adam Councell For Annual

United 

KingdomRestore Plc 23/05/2016 5 Allocation of Profits/Dividends For Annual

United 

KingdomRestore Plc 23/05/2016 6

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRestore Plc 23/05/2016 7

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomRestore Plc 23/05/2016 8 Authority to Repurchase Shares For Annual

United 

KingdomRightmove Plc 05/05/2016 1 Accounts and Reports For Annual

Page 120 of 155

Page 121: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomRightmove Plc 05/05/2016 10 Elect Peter W. Williams For Annual

United 

KingdomRightmove Plc 05/05/2016 11 Elect Colin Kemp For Annual

United 

KingdomRightmove Plc 05/05/2016 12 Elect Ashley Martin For Annual

United 

KingdomRightmove Plc 05/05/2016 13 Elect Rakhi Parekh For Annual

United 

KingdomRightmove Plc 05/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRightmove Plc 05/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomRightmove Plc 05/05/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomRightmove Plc 05/05/2016 17 Authorisation of Political Donations For Annual

United 

KingdomRightmove Plc 05/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomRightmove Plc 05/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomRightmove Plc 05/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomRightmove Plc 05/05/2016 4 Appointment of Auditor For Annual

United 

KingdomRightmove Plc 05/05/2016 5 Authority to Set Auditor's Fees For Annual

United 

KingdomRightmove Plc 05/05/2016 6 Elect Scott Forbes For Annual

United 

KingdomRightmove Plc 05/05/2016 7 Elect Nick McKittrick For Annual

United 

KingdomRightmove Plc 05/05/2016 8 Elect Peter Brooks‐Johnson For Annual

United 

KingdomRightmove Plc 05/05/2016 9 Elect Robyn Perriss For Annual

Australia RIO Tinto Ltd. 05/05/2016 1 Accounts and Reports For Annual

Australia RIO Tinto Ltd. 05/05/2016 10 Elect Chris J. Lynch For Annual

Australia RIO Tinto Ltd. 05/05/2016 11 Elect Paul M. Tellier For Annual

Australia RIO Tinto Ltd. 05/05/2016 12 Elect Simon R. Thompson For Annual

Australia RIO Tinto Ltd. 05/05/2016 13 Elect John S. Varley For Annual

Australia RIO Tinto Ltd. 05/05/2016 14 Elect Samuel M.C. Walsh For Annual

Australia RIO Tinto Ltd. 05/05/2016 15 Appointment of Auditor For Annual

Australia RIO Tinto Ltd. 05/05/2016 16 Authority to Set Auditor's Fees For Annual

Australia RIO Tinto Ltd. 05/05/2016 17Shareholder Proposal Regarding 

Climate Change ReportingFor We strongly support the resolution. Annual

Australia RIO Tinto Ltd. 05/05/2016 18Renew Authority to Repurchase 

SharesFor Annual

Australia RIO Tinto Ltd. 05/05/2016 2Remuneration Report  (Advisory ‐ 

UK)Against

High incentive remuneration; Poor pay‐

for‐performanceAnnual

Australia RIO Tinto Ltd. 05/05/2016 3Remuneration Report (Advisory ‐ 

AUS)Against

Poor pay‐for‐performance; High 

incentive remunerationAnnual

Australia RIO Tinto Ltd. 05/05/2016 4 Elect Robert E. Brown For Annual

Australia RIO Tinto Ltd. 05/05/2016 5 Elect Megan Clark For Annual

Australia RIO Tinto Ltd. 05/05/2016 6 Elect Jan du Plessis For Annual

Australia RIO Tinto Ltd. 05/05/2016 7 Elect Ann Godbehere For Annual

Australia RIO Tinto Ltd. 05/05/2016 8 Elect Anne Lauvergeon For Annual

Australia RIO Tinto Ltd. 05/05/2016 9 Elect Michael L'Estrange For AnnualUnited 

KingdomRio Tinto plc 14/04/2016 1 Accounts and Reports For Annual

United 

KingdomRio Tinto plc 14/04/2016 10 Elect Chris J. Lynch For Annual

United 

KingdomRio Tinto plc 14/04/2016 11 Elect Paul M. Tellier For Annual

United 

KingdomRio Tinto plc 14/04/2016 12 Elect Simon R. Thompson For Annual

United 

KingdomRio Tinto plc 14/04/2016 13 Elect John S. Varley For Annual

United 

KingdomRio Tinto plc 14/04/2016 14 Elect Samuel M.C. Walsh For Annual

United 

KingdomRio Tinto plc 14/04/2016 15 Appointment of Auditor For Annual

United 

KingdomRio Tinto plc 14/04/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomRio Tinto plc 14/04/2016 17

Shareholder Proposal Regarding 

Climate Change ReportingFor

We fully support this resolution, in the 

interests of the company and the wider 

environment generally

Annual

United 

KingdomRio Tinto plc 14/04/2016 18

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRio Tinto plc 14/04/2016 19

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with current policy Annual

United 

KingdomRio Tinto plc 14/04/2016 2 Remuneration Report (Advisory ‐ UK) Against

High incentive remuneration; Poor pay‐

for‐performanceAnnual

United 

KingdomRio Tinto plc 14/04/2016 20 Authority to Repurchase Shares For Annual

United 

KingdomRio Tinto plc 14/04/2016 21

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomRio Tinto plc 14/04/2016 3

Remuneration Report (Advisory ‐ 

AUS)Against

High incentive remuneration; Poor pay‐

for‐performanceAnnual

United 

KingdomRio Tinto plc 14/04/2016 4 Elect Robert E. Brown For Annual

United 

KingdomRio Tinto plc 14/04/2016 5 Elect Megan Clark For Annual

United 

KingdomRio Tinto plc 14/04/2016 6 Elect Jan du Plessis For Annual

Page 121 of 155

Page 122: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomRio Tinto plc 14/04/2016 7 Elect Ann Godbehere For Annual

United 

KingdomRio Tinto plc 14/04/2016 8 Elect Anne Lauvergeon For Annual

United 

KingdomRio Tinto plc 14/04/2016 9 Elect Michael L'Estrange For Annual

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.1 Elect Beverley A. Briscoe For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.2 Elect Robert Elton For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.3 Elect Erik Olsson For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.4 Elect Eric Patel For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.5 Elect Edward B. Pitoniak For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.6 Elect Ravichandra K. Saligram For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 1.7 Elect Christopher Zimmerman For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 2Advisory Vote on Executive 

CompensationFor Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 3.1

ADVISORY VOTE ON FREQUENCY OF 

SAY‐ON‐PAY VOTES: PLEASE VOTE 

FOR ON THIS RESOLUTION TO 

APPROVE 1 YEAR

For Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 3.2

ADVISORY VOTE ON FREQUENCY OF 

SAY‐ON‐PAY VOTES: PLEASE VOTE 

FOR ON THIS RESOLUTION TO 

APPROVE 2 YEARS

Unvoted Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 3.3

ADVISORY VOTE ON FREQUENCY OF 

SAY‐ON‐PAY VOTES: PLEASE VOTE 

FOR ON THIS RESOLUTION TO 

APPROVE 3 YEAR

Unvoted Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 3.4

ADVISORY VOTE ON FREQUENCY OF 

SAY‐ON‐PAY VOTES: PLEASE VOTE 

FOR ON THIS RESOLUTION TO 

APPROVE ABSTAIN

Unvoted Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 4Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 5Amendment to the Stock Option 

PlanFor Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 6Approval of the Senior Executive 

Performance Share Unit PlanFor Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 7Approval of the Employee 

Performance Share Unit PlanFor Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 8Amendment to the 1999 Employee 

Stock Purchase PlanFor Mix

Canada Ritchie Bros Auctioneers Inc 02/05/2016 9 Renewal of Shareholder Rights Plan For Mix

United States Robert Half International Inc. 16/05/2016 2. Ratification of Auditor For Annual

United States Robert Half International Inc. 16/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Robert Half International Inc. 16/05/2016 Elect Andrew S. Berwick, Jr. For Annual

United States Robert Half International Inc. 16/05/2016 Elect Harold M. Messmer, Jr. For Annual

United States Robert Half International Inc. 16/05/2016 Elect Marc H. Morial For Annual

United States Robert Half International Inc. 16/05/2016 Elect Barbara J. Novogradac For Annual

United States Robert Half International Inc. 16/05/2016 Elect Robert J. Pace For Annual

United States Robert Half International Inc. 16/05/2016 Elect Fredrick A. Richman For Annual

United States Robert Half International Inc. 16/05/2016 Elect M. Keith Waddell Withhold CFO on board Annual

United 

KingdomRobert Walters plc 09/06/2016 1 Accounts and Reports For Annual

United 

KingdomRobert Walters plc 09/06/2016 10 Elect Brian McArthur‐Muscroft For Annual

United 

KingdomRobert Walters plc 09/06/2016 11

Appointment of Auditor and 

Authority to Set FeesFor Annual

United 

KingdomRobert Walters plc 09/06/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRobert Walters plc 09/06/2016 13 Executive Share Option Plan For Annual

United 

KingdomRobert Walters plc 09/06/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomRobert Walters plc 09/06/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomRobert Walters plc 09/06/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomRobert Walters plc 09/06/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomRobert Walters plc 09/06/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomRobert Walters plc 09/06/2016 4 Elect Leslie Van de Walle For Annual

United 

KingdomRobert Walters plc 09/06/2016 5 Elect Giles Daubeney For Annual

United 

KingdomRobert Walters plc 09/06/2016 6 Elect Robert Walters For Annual

United 

KingdomRobert Walters plc 09/06/2016 7 Elect Alan Bannatyne For Annual

United 

KingdomRobert Walters plc 09/06/2016 8 Elect Carol Hui For Annual

United 

KingdomRobert Walters plc 09/06/2016 9 Elect Andrew Kemp For Annual

United States Ross Stores, Inc. 18/05/2016 1A. Elect Michael Balmuth For Annual

Page 122 of 155

Page 123: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Ross Stores, Inc. 18/05/2016 1B. Elect K. Gunnar Bjorklund For Annual

United States Ross Stores, Inc. 18/05/2016 1C. Elect Michael J. Bush For Annual

United States Ross Stores, Inc. 18/05/2016 1D. Elect Norman A. Ferber Against Board is not sufficiently independent Annual

United States Ross Stores, Inc. 18/05/2016 1E. Elect Sharon D. Garrett For Annual

United States Ross Stores, Inc. 18/05/2016 1F. Elect Stephen D. Milligan For Annual

United States Ross Stores, Inc. 18/05/2016 1G. Elect George P. Orban For Annual

United States Ross Stores, Inc. 18/05/2016 1H. Elect Michael O'Sullivan For Annual

United States Ross Stores, Inc. 18/05/2016 1I. Elect Lawrence S. Peiros For Annual

United States Ross Stores, Inc. 18/05/2016 1J. Elect Gregory L. Quesnel For Annual

United States Ross Stores, Inc. 18/05/2016 1K. Elect Barbara Rentler For Annual

United States Ross Stores, Inc. 18/05/2016 2.Second Amended and Restated 

Incentive Plan For Annual

United States Ross Stores, Inc. 18/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Ross Stores, Inc. 18/05/2016 4. Ratification of Auditor For Annual

United 

KingdomRowan Companies plc 28/04/2016 1A. Elect William E. Albrecht For Annual

United 

KingdomRowan Companies plc 28/04/2016 1B. Elect Thomas P. Burke For Annual

United 

KingdomRowan Companies plc 28/04/2016 1C. Elect Sir Graham Hearne For Annual

United 

KingdomRowan Companies plc 28/04/2016 1D. Elect Thomas R. Hix For Annual

United 

KingdomRowan Companies plc 28/04/2016 1E. Elect Jack B. Moore For Annual

United 

KingdomRowan Companies plc 28/04/2016 1F. Elect Suzanne P. Nimocks For Annual

United 

KingdomRowan Companies plc 28/04/2016 1G. Elect P. Dexter Peacock For Annual

United 

KingdomRowan Companies plc 28/04/2016 1H. Elect John J. Quicke For Annual

United 

KingdomRowan Companies plc 28/04/2016 1I. Elect Tore I. Sandvold For Annual

United 

KingdomRowan Companies plc 28/04/2016 2. Ratification of Auditor For Annual

United 

KingdomRowan Companies plc 28/04/2016 3.

Advisory Vote on Executive 

CompensationFor Annual

United 

KingdomRowan Companies plc 28/04/2016 4.

Amendment to the 2013 Incentive 

PlanFor Annual

United 

KingdomRowan Companies plc 30/06/2016 1. Election of Statutory Auditor For Annual

United 

KingdomRowan Companies plc 30/06/2016 2.

Authority to Set Statutory Auditor's 

FeesFor Annual

United 

KingdomRowan Companies plc 30/06/2016 3.

Remuneration Report (Advisory ‐‐ 

UK)Against

Awards vest below median 

performance.Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 1 Accounts and Reports For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 10 Elect Penny Hughes For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 11 Elect Brendan R. Nelson For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 12 Elect Baroness Sheila Noakes For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 13 Elect Mike Rogers For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 14 Appointment of Auditor For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 18

Authority to Issue Equity Convertible 

Notes w/ Preemptive RightsFor Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 19

Authority to Issue Equity Convertible 

Notes w/o Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 12.86% of the 

currently outstanding shares.

Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 20

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 21 Authorisation of Political Donations For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 22 Authority to Repurchase Shares For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 3 Elect Howard J. Davies For Annual

Page 123 of 155

Page 124: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 4 Elect Ross McEwan For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 5 Elect Ewen Stevenson For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 6 Elect Sir Sandy Crombie For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 7 Elect Alison Davis For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 8 Elect Morten Friis For Annual

United 

KingdomRoyal Bank Of Scotland plc 04/05/2016 9 Elect Robert Gillespie For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 1 Accounts and Reports For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 10 Elect Linda G. Stuntz For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 11 Elect Hans Wijers For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 12 Elect Patricia A. Woertz For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 13 Elect Gerrit Zalm For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 14 Appointment of Auditor For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 19

Shareholder Resolution Regarding 

Company Business StrategyAgainst Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 2 Remuneration Report (Advisory) Against

Bonus payouts not aligned with 

performanceAnnual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 3 Elect Ben Van Beurden For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 4 Elect Guy Elliott For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 5 Elect Euleen GOH Yiu Kiang For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 6 Elect Simon Henry For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 7 Elect Charles O. Holliday, Jr. For Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 8 Elect Gerard Kleisterlee Against Serves on too many boards Annual

United 

KingdomRoyal Dutch Shell Plc 24/05/2016 9 Elect Sir Nigel Sheinwald For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 1 Accounts and Reports For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 10 Authority to Set Auditor's Fees For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 11 Authority to Repurchase Shares For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 12

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

GuernseySafeCharge International Group 

Plc18/05/2016 13

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

GuernseySafeCharge International Group 

Plc18/05/2016 14 Amendments to Articles For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 2 Allocation of Profits/Dividends For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 3 Elect Roger Withers For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 4 Elect David Avgi For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 5 Elect Tim Mickley For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 6 Elect Yuval Ziv For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 7 Elect Edmond Warner For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 8 Elect John Le Poidevin For Annual

GuernseySafeCharge International Group 

Plc18/05/2016 9 Appointment of Auditor For Annual

Jersey Sanne Group Plc 05/05/2016 1 Accounts and Reports For Annual

Jersey Sanne Group Plc 05/05/2016 10 Elect Philip Godley For Annual

Jersey Sanne Group Plc 05/05/2016 11 Elect Andy D. Pomfret For Annual

Jersey Sanne Group Plc 05/05/2016 12 Elect Nicola Palios For Annual

Jersey Sanne Group Plc 05/05/2016 13Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Jersey Sanne Group Plc 05/05/2016 14Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Jersey Sanne Group Plc 05/05/2016 15 Authority to Repurchase Shares For Annual

Jersey Sanne Group Plc 05/05/2016 2 Remuneration Report (Advisory) For Annual

Page 124 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Jersey Sanne Group Plc 05/05/2016 3Remuneration Policy (Advisory ‐‐ 

Non‐UK Issuer)For Annual

Jersey Sanne Group Plc 05/05/2016 4 Allocation of Profits/Dividends For Annual

Jersey Sanne Group Plc 05/05/2016 5 Appointment of Auditor For Annual

Jersey Sanne Group Plc 05/05/2016 6 Authority to Set Auditor's Fees For Annual

Jersey Sanne Group Plc 05/05/2016 7 Elect Rupert Robson For Annual

Jersey Sanne Group Plc 05/05/2016 8 Elect Dean Godwin For Annual

Jersey Sanne Group Plc 05/05/2016 9 Elect Spencer Daley For AnnualUnited 

KingdomSavills plc 11/05/2016 1 Accounts and Reports For Annual

United 

KingdomSavills plc 11/05/2016 10 Elect Nick Ferguson For Annual

United 

KingdomSavills plc 11/05/2016 11 Appointment of Auditor For Annual

United 

KingdomSavills plc 11/05/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomSavills plc 11/05/2016 13

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSavills plc 11/05/2016 14

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomSavills plc 11/05/2016 15 Authority to Repurchase Shares For Annual

United 

KingdomSavills plc 11/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSavills plc 11/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomSavills plc 11/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomSavills plc 11/05/2016 4 Elect Jeremy Helsby For Annual

United 

KingdomSavills plc 11/05/2016 5 Elect Simon  Shaw For Annual

United 

KingdomSavills plc 11/05/2016 6 Elect Charles McVeigh For Annual

United 

KingdomSavills plc 11/05/2016 7 Elect Timothy G. Freshwater For Annual

United 

KingdomSavills plc 11/05/2016 8 Elect Liz Hewitt For Annual

United 

KingdomSavills plc 11/05/2016 9 Elect Rupert Robson For Annual

United 

KingdomSegro Plc 22/04/2016 1 Accounts and Reports For Annual

United 

KingdomSegro Plc 22/04/2016 10 Elect Mark Robertshaw For Annual

United 

KingdomSegro Plc 22/04/2016 11 Elect David Sleath For Annual

United 

KingdomSegro Plc 22/04/2016 12 Elect Doug Webb For Annual

United 

KingdomSegro Plc 22/04/2016 13 Elect Gerald Corbett For Annual

United 

KingdomSegro Plc 22/04/2016 14 Appointment of Auditor For Annual

United 

KingdomSegro Plc 22/04/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomSegro Plc 22/04/2016 16 Authorisation of Political Donations For Annual

United 

KingdomSegro Plc 22/04/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSegro Plc 22/04/2016 18

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomSegro Plc 22/04/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomSegro Plc 22/04/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomSegro Plc 22/04/2016 20

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSegro Plc 22/04/2016 3 Remuneration Report (Advisory) Against

Notice periods for service contracts of 

executive directors exceed acceptable 

terms

Annual

United 

KingdomSegro Plc 22/04/2016 4 Elect Christopher Fisher For Annual

United 

KingdomSegro Plc 22/04/2016 5 Elect Margaret Ford For

Although this directors serves on a 

number of boards, her experience and 

capability fully justify continued 

support for her re‐election

Annual

United 

KingdomSegro Plc 22/04/2016 6 Elect Andy Gulliford For Annual

United 

KingdomSegro Plc 22/04/2016 7 Elect Martin Moore For Annual

United 

KingdomSegro Plc 22/04/2016 8 Elect Justin R. Read For Annual

United 

KingdomSegro Plc 22/04/2016 9 Elect Phil Redding For Annual

United States SEI Investments Co. 25/05/2016 1A. Elect Alfred P. West, Jr. For Annual

United States SEI Investments Co. 25/05/2016 1B. Elect William M. Doran For Annual

United States SEI Investments Co. 25/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States SEI Investments Co. 25/05/2016 3. Ratification of Auditor For Annual

Page 125 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Select Comfort Corp. 16/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Select Comfort Corp. 16/05/2016 3. Ratification of Auditor For Annual

United States Select Comfort Corp. 16/05/2016 Elect Michael J. Harrison For Annual

United States Select Comfort Corp. 16/05/2016 Elect Shelly R. Ibach For Annual

United States Select Comfort Corp. 16/05/2016 Elect Barbara R. Matas For Annual

Indonesia Semen Indonesia Tbk 13/05/2016 1 Accounts and Reports For Annual

Indonesia Semen Indonesia Tbk 13/05/2016 2

Report on the Partnership and 

Community Development Program 

for 2015

For Annual

Indonesia Semen Indonesia Tbk 13/05/2016 3

Implementation of State Regulation 

on the Partnership and Community 

Development Program 

For Annual

Indonesia Semen Indonesia Tbk 13/05/2016 4 Allocation of Profits/Dividends For Annual

Indonesia Semen Indonesia Tbk 13/05/2016 5 Directors' and Commissioners' Fees Against Excessive Bonus Annual

Indonesia Semen Indonesia Tbk 13/05/2016 6Appointment of Auditor and 

Authority to Set FeesAgainst

Insufficient information provided by 

the CompanyAnnual

Indonesia Semen Indonesia Tbk 13/05/2016 7Election of Directors and 

Commissioners (Slate)Against

Insufficient information provided by 

the CompanyAnnual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 1 Accounts and Reports For Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 2.A Elect ZHOU Jie Against

Insufficient audit committee 

independenceAnnual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 2.B Elect Sean Maloney Against Less than 75% Attendance Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 2.C Elect REN Kai For Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 2.D Elect LU Jun For Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 2.E Directors' Fees For Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 3

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 4

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 5 Authority to Repurchase Shares For Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 6

Authority to Issue Repurchased 

Shares Against Issue price discount not disclosed Annual

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 1

Centralized Fund Management 

AgreementFor Special

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 2

Amendment to Joint Venture 

AgreementFor Special

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 3

Restricted Share Unit Grant to CHIU 

Tzu‐YinFor Special

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 4

Restricted Share Unit Grant to CHEN 

ShanzhiFor Special

Cayman 

Islands

Semiconductor Manufacturing 

Intl Co24/06/2016 5

Restricted Share Unit Grant to TAN 

Lip‐BuFor Special

United 

KingdomSenior plc 22/04/2016 1 Accounts and Reports For Annual

United 

KingdomSenior plc 22/04/2016 10 Elect Mark Vernon For Annual

United 

KingdomSenior plc 22/04/2016 11 Appointment of Auditor For Annual

United 

KingdomSenior plc 22/04/2016 12 Authority to Set Auditor's Fees For Annual

United 

KingdomSenior plc 22/04/2016 13 Savings‐Related Share Option Plan For Annual

United 

KingdomSenior plc 22/04/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSenior plc 22/04/2016 15

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomSenior plc 22/04/2016 16 Authority to Repurchase Shares For Annual

United 

KingdomSenior plc 22/04/2016 17

Authority to Set General Meeting 

Notice Period at 14 Days For Annual

United 

KingdomSenior plc 22/04/2016 2 Remuneration Report (Advisory) Abstain

Notice periods and consequential 

payments in service contracts of 

executive directors exceed acceptable 

terms

Annual

United 

KingdomSenior plc 22/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomSenior plc 22/04/2016 4 Elect David Squires For Annual

United 

KingdomSenior plc 22/04/2016 5 Elect Susan Brennan For Annual

United 

KingdomSenior plc 22/04/2016 6 Elect Charles Berry For Annual

United 

KingdomSenior plc 22/04/2016 7 Elect Celia Baxter For Annual

United 

KingdomSenior plc 22/04/2016 8 Elect Derek Harding For Annual

United 

KingdomSenior plc 22/04/2016 9 Elect Giles Kerr For Annual

Page 126 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 1Related Party Transactions (C Share 

Issue)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 1Related Party Transactions (C Share 

Issue)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 2Related Party Transactions (Placing 

Programme)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 2Related Party Transactions (Placing 

Programme)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 3Disapplication of Preemptive Rights 

(C Share Issue & Placing Programme)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 3Disapplication of Preemptive Rights 

(C Share Issue & Placing Programme)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 4Amendments to Articles (Calculation 

Time)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 4Amendments to Articles (Calculation 

Time)For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 5 Extension of Investment Trust For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

25/05/2016 5 Extension of Investment Trust For Special

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 1 Accounts and Reports For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 10Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 2 Elect Sandra Platts For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 3 Elect Jon Bridel For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 4 Elect Robert Jennings For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 5 Elect Jan Pethick For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 6 Appointment of Auditor For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 7 Authority to Set Auditor's Fees For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 8Authority to Repurchase Shares 

(Ordinary Shares)For Annual

Guernsey

Sequoia Economic 

Infrastructure Income Fund 

Limited

29/06/2016 9Authority to Repurchase Shares (C 

Shares)For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 1 Accounts and Reports For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 2 Allocation of Profits/Dividends For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 3.A Elect ZHOU Jie For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 3.B Elect ZHOU Jun For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 3.C Elect Vincent CHENG Hoi‐Chuen Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 3.D Directors' Fees For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 5 Authority to Repurchase Shares For Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongShanghai Industrial Holdings 

Ltd.26/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United 

KingdomShawbrook Group Plc 09/06/2016 1 Accounts and Reports For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 10 Elect Steve Pateman For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 11 Elect Tom Wood For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 12 Remuneration Report (Advisory) For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 13 Remuneration Policy (Binding) For Annual

Page 127 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomShawbrook Group Plc 09/06/2016 14 Appointment of Auditor For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomShawbrook Group Plc 09/06/2016 17

Authority to Issue Additional Tier 1 

Securities w/ Preemptive RightsFor Annual

United 

KingdomShawbrook Group Plc 09/06/2016 18

Authority to Issue Shares w/o 

Preemptive RightsFor Proposal is consistent with policy Annual

United 

KingdomShawbrook Group Plc 09/06/2016 19

Authority to Issue Additional Tier 1 

Securities w/o Preemptive RightsFor

The proposal is consistent with current 

regulatory practice and greater capital 

requirements for financial institutions

Annual

United 

KingdomShawbrook Group Plc 09/06/2016 2 Elect Robin Ashton For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 20 Authority to Repurchase Shares For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 21

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomShawbrook Group Plc 09/06/2016 3 Elect Iain Cornish For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 4 Elect David Gagie For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 5 Elect Sally‐Ann Hibberd For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 6 Elect Stephen Johnson For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 7 Elect Paul Lawrence For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 8 Elect Roger Lovering For Annual

United 

KingdomShawbrook Group Plc 09/06/2016 9 Elect Lindsey McMurray For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 1 Accounts and Reports For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 10Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 11Authority to Grant Options Under 

Share Option SchemeAgainst

Excessive range of participants; Change 

of Control ProvisionAnnual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 3 Elect HUANG Yige For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 4 Elect Michael WU Wai Chung For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 5 Elect David WONG Yau Kar For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 6 Directors' Fees For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 7Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 8 Authority to Repurchase Shares For Annual

Hong Kong Shenzhen Investment Ltd. 02/06/2016 9Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

United States Sherwin‐Williams Co. 20/04/2016 1A. Elect Arthur F. Anton For Annual

United States Sherwin‐Williams Co. 20/04/2016 1B. Elect Christopher M. Connor For Annual

United States Sherwin‐Williams Co. 20/04/2016 1C. Elect David F. Hodnik For Annual

United States Sherwin‐Williams Co. 20/04/2016 1D. Elect Thomas G. Kadien For Annual

United States Sherwin‐Williams Co. 20/04/2016 1E. Elect Richard J. Kramer For Annual

United States Sherwin‐Williams Co. 20/04/2016 1F. Elect Susan J. Kropf For Annual

United States Sherwin‐Williams Co. 20/04/2016 1G. Elect John G. Morikis For Annual

United States Sherwin‐Williams Co. 20/04/2016 1H. Elect Christine A. Poon For Annual

United States Sherwin‐Williams Co. 20/04/2016 1I. Elect John M. Stropki, Jr. For Annual

United States Sherwin‐Williams Co. 20/04/2016 1J. Elect Matthew Thornton For Annual

United States Sherwin‐Williams Co. 20/04/2016 1K. Elect Steven H. Wunning For Annual

United States Sherwin‐Williams Co. 20/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Sherwin‐Williams Co. 20/04/2016 3.Amendment to the 2006 Stock Plan 

for Nonemployee DirectorsFor Annual

United States Sherwin‐Williams Co. 20/04/2016 4. Ratification of Auditor For Annual

Jersey Shire Plc. 28/04/2016 1 Accounts and Reports For Annual

Jersey Shire Plc. 28/04/2016 10 Elect Anne Minto For Annual

Jersey Shire Plc. 28/04/2016 11 Elect Flemming Ornskov For Annual

Jersey Shire Plc. 28/04/2016 12 Elect Jeffrey Poulton For Annual

Jersey Shire Plc. 28/04/2016 13 Appointment of Auditor For Annual

Jersey Shire Plc. 28/04/2016 14 Authority to Set Auditor's Fees For Annual

Jersey Shire Plc. 28/04/2016 15Authority to Issue Shares w/ 

Preemptive RightsFor Annual

Jersey Shire Plc. 28/04/2016 16Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Jersey Shire Plc. 28/04/2016 17 Authority to Repurchase Shares For Annual

Jersey Shire Plc. 28/04/2016 18 Increase in Authorised Capital For Annual

Page 128 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Jersey Shire Plc. 28/04/2016 19 Amendments to Articles For Annual

Jersey Shire Plc. 28/04/2016 2 Remuneration Report (Advisory) AgainstExceptional salary increase without 

shareholder consultationAnnual

Jersey Shire Plc. 28/04/2016 20Authority to Set General Meeting 

Notice Period at 14 Days For Annual

Jersey Shire Plc. 28/04/2016 3 Elect Dominic Blakemore For Annual

Jersey Shire Plc. 28/04/2016 4 Elect Olivier Bohuon For Annual

Jersey Shire Plc. 28/04/2016 5 Elect William M. Burns For Annual

Jersey Shire Plc. 28/04/2016 6 Elect Steven Gillis For Annual

Jersey Shire Plc. 28/04/2016 7 Elect David Ginsburg For Annual

Jersey Shire Plc. 28/04/2016 8 Elect Susan Kilsby For Annual

Jersey Shire Plc. 28/04/2016 9 Elect Sara Mathew For Annual

Jersey Shire Plc. 27/05/2016 1 Merger Against

We are not inclined to support 

acquisitions for which the company is 

over‐paying.  Accordingly, since Shire is 

over‐paying in this case, we will oppose 

it. 

Ordinary

Jersey Shire Plc. 27/05/2016 2Authority to Issue Shares w/ 

Preemptive RightsAgainst

We are not inclined to support 

acquisitions for which the company is 

over‐paying.  Accordingly, since Shire is 

over‐paying in this case, we will oppose 

it. This resolution facilitates the issue of 

shares to complete the acquisition.

Ordinary

Jersey Shire Plc. 27/05/2016 3Authority to Issue Shares w/o 

Preemptive RightsAgainst

We are not inclined to support 

acquisitions for which the company is 

over‐paying.  Accordingly, since Shire is 

over‐paying in this case, we will oppose 

it.  This resolution also facilitates the 

issue of shares to complete the 

acquisition.

Ordinary

Jersey Shire Plc. 27/05/2016 4 Authority to Repurchase Shares For Ordinary

United States Shutterfly Inc 21/06/2016 2.Advisory Vote on Executive 

CompensationAgainst

Sustained pay and performance 

disconnectAnnual

United States Shutterfly Inc 21/06/2016 3. Ratification of Auditor For Annual

United States Shutterfly Inc 21/06/2016 Elect Christopher North For Annual

United States Shutterfly Inc 21/06/2016 Elect Elizabeth S. Rafael For Annual

United States Shutterfly Inc 21/06/2016 Elect Michael P. Zeisser Withhold Ongoing compensation concerns Annual

United States Silgan Holdings Inc. 27/05/2016 2.

Re‐approval of performance criteria 

under the Senior Executive 

Performance Plan

For Annual

United States Silgan Holdings Inc. 27/05/2016 3. Ratification of Auditor For Annual

United States Silgan Holdings Inc. 27/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Silgan Holdings Inc. 27/05/2016 Elect R. Philip Silver Withhold Other governance issue Annual

United States Silgan Holdings Inc. 27/05/2016 Elect William C. Jennings For Annual

United States Silicon Laboratories Inc 21/04/2016 2. Ratification of Auditor For Annual

United States Silicon Laboratories Inc 21/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Silicon Laboratories Inc 21/04/2016 Elect William G. Bock For Annual

United States Silicon Laboratories Inc 21/04/2016 Elect Jack R. Lazar For Annual

United States Silicon Laboratories Inc 21/04/2016 Elect Neil Kim For Annual

Canada Silver Wheaton Corp. 25/05/2016 BAppointment of Auditor and 

Authority to Set FeesFor Special

Canada Silver Wheaton Corp. 25/05/2016 CAdvisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Special

Canada Silver Wheaton Corp. 25/05/2016 Elect Lawrence I. Bell For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect George L. Brack For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect John A. Brough For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect R. Peter Gillin WithholdDirector serves on excessive audit 

committeesSpecial

Canada Silver Wheaton Corp. 25/05/2016 Elect Chantal Gosselin For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect Douglas M. Holtby For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect Eduardo Luna For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect Wade Nesmith For Special

Canada Silver Wheaton Corp. 25/05/2016 Elect Randy V.J. Smallwood For Special

United States Simpson Manufacturing Co., Inc. 20/04/2016 1A. Elect Peter N. Louras, Jr. For Annual

United States Simpson Manufacturing Co., Inc. 20/04/2016 1B. Elect James S. Andrasick For Annual

United States Simpson Manufacturing Co., Inc. 20/04/2016 1C. Elect Gary M. Cusumano For Annual

United States Simpson Manufacturing Co., Inc. 20/04/2016 2.Amendment to the 1994 Employee 

Stock Bonus PlanFor Annual

United States Simpson Manufacturing Co., Inc. 20/04/2016 3. Ratification of Auditor For Annual

United States Simpson Manufacturing Co., Inc. 20/04/2016 4.Advisory Vote on Executive 

CompensationAgainst Poor compensation structure Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 1 Accounts and Reports For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 10.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Page 129 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 10.B Authority to Repurchase Shares For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 10.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 3 Elect TSE Theresa Y Y Against

Nominating committee chair not 

independentAnnual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 4 Elect XU Xiaoyang For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 5 Elect TSE Hsin For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 6 Elect LU Zhengfei For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 7 Elect LI Dakui For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 8 Directors' Fees For Annual

Cayman 

IslandsSino Biopharmaceutical Ltd. 15/06/2016 9

Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 1 Accounts and Reports For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.A Elect CAI Dong For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.B Elect Andreas Renschler For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.C Elect Joachim Drees For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.D Elect LIN Zhijun AgainstAudit committee met an insufficient 

number of timesAnnual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.E Elect WANG Dengfeng For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.F Elect ZHAO Hang For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 3.G Directors' Fees For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 5 2018 HOWO Loan Agreement For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 6 2018 Sinotruk Deposit Agreement For Annual

Hong Kong Sinotruk(Hong Kong)Ltd 27/06/2016 7Revision of Products Sales Annual 

Caps For Annual

United States Skywest Inc. 03/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Skywest Inc. 03/05/2016 3. Ratification of Auditor For Annual

United States Skywest Inc. 03/05/2016 Elect Jerry C. Atkin For Annual

United States Skywest Inc. 03/05/2016 Elect W. Steve Albrecht For Annual

United States Skywest Inc. 03/05/2016 Elect Russell A. Childs For Annual

United States Skywest Inc. 03/05/2016 Elect Henry J. Eyring For Annual

United States Skywest Inc. 03/05/2016 Elect Meredith S. Madden For Annual

United States Skywest Inc. 03/05/2016 Elect Ronald J. Mittelstaedt For Annual

United States Skywest Inc. 03/05/2016 Elect Andrew C. Roberts For Annual

United States Skywest Inc. 03/05/2016 Elect Keith E. Smith For Annual

United States Skywest Inc. 03/05/2016 Elect Steven F. Udvar‐Hazy For Annual

United States Skywest Inc. 03/05/2016 Elect James L. Welch For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 1 Accounts and Reports For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 10

Ratification of Interim Dividend 

PaymentFor Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 2 Elect William MacDiarmid For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 3 Elect Miriam Greenwood For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 4 Remuneration Report (Advisory) For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 5 Appointment of Auditor For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 6 Authority to Set Auditor's Fees For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 7 Allocation of Profits/Dividends For Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 8

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSmart Metering Systems Plc 26/05/2016 9

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomSmith & Nephew plc 14/04/2016 1 Accounts and Reports For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 10 Elect Robin Freestone For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 11 Elect Michael A. Friedman For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 12 Elect Brian Larcombe For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 13 Elect Joseph C. Papa For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 14 Elect Roberto Quarta For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 15 Appointment of Auditor For Annual

Page 130 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomSmith & Nephew plc 14/04/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 17

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSmith & Nephew plc 14/04/2016 18

Authority to Issue Shares w/o 

Preemptive RightsAbstain

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomSmith & Nephew plc 14/04/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 2 Remuneration Report (Advisory) Abstain

Notice periods for executive directors' 

service contracts exceed reasonable 

terms

Annual

United 

KingdomSmith & Nephew plc 14/04/2016 20

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSmith & Nephew plc 14/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 4 Elect Vinita Bali For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 5 Elect Ian E. Barlow For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 6 Elect Olivier Bohuon For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 7 Elect Virginia Bottomley For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 8 Elect Julie Brown For Annual

United 

KingdomSmith & Nephew plc 14/04/2016 9 Elect Erik Engstrom For Annual

United 

KingdomSoco International 09/06/2016 1 Accounts and Reports For Annual

United 

KingdomSoco International 09/06/2016 10 Elect Ettore Contini For Annual

United 

KingdomSoco International 09/06/2016 11 Elect Marianne Daryabegui For Annual

United 

KingdomSoco International 09/06/2016 12

Elect António Vítor Martins 

MonteiroFor Annual

United 

KingdomSoco International 09/06/2016 13 Elect Mike J. Watts For Annual

United 

KingdomSoco International 09/06/2016 14 Appointment of Auditor For Annual

United 

KingdomSoco International 09/06/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomSoco International 09/06/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSoco International 09/06/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor

Proposal is consistent with policy and 

UK market guidanceAnnual

United 

KingdomSoco International 09/06/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomSoco International 09/06/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSoco International 09/06/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomSoco International 09/06/2016 3 Remuneration Report (Advisory) Against Excessive bonus outcomes Annual

United 

KingdomSoco International 09/06/2016 4 Elect Rui C. de Sousa For Annual

United 

KingdomSoco International 09/06/2016 5 Elect Edward T. Story For Annual

United 

KingdomSoco International 09/06/2016 6 Elect Roger Cagle For Annual

United 

KingdomSoco International 09/06/2016 7 Elect Cynthia Cagle For Annual

United 

KingdomSoco International 09/06/2016 8 Elect Robert G. Gray For Annual

United 

KingdomSoco International 09/06/2016 9 Elect Olivier M.G. Barbaroux For Annual

United States Southwest Airlines Co 18/05/2016 1A. Elect David W. Biegler For Annual

United States Southwest Airlines Co 18/05/2016 1B. Elect J. Veronica Biggins For Annual

United States Southwest Airlines Co 18/05/2016 1C. Elect Douglas H. Brooks For Annual

United States Southwest Airlines Co 18/05/2016 1D. Elect William H. Cunningham For Annual

United States Southwest Airlines Co 18/05/2016 1E. Elect John G. Denison For Annual

United States Southwest Airlines Co 18/05/2016 1F. Elect Thomas W. Gilligan For Annual

United States Southwest Airlines Co 18/05/2016 1G. Elect Gary C. Kelly For Annual

United States Southwest Airlines Co 18/05/2016 1H. Elect Grace D. Lieblein For Annual

United States Southwest Airlines Co 18/05/2016 1I. Elect Nancy B. Loeffler For Annual

United States Southwest Airlines Co 18/05/2016 1J. Elect John T. Montford For Annual

United States Southwest Airlines Co 18/05/2016 1K. Elect Ron Ricks For Annual

United States Southwest Airlines Co 18/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Southwest Airlines Co 18/05/2016 3. Ratification of Auditor For Annual

Page 131 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Southwest Airlines Co 18/05/2016 4.Shareholder Proposal Regarding 

Proxy AccessFor

Large, long‐term shareholders should 

be able to nominate a directorAnnual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 1 Accounts and Reports For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 10 Elect Rob Roger For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 11 Elect Simon Rowlands For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 12 Elect Garry Watts For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 13 Appointment of Auditor For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 17 SAYE Scheme For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 18

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 4 Elect Tony Bourne For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 5 Elect John Gildersleeve For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 6 Elect Simon Gordon For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 7 Elect Dame Janet Husband For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 8 Elect Robert E. Lerwill For Annual

United 

KingdomSpire Healthcare Group Plc 19/05/2016 9 Elect Danie Meintjes For Annual

United States Sprouts Farmers Market Inc 03/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Sprouts Farmers Market Inc 03/05/2016 3. Ratification of Auditor For Annual

United States Sprouts Farmers Market Inc 03/05/2016 Elect Shon A. Boney Withhold Board is not sufficiently independent Annual

United States Sprouts Farmers Market Inc 03/05/2016 Elect Amin N. Maredia For Annual

United States SPX FLOW Inc 11/05/2016 1.1 Elect Anne K. Altman For Annual

United States SPX FLOW Inc 11/05/2016 1.2 Elect Patrick D. Campbell Against Other governance issue Annual

United States SPX FLOW Inc 11/05/2016 1.3 Elect Marcus Michael For Annual

United States SPX FLOW Inc 11/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States SPX FLOW Inc 11/05/2016 3.Frequency of Advisory Vote on 

Executive Compensation1 Year Annual

United States SPX FLOW Inc 11/05/2016 4.

Re‐Approval of the Stock 

Compensation Plan for 162(m) 

Deductibility

For Annual

United States SPX FLOW Inc 11/05/2016 5.Re‐Approval of the Executive Annual 

Bonus Plan for 162(m) DeductibilityFor Annual

United States SPX FLOW Inc 11/05/2016 6. Ratification of Auditor For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 1 Accounts and Reports For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 10 Elect Patience  Wheatcroft For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 11 Elect Roger Yates For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 12 Remuneration Report (Advisory) For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 13 Appointment of Auditor For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 18 Authorisation of Political Donations For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 20 Amendments to Articles (Solvency II) For Annual

Page 132 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomSt. James`s Place Plc 04/05/2016 3 Elect Sarah Bates For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 4 Elect David Bellamy For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 5 Elect Iain Cornish For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 6 Elect Andrew Croft For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 7 Elect Ian Gascoigne For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 8 Elect Simon Jeffreys For Annual

United 

KingdomSt. James`s Place Plc 04/05/2016 9 Elect David Lamb For Annual

United 

KingdomStandard Chartered plc 04/05/2016 1 Accounts and Reports For Annual

United 

KingdomStandard Chartered plc 04/05/2016 10 Elect Andy Halford For Annual

United 

KingdomStandard Chartered plc 04/05/2016 11 Elect HAN Seung‐Soo For Annual

United 

KingdomStandard Chartered plc 04/05/2016 12 Elect Christine Hodgson For Annual

United 

KingdomStandard Chartered plc 04/05/2016 13 Elect Gay Huey Evans For Annual

United 

KingdomStandard Chartered plc 04/05/2016 14 Elect Naguib Kheraj For Annual

United 

KingdomStandard Chartered plc 04/05/2016 15 Elect Simon J. Lowth Against Less than 75% Attendance Annual

United 

KingdomStandard Chartered plc 04/05/2016 16 Elect John Peace For Annual

United 

KingdomStandard Chartered plc 04/05/2016 17 Elect Jasmine Whitbread For Annual

United 

KingdomStandard Chartered plc 04/05/2016 18 Appointment of Auditor For Annual

United 

KingdomStandard Chartered plc 04/05/2016 19 Authority to Set Auditor's Fees For Annual

United 

KingdomStandard Chartered plc 04/05/2016 2 Remuneration Report (Advisory) Abstain

Share award grant policy is overly 

generous given volatility and low share 

price.  Notice period in service contract 

exceeds acceptable term.  

Annual

United 

KingdomStandard Chartered plc 04/05/2016 20 Authorisation of Political Donations For Annual

United 

KingdomStandard Chartered plc 04/05/2016 21

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomStandard Chartered plc 04/05/2016 22

Authority to Issue Repurchased 

Shares w/ Preemptive

Rights 

For Annual

United 

KingdomStandard Chartered plc 04/05/2016 23

Authority to Issue Equity Convertible 

Additional Tier 1 Securities w/ 

Preemptive Rights

For Annual

United 

KingdomStandard Chartered plc 04/05/2016 24

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomStandard Chartered plc 04/05/2016 25

Authority to Issue Equity Convertible 

Additional Tier 1 Securities w/o 

Preemptive Rights

Against

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

United 

KingdomStandard Chartered plc 04/05/2016 26

Authority to Repurchase Ordinary 

SharesFor Annual

United 

KingdomStandard Chartered plc 04/05/2016 27

Authority to Repurchase Preference 

SharesFor Annual

United 

KingdomStandard Chartered plc 04/05/2016 28

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomStandard Chartered plc 04/05/2016 3 Remuneration Policy (Binding) Against

Share award grant policy is overly 

generous given volatility and low share 

price.  Notice period in service contract 

exceeds acceptable term.  

Annual

United 

KingdomStandard Chartered plc 04/05/2016 4 Elect David P. Conner For Annual

United 

KingdomStandard Chartered plc 04/05/2016 5 Elect William T.  Winters For Annual

United 

KingdomStandard Chartered plc 04/05/2016 6 Elect Om Prakesh Bhatt For Annual

United 

KingdomStandard Chartered plc 04/05/2016 7 Elect Kurt Campbell For Annual

United 

KingdomStandard Chartered plc 04/05/2016 8 Elect Louis CHEUNG Chi Yan For Annual

United 

KingdomStandard Chartered plc 04/05/2016 9 Elect Byron E. Grote For Annual

United 

KingdomStandard Life Plc 17/05/2016 1 Accounts and Reports For Annual

United 

KingdomStandard Life Plc 17/05/2016 10.A Elect Colin Clark For Annual

United 

KingdomStandard Life Plc 17/05/2016 10.B Elect Melanie Gee For Annual

United 

KingdomStandard Life Plc 17/05/2016 10.C Elect Paul Matthews For Annual

United 

KingdomStandard Life Plc 17/05/2016 11

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomStandard Life Plc 17/05/2016 12

Authority to Issue Shares w/o 

Preemptive RightsFor Annual

United 

KingdomStandard Life Plc 17/05/2016 13 Authority to Repurchase Shares For Annual

Page 133 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomStandard Life Plc 17/05/2016 14 Authorisation of Political Donations For Annual

United 

KingdomStandard Life Plc 17/05/2016 15

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomStandard Life Plc 17/05/2016 2 Appointment of Auditor For Annual

United 

KingdomStandard Life Plc 17/05/2016 3 Authority to Set Auditor's Fees For Annual

United 

KingdomStandard Life Plc 17/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomStandard Life Plc 17/05/2016 5 Remuneration Report (Advisory) Against

The remuneration package for the CEO 

is, given the performance of the 

company's share price in recent years 

and that the company is a leading 

institutional investor, not consistent 

with reasonable levels of pay which are 

consistent with the wider interest

Annual

United 

KingdomStandard Life Plc 17/05/2016 6

Cancellation of the Capital 

Redemption ReserveFor Annual

United 

KingdomStandard Life Plc 17/05/2016 7 Maximum Variable Pay Ratio For Annual

United 

KingdomStandard Life Plc 17/05/2016 8 Employee Share Plan For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.A Elect Sir Gerry Grimstone For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.B Elect Pierre Danon For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.C Elect Noël Harwerth For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.D Elect Isabel Hudson For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.E Elect Kevin Parry For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.F Elect Lynne  Peacock For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.G Elect Martin Pike For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.H Elect Luke Savage For Annual

United 

KingdomStandard Life Plc 17/05/2016 9.I Elect Keith Skeoch Abstain

Excessive notice period, thereby 

potentially providing significant 

rewards for failure. 

Annual

United States Starz 14/06/2016 2. Ratification of Auditor For Annual

United States Starz 14/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Starz 14/06/2016 4. 2016 Omnibus Incentive Plan For Annual

United States Starz 14/06/2016 Elect Gregory B. Maffei Withhold Serves on too many boards Annual

United States Starz 14/06/2016 Elect Irving Azoff For Annual

United States Starz 14/06/2016 Elect Susan Lyne For Annual

United States Strayer Education, Inc. 03/05/2016 1.1 Elect Robert S. Silberman For Annual

United States Strayer Education, Inc. 03/05/2016 1.2 Elect John T. Casteen III For Annual

United States Strayer Education, Inc. 03/05/2016 1.3 Elect Charlotte F. Beason For Annual

United States Strayer Education, Inc. 03/05/2016 1.4 Elect William E. Brock For Annual

United States Strayer Education, Inc. 03/05/2016 1.5 Elect Robert R. Grusky For Annual

United States Strayer Education, Inc. 03/05/2016 1.6 Elect Karl McDonnell For Annual

United States Strayer Education, Inc. 03/05/2016 1.7 Elect Todd A. Milano For Annual

United States Strayer Education, Inc. 03/05/2016 1.8 Elect G. Thomas Waite, III For Annual

United States Strayer Education, Inc. 03/05/2016 1.9 Elect J. David Wargo For Annual

United States Strayer Education, Inc. 03/05/2016 2. Ratification of Auditor For Annual

United States Strayer Education, Inc. 03/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 1 Accounts and Reports For Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 2.A Elect Simon CHOW Wing Charn For Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 2.B Elect Peter A. Curry For Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 2.C Elect Jonathan Andrew Cimino For Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 2.D Elect Alan S. Jones Against

Audit committee met an insufficient 

number of times; Insufficient audit 

committee independence; Insufficient 

compensation committee 

independence requirement; Other 

compensation issues; Board is not 

sufficiently independent; Professional 

Services Relations

Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 4.AAuthority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 4.B Authority to Repurchase Shares For Annual

Hong Kong Sun Hung Kai & Co. Ltd. 25/05/2016 4.CAuthority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.1 Elect William D. Anderson For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.10 Elect Barbara G. Stymiest For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.11 Elect James H. Sutcliffe For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.2 Elect John H. Clappison For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.3 Elect Dean A. Connor For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.4 Elect Martin J.G. Glynn For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.5 Elect M. Marianne Harris For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.6 Elect Sara G. Lewis For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.7 Elect Scott F. Powers For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.8 Elect Réal Raymond For Annual

Canada Sun Life Financial, Inc. 11/05/2016 1.9 Elect Hugh D. Segal For Annual

Canada Sun Life Financial, Inc. 11/05/2016 2 Appointment of Auditor For Annual

Canada Sun Life Financial, Inc. 11/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 3.B Directors' Fees For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 3AI Elect CHI Xun For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 3AII Elect LI Qin For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 3AIII Elect MA Lishan For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 3AIV Elect TSE Chi Wai Against

Non‐audit fees exceed audit fees; 

Serves on too many boardsAnnual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 4

Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 5.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 5.B Authority to Repurchase Shares For Annual

Cayman 

IslandsSunac China Holdings Limited 19/05/2016 5.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsSunac China Holdings Limited 26/05/2016 1 Acquisition For Special

Canada Suncor Energy, Inc. 28/04/2016 1.1 Elect Patricia M. Bedient For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.10 Elect Eira Thomas For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.11 Elect Steven W. Williams For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.12 Elect Michael M. Wilson For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.2 Elect Mel E. Benson For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.3 Elect Jacynthe Côté For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.4 Elect Dominic D'Alessandro For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.5 Elect John D. Gass For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.6 Elect John R. Huff For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.7 Elect Maureen McCaw For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.8 Elect Michael W. O'Brien For Annual

Canada Suncor Energy, Inc. 28/04/2016 1.9 Elect James W. Simpson For Annual

Canada Suncor Energy, Inc. 28/04/2016 2 Appointment of Auditor For Annual

Canada Suncor Energy, Inc. 28/04/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Canada Suncor Energy, Inc. 28/04/2016 4Shareholder Proposal Regarding 

Climate Change ReportingFor Annual

Canada Suncor Energy, Inc. 28/04/2016 5Shareholder Proposal Regarding 

Lobbying Report For

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United States Suntrust Banks, Inc. 26/04/2016 1A. Elect Dallas S. Clement For Annual

United States Suntrust Banks, Inc. 26/04/2016 1B. Elect Paul R. Garcia For Annual

United States Suntrust Banks, Inc. 26/04/2016 1C. Elect M. Douglas Ivester For Annual

United States Suntrust Banks, Inc. 26/04/2016 1D. Elect Kyle P. Legg For Annual

United States Suntrust Banks, Inc. 26/04/2016 1E. Elect Donna S. Morea For Annual

United States Suntrust Banks, Inc. 26/04/2016 1F. Elect David M. Ratcliffe For Annual

United States Suntrust Banks, Inc. 26/04/2016 1G. Elect William H. Rogers, Jr. For Annual

United States Suntrust Banks, Inc. 26/04/2016 1H. Elect Frank W. Scruggs For Annual

United States Suntrust Banks, Inc. 26/04/2016 1I. Elect Bruce L. Tanner For Annual

United States Suntrust Banks, Inc. 26/04/2016 1J. Elect Thomas R. Watjen For Annual

United States Suntrust Banks, Inc. 26/04/2016 1K. Elect Phail Wynn, Jr. For Annual

United States Suntrust Banks, Inc. 26/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Suntrust Banks, Inc. 26/04/2016 3. Ratification of Auditor For Annual

Page 135 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Canada Superior Plus Corp 28/04/2016 1.1 Elect Catherine M. Best AgainstDirector serves on excessive audit 

committeesAnnual

Canada Superior Plus Corp 28/04/2016 1.10 Elect David P. Smith For Annual

Canada Superior Plus Corp 28/04/2016 1.2 Elect Eugene V.N. Bissell For Annual

Canada Superior Plus Corp 28/04/2016 1.3 Elect Richard Bradeen For Annual

Canada Superior Plus Corp 28/04/2016 1.4 Elect Luc Desjardins For Annual

Canada Superior Plus Corp 28/04/2016 1.5 Elect Robert Engbloom Against Related party transactions Annual

Canada Superior Plus Corp 28/04/2016 1.6 Elect Randall J. Findlay For Annual

Canada Superior Plus Corp 28/04/2016 1.7 Elect Mary Jordan For Annual

Canada Superior Plus Corp 28/04/2016 1.8 Elect Douglas Harrison For Annual

Canada Superior Plus Corp 28/04/2016 1.9 Elect Walentin Mirosh For Annual

Canada Superior Plus Corp 28/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Superior Plus Corp 28/04/2016 3Advisory Vote on Executive 

CompensationFor Annual

United States Supernus Pharmaceuticals Inc 19/05/2016 2.Amendment to the 2012 Equity 

Incentive PlanFor Annual

United States Supernus Pharmaceuticals Inc 19/05/2016 3.Amendment to the 2012 Employee 

Stock Purchase PlanFor Annual

United States Supernus Pharmaceuticals Inc 19/05/2016 4. Ratification of Auditor For Annual

United States Supernus Pharmaceuticals Inc 19/05/2016 Elect Jack A. Khattar For Annual

United States Supernus Pharmaceuticals Inc 19/05/2016 Elect M. James Barrett, Ph.D. Withhold Serves on too many boards Annual

United States Supernus Pharmaceuticals Inc 19/05/2016 Elect William A. Nuerge For Annual

United 

KingdomSwallowfield 27/06/2016 1 Share Placing to Fund Acquisition For Ordinary

United 

KingdomSwallowfield 27/06/2016 2

Disapplication of Preemptive Rights 

(Placing)For Ordinary

Hong Kong Swire Pacific Ltd. 12/05/2016 1.A Elect John R. Slosar Against No nominating/governance committee Annual

Hong Kong Swire Pacific Ltd. 12/05/2016 1.B Elect Rose LEE Wai Mun Against Related party transactions Annual

Hong Kong Swire Pacific Ltd. 12/05/2016 1.C Elect John B. Rae‐Smith For Annual

Hong Kong Swire Pacific Ltd. 12/05/2016 1.D Elect Gordon R.H Orr For Annual

Hong Kong Swire Pacific Ltd. 12/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Swire Pacific Ltd. 12/05/2016 3 Authority to Repurchase Shares For Annual

Hong Kong Swire Pacific Ltd. 12/05/2016 4Authority to Issue Shares w/o 

Preemptive Rights Against

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

United States Synchrony Financial 19/05/2016 1A. Elect Margaret M. Keane For Annual

United States Synchrony Financial 19/05/2016 1B. Elect Paget L. Alves For Annual

United States Synchrony Financial 19/05/2016 1C. Elect Arthur W. Coviello, Jr. For Annual

United States Synchrony Financial 19/05/2016 1D. Elect William W. Graylin For Annual

United States Synchrony Financial 19/05/2016 1E. Elect Roy A. Guthrie For Annual

United States Synchrony Financial 19/05/2016 1F. Elect Richard C. Hartnack For Annual

United States Synchrony Financial 19/05/2016 1G. Elect Jeffrey G. Naylor For Annual

United States Synchrony Financial 19/05/2016 1H. Elect Laurel J. Richie For Annual

United States Synchrony Financial 19/05/2016 1I. Elect Olympia J. Snowe For Annual

United States Synchrony Financial 19/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Synchrony Financial 19/05/2016 3. Ratification of Auditor For Annual

United 

KingdomSynthomer plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomSynthomer plc 28/04/2016 10 Elect Caroline A. Johnstone For Annual

United 

KingdomSynthomer plc 28/04/2016 11 Elect Neil A. Johnson For Annual

United 

KingdomSynthomer plc 28/04/2016 12 Elect Stephen G. Bennett For Annual

United 

KingdomSynthomer plc 28/04/2016 13 Appointment of Auditor For Annual

United 

KingdomSynthomer plc 28/04/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomSynthomer plc 28/04/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomSynthomer plc 28/04/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor

Consistent with policy and market 

guidance.Annual

United 

KingdomSynthomer plc 28/04/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomSynthomer plc 28/04/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomSynthomer plc 28/04/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomSynthomer plc 28/04/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomSynthomer plc 28/04/2016 4 Elect Calum MacLean For Annual

United 

KingdomSynthomer plc 28/04/2016 5 Elect Alex G. Catto For Annual

United 

KingdomSynthomer plc 28/04/2016 6 Elect Jinya Chen For Annual

Page 136 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomSynthomer plc 28/04/2016 7 Elect LEE Hau Hian For Annual

United 

KingdomSynthomer plc 28/04/2016 8 Elect Just Jansz For Annual

United 

KingdomSynthomer plc 28/04/2016 9 Elect Brendan Connolly For Annual

Australia Syrah Resources Limited 26/05/2016 1 Remuneration Report For Annual

Australia Syrah Resources Limited 26/05/2016 2 Re‐elect Sam Riggall For Annual

Australia Syrah Resources Limited 26/05/2016 3 Re‐elect James E. Askew For Annual

Australia Syrah Resources Limited 26/05/2016 4Equity Grant (MD Tolga Kumova ‐ 

Options)For Annual

Australia Syrah Resources Limited 26/05/2016 5Equity Grant (MD Tolga Kumova ‐ 

Performance Rights)For Annual

Australia Syrah Resources Limited 26/05/2016 6Equity Grant (MD Tolga Kumova ‐ 

Shares)For Annual

Australia Syrah Resources Limited 26/05/2016 7 Approve Increase in NEDs' Fee Cap For Annual

Australia Syrah Resources Limited 26/05/2016 8 Adopt New Constitution For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1A. Elect Mark S. Bartlett For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1B. Elect Edward C. Bernard For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1C. Elect Mary K. Bush For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1D. Elect H. Lawrence Culp For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1E. Elect Freeman A. Hrabowski, III For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1F. Elect Robert F. MacLellan For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1G. Elect Brian C. Rogers For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1H. Elect Olympia J. Snowe For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1I. Elect William J. Stromberg For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1J. Elect Dwight S. Taylor For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1K. Elect Anne Marie Whittemore For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 1L. Elect Alan D. Wilson For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 3. Ratification of Auditor For Annual

United States T. Rowe Price Assoc Inc. 27/04/2016 4.Shareholder Proposal Regarding 

Proxy Voting PracticesAgainst Annual

United States Tableau Software Inc 12/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Tableau Software Inc 12/05/2016 3.Amendment to the 2013 Equity 

Incentive PlanAgainst

Repricing provisions; Evergreen 

provisionsAnnual

United States Tableau Software Inc 12/05/2016 4. Ratification of Auditor AgainstAudit contract required ADR and 

excludes punitive damagesAnnual

United States Tableau Software Inc 12/05/2016 Elect Christian Chabot For Annual

United States Tableau Software Inc 12/05/2016 Elect Christopher Stolte For Annual

Taiwan Taiwan Fertilizer Co 29/06/2016 1 Amendments to Articles For Annual

Taiwan Taiwan Fertilizer Co 29/06/2016 2 Accounts and Reports For Annual

Taiwan Taiwan Fertilizer Co 29/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan Taiwan Fertilizer Co 29/06/2016 4Amendments to Procedural Rules: 

Capital Loans and EndorsementsFor Annual

Taiwan Taiwan Fertilizer Co 29/06/2016 5Amendments to Procedural Rules: 

Acquisition and Disposal of AssetsFor Annual

TaiwanTaiwan Semiconductor 

Manufacturing07/06/2016 1 Amendments to Articles For Annual

TaiwanTaiwan Semiconductor 

Manufacturing07/06/2016 1. Amendments to Articles For Annual

TaiwanTaiwan Semiconductor 

Manufacturing07/06/2016 2 Accounts and Reports For Annual

TaiwanTaiwan Semiconductor 

Manufacturing07/06/2016 2A. Accounts and Reports For Annual

TaiwanTaiwan Semiconductor 

Manufacturing07/06/2016 2B. Allocation of Profits/Dividends For Annual

TaiwanTaiwan Semiconductor 

Manufacturing07/06/2016 3 Allocation of Profits/Dividends For Annual

United States Talen Energy Corp 24/05/2016 2. Ratification of Auditor For Annual

United States Talen Energy Corp 24/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Talen Energy Corp 24/05/2016 4.Frequency of Advisory Vote on 

Executive Compensation1 Year Annual

United States Talen Energy Corp 24/05/2016 Elect Ralph Alexander For Annual

United States Talen Energy Corp 24/05/2016 Elect Frederick M. Bernthal For Annual

United States Talen Energy Corp 24/05/2016 Elect Edward J. Casey, Jr. For Annual

United States Talen Energy Corp 24/05/2016 Elect Philip G. Cox For Annual

United States Talen Energy Corp 24/05/2016 Elect Paul A. Farr For Annual

Page 137 of 155

Page 138: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Talen Energy Corp 24/05/2016 Elect Louise K. Goeser For Annual

United States Talen Energy Corp 24/05/2016 Elect Stuart E. Graham For Annual

United States Talen Energy Corp 24/05/2016 Elect Michael B. Hoffman For Annual

United States Target Corp 08/06/2016 1A. Elect Roxanne S. Austin For Annual

United States Target Corp 08/06/2016 1B. Elect Douglas M. Baker, Jr. For Annual

United States Target Corp 08/06/2016 1C. Elect Brian C. Cornell For Annual

United States Target Corp 08/06/2016 1D. Elect Calvin Darden For Annual

United States Target Corp 08/06/2016 1E. Elect Henrique De Castro For Annual

United States Target Corp 08/06/2016 1F. Elect Robert L. Edwards For Annual

United States Target Corp 08/06/2016 1G. Elect Melanie L. Healey For Annual

United States Target Corp 08/06/2016 1H. Elect Donald R. Knauss For Annual

United States Target Corp 08/06/2016 1I. Elect Monica C. Lozano For Annual

United States Target Corp 08/06/2016 1J. Elect Mary E. Minnick For Annual

United States Target Corp 08/06/2016 1K. Elect Anne M. Mulcahy For Annual

United States Target Corp 08/06/2016 1L. Elect Derica W. Rice For Annual

United States Target Corp 08/06/2016 1M. Elect Kenneth L. Salazar For Annual

United States Target Corp 08/06/2016 1N. Elect John G. Stumpf For Annual

United States Target Corp 08/06/2016 2. Ratification of Auditor For Annual

United States Target Corp 08/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Target Corp 08/06/2016 4.Shareholder Proposal Regarding 

Country Selection GuidelinesAgainst Annual

United 

KingdomTaylor Wimpey 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomTaylor Wimpey 28/04/2016 10 Elect Mike Hussey For Annual

United 

KingdomTaylor Wimpey 28/04/2016 11 Elect Robert Rowley For Annual

United 

KingdomTaylor Wimpey 28/04/2016 12 Elect Humphrey S.M. Singer For Annual

United 

KingdomTaylor Wimpey 28/04/2016 13 Appointment of Auditor For Annual

United 

KingdomTaylor Wimpey 28/04/2016 14 Authority to Set Auditor's Fees For Annual

United 

KingdomTaylor Wimpey 28/04/2016 15

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomTaylor Wimpey 28/04/2016 16

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomTaylor Wimpey 28/04/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomTaylor Wimpey 28/04/2016 18 Remuneration Report (Advisory) For Annual

United 

KingdomTaylor Wimpey 28/04/2016 19 Authorisation of Political Donations For Annual

United 

KingdomTaylor Wimpey 28/04/2016 2 Allocation of Profits/Dividends For Annual

United 

KingdomTaylor Wimpey 28/04/2016 20

Related Party Transactions (CEO Pete 

Redfern)For Annual

United 

KingdomTaylor Wimpey 28/04/2016 21

Related Party Transactions (CEO Pete 

Redfern)For Annual

United 

KingdomTaylor Wimpey 28/04/2016 22

Related Party Transactions (CFO 

Ryan Mangold)For Annual

United 

KingdomTaylor Wimpey 28/04/2016 23

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomTaylor Wimpey 28/04/2016 3 Special Dividend For Annual

United 

KingdomTaylor Wimpey 28/04/2016 4 Elect Kevin S. Beeston For Annual

United 

KingdomTaylor Wimpey 28/04/2016 5 Elect Peter T. Redfern For Annual

United 

KingdomTaylor Wimpey 28/04/2016 6 Elect Ryan Mangold For Annual

United 

KingdomTaylor Wimpey 28/04/2016 7 Elect James Jordan For Annual

United 

KingdomTaylor Wimpey 28/04/2016 8 Elect Kate Barker For Annual

United 

KingdomTaylor Wimpey 28/04/2016 9 Elect Margaret Ford Against Serves on too many boards Annual

United States TCF Financial Corp. 27/04/2016 2.Amendment to the Employees Stock 

Purchase Plan ‐ Supplemental PlanFor Annual

United States TCF Financial Corp. 27/04/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States TCF Financial Corp. 27/04/2016 4. Ratification of Auditor For Annual

United States TCF Financial Corp. 27/04/2016 5.Shareholder Proposal Regarding 

Retention of Shares Until RetirementAgainst Annual

Page 138 of 155

Page 139: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States TCF Financial Corp. 27/04/2016 Elect Peter Bell For Annual

United States TCF Financial Corp. 27/04/2016 Elect William F. Bieber For Annual

United States TCF Financial Corp. 27/04/2016 Elect Theodore J. Bigos Withhold Less than 75% Attendance Annual

United States TCF Financial Corp. 27/04/2016 Elect William A. Cooper For Annual

United States TCF Financial Corp. 27/04/2016 Elect Craig R. Dahl For Annual

United States TCF Financial Corp. 27/04/2016 Elect Karen L. Grandstrand For Annual

United States TCF Financial Corp. 27/04/2016 Elect Thomas F. Jasper For Annual

United States TCF Financial Corp. 27/04/2016 Elect George G. Johnson For Annual

United States TCF Financial Corp. 27/04/2016 Elect Richard H. King For Annual

United States TCF Financial Corp. 27/04/2016 Elect Vance K. Opperman For Annual

United States TCF Financial Corp. 27/04/2016 Elect James M. Ramstad For Annual

United States TCF Financial Corp. 27/04/2016 Elect Roger J. Sit For Annual

United States TCF Financial Corp. 27/04/2016 Elect Julie H. Sullivan For Annual

United States TCF Financial Corp. 27/04/2016 Elect Barry N. Winslow For Annual

United States TCF Financial Corp. 27/04/2016 Elect Richard A. Zona For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 1 Accounts and Reports For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 2 Allocation of Profits/Dividends For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 3.A Elect Patrick CHAN Kin Wah For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 3.B Elect Roy CHUNG Chi Ping For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 3.C Elect Camille Jojo For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 3.D Elect Christopher P. Langley For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 3.E Elect Manfred Kuhlmann For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 3.F Directors' Fees For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 4Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 6 Authority to Repurchase Shares For Annual

Hong Kong Techtronic Industries Co. Ltd. 20/05/2016 7Authority to Issue Repurchased 

SharesFor Annual

Canada Teck Resources Ltd 27/04/2016 1.1 Elect Mayank M. Ashar For Annual

Canada Teck Resources Ltd 27/04/2016 1.10 Elect Donald R. Lindsay For Annual

Canada Teck Resources Ltd 27/04/2016 1.11 Elect Tracey L. McVicar For Annual

Canada Teck Resources Ltd 27/04/2016 1.12 Elect Kenneth W. Pickering For Annual

Canada Teck Resources Ltd 27/04/2016 1.13 Elect Warren S.R. Seyffert For Annual

Canada Teck Resources Ltd 27/04/2016 1.14 Elect Timothy R. Snider For Annual

Canada Teck Resources Ltd 27/04/2016 1.2 Elect Quan Chong For Annual

Canada Teck Resources Ltd 27/04/2016 1.3 Elect Jack L. Cockwell For Annual

Canada Teck Resources Ltd 27/04/2016 1.4 Elect Laura L. Dottori‐Attanasio For Annual

Canada Teck Resources Ltd 27/04/2016 1.5 Elect Edward C. Dowling For Annual

Canada Teck Resources Ltd 27/04/2016 1.6 Elect Eiichi Fukuda For Annual

Canada Teck Resources Ltd 27/04/2016 1.7 Elect Norman B. Keevil For Annual

Canada Teck Resources Ltd 27/04/2016 1.8 Elect Norman B. Keevil III For Annual

Canada Teck Resources Ltd 27/04/2016 1.9 Elect Takeshi Kubota For Annual

Canada Teck Resources Ltd 27/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Teck Resources Ltd 27/04/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 3.A Elect Jacobus Petrus Bekker For Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 3.B Elect Ian C. Stone For Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 3.C Directors' Fees For Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 5

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 6 Authority to Repurchase Shares For Annual

Cayman 

IslandsTencent Holdings Ltd. 18/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United States Tenet Healthcare Corp. 12/05/2016 1A. Elect Trevor Fetter For Annual

United States Tenet Healthcare Corp. 12/05/2016 1B. Elect Brenda J. Gaines For Annual

United States Tenet Healthcare Corp. 12/05/2016 1C. Elect Karen M. Garrison For Annual

United States Tenet Healthcare Corp. 12/05/2016 1D. Elect Edward A. Kangas For Annual

United States Tenet Healthcare Corp. 12/05/2016 1E. Elect J. Robert Kerrey For Annual

Page 139 of 155

Page 140: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Tenet Healthcare Corp. 12/05/2016 1F. Elect Freda C. Lewis‐Hall For Annual

United States Tenet Healthcare Corp. 12/05/2016 1G. Elect Richard R. Pettingill For Annual

United States Tenet Healthcare Corp. 12/05/2016 1H. Elect Matthew J. Ripperger For Annual

United States Tenet Healthcare Corp. 12/05/2016 1I. Elect Ronald A. Rittenmeyer For Annual

United States Tenet Healthcare Corp. 12/05/2016 1J. Elect Tammy Romo For Annual

United States Tenet Healthcare Corp. 12/05/2016 1K. Elect Randolph C. Simpson For Annual

United States Tenet Healthcare Corp. 12/05/2016 1L. Elect James A. Unruh For Annual

United States Tenet Healthcare Corp. 12/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Tenet Healthcare Corp. 12/05/2016 3.Amendment to the 2008 Stock 

Incentive PlanFor Annual

United States Tenet Healthcare Corp. 12/05/2016 4.Amendment to the 1995 Employee 

Stock Purchase PlanFor Annual

United States Tenet Healthcare Corp. 12/05/2016 5. Ratification of Auditor For Annual

United States Teradata Corp 26/04/2016 1A. Elect Cary T. Fu For Annual

United States Teradata Corp 26/04/2016 1B. Elect Michael P. Gianoni For Annual

United States Teradata Corp 26/04/2016 1C. Elect Victor L. Lund For Annual

United States Teradata Corp 26/04/2016 2.Amendment to the 2012 Stock 

Incentive PlanFor Annual

United States Teradata Corp 26/04/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Teradata Corp 26/04/2016 4. Ratification of Auditor For Annual

United States Teradyne, Inc. 10/05/2016 1A. Elect Michael A. Bradley For Annual

United States Teradyne, Inc. 10/05/2016 1B. Elect Daniel W. Christman For Annual

United States Teradyne, Inc. 10/05/2016 1C. Elect Edwin J. Gillis For Annual

United States Teradyne, Inc. 10/05/2016 1D. Elect Timothy E. Guertin For Annual

United States Teradyne, Inc. 10/05/2016 1E. Elect Mark E. Jagiela For Annual

United States Teradyne, Inc. 10/05/2016 1F. Elect Mercedes Johnson For Annual

United States Teradyne, Inc. 10/05/2016 1G. Elect Paul J. Tufano For Annual

United States Teradyne, Inc. 10/05/2016 1H. Elect Roy A. Vallee For Annual

United States Teradyne, Inc. 10/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Teradyne, Inc. 10/05/2016 3. Ratification of Auditor For Annual

United 

KingdomTesco plc 23/06/2016 1 Accounts and Reports For Annual

United 

KingdomTesco plc 23/06/2016 10 Elect Byron E. Grote For Annual

United 

KingdomTesco plc 23/06/2016 11 Elect Mikael Olsson For Annual

United 

KingdomTesco plc 23/06/2016 12 Elect Deanna W. Oppenheimer For Annual

United 

KingdomTesco plc 23/06/2016 13 Elect Alan Stewart For Annual

United 

KingdomTesco plc 23/06/2016 14 Appointment of Auditor For Annual

United 

KingdomTesco plc 23/06/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomTesco plc 23/06/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomTesco plc 23/06/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomTesco plc 23/06/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomTesco plc 23/06/2016 19 Scrip Dividend Alternative For Annual

United 

KingdomTesco plc 23/06/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomTesco plc 23/06/2016 20 Authorisation of Political Donations For Annual

United 

KingdomTesco plc 23/06/2016 21

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomTesco plc 23/06/2016 22

Amendments to Articles of 

AssociationFor Annual

United 

KingdomTesco plc 23/06/2016 3 Elect Simon Patterson For Annual

United 

KingdomTesco plc 23/06/2016 4 Elect Alison Platt For Annual

United 

KingdomTesco plc 23/06/2016 5 Elect Lindsey Pownall For Annual

United 

KingdomTesco plc 23/06/2016 6 Elect John M. Allan For Annual

Page 140 of 155

Page 141: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomTesco plc 23/06/2016 7 Elect David Lewis For Annual

United 

KingdomTesco plc 23/06/2016 8 Elect Mark Armour For Annual

United 

KingdomTesco plc 23/06/2016 9 Elect Richard Cousins For Annual

United States Tessera Technologies Inc 27/04/2016 1.1 Elect Richard S. Hill For Annual

United States Tessera Technologies Inc 27/04/2016 1.2 Elect Christopher A. Seams For Annual

United States Tessera Technologies Inc 27/04/2016 1.3 Elect Donald E. Stout For Annual

United States Tessera Technologies Inc 27/04/2016 1.4 Elect George A. Riedel For Annual

United States Tessera Technologies Inc 27/04/2016 1.5 Elect John Chenault For Annual

United States Tessera Technologies Inc 27/04/2016 1.6 Elect Thomas A. Lacey For Annual

United States Tessera Technologies Inc 27/04/2016 1.7 Elect Tudor Brown For Annual

United States Tessera Technologies Inc 27/04/2016 2Advisory Vote on Executive 

CompensationFor Annual

United States Tessera Technologies Inc 27/04/2016 3 Ratification of Auditor For Annual

United States Texas Instruments Inc. 21/04/2016 1A. Elect Ralph W. Babb, Jr. For Annual

United States Texas Instruments Inc. 21/04/2016 1B. Elect Mark A. Blinn For Annual

United States Texas Instruments Inc. 21/04/2016 1C. Elect Daniel A. Carp For Annual

United States Texas Instruments Inc. 21/04/2016 1D. Elect Janet F. Clark For Annual

United States Texas Instruments Inc. 21/04/2016 1E. Elect Carrie S. Cox For Annual

United States Texas Instruments Inc. 21/04/2016 1F. Elect Ronald Kirk For Annual

United States Texas Instruments Inc. 21/04/2016 1G. Elect Pamela H. Patsley For Annual

United States Texas Instruments Inc. 21/04/2016 1H. Elect Robert E. Sanchez For Annual

United States Texas Instruments Inc. 21/04/2016 1I. Elect Wayne R. Sanders For Annual

United States Texas Instruments Inc. 21/04/2016 1J. Elect Richard K. Templeton For Annual

United States Texas Instruments Inc. 21/04/2016 1K. Elect Christine Todd Whitman For Annual

United States Texas Instruments Inc. 21/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Texas Instruments Inc. 21/04/2016 3. Ratification of Auditor For Annual

United States Texas Instruments Inc. 21/04/2016 4.Amendment to the 2009 Long‐Term 

Incentive PlanFor Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 1 Accounts and Reports For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 3.A Elect CHENG Longdi For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 3.B Elect TAO Xiaoming For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 3.C Elect Stephen TING Leung Huel Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 3.D Elect JI Zhongliang For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 3.E Directors' Fees For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 5

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 6 Authority to Repurchase Shares For Annual

Cayman 

IslandsTexhong Textile Group Ltd. 18/04/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong KongTianjin Development Holdings 

Ltd.27/04/2016 1 Master Sales Agreement For Special

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 1 Accounts and Reports For Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 2 Allocation of Profits/Dividends For Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 3.A Elect Simon TUEN Kong For Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 3.B Elect Edward CHEUNG Wing Yui Against Professional Services Relationship Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 3.C Elect CHENG Hon Kwan For Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 3.D Elect Estella NG Yi Kum Against

Audit committee met an insufficient 

number of times; Non‐audit fees 

exceed audit fees

Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 3.E Elect LOKE Yu Against

Non‐audit fees exceed audit fees; 

Serves on too many boardsAnnual

Page 141 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 3.F Directors' Fees For Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 4

Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 5.A Authority to Repurchase Shares For Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 5.B

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 5.C Issuance of Repurchased Shares Against Issue price discount not disclosed Annual

Hong KongTianjin Development Holdings 

Ltd.02/06/2016 5.D

Authority to Grant Options under 

Share Option SchemeAgainst

Excessive range of participants; Change 

in control provisionAnnual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 10

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 3 Elect Michael YUNG Kin Cheung Against Insider on compensation committee Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 4 Elect LEE Leung Yiu For Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 5 Elect TSANG Wah Kwong Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 6 Directors' Fees For Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 7

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 8

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsTK Group (Holdings) Limited 18/05/2016 9 Authority to Repurchase Shares For Annual

Canada Tourmaline Oil Corp 08/06/2016 1 Board Size For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.1 Elect Michael L. Rose For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.10 Elect Andrew B. MacDonald For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.11 Elect Ronald C. Wigham For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.2 Elect Brian G. Robinson Against CFO on board Annual

Canada Tourmaline Oil Corp 08/06/2016 2.3 Elect Jill T. Angevine For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.4 Elect William D. Armstrong For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.5 Elect Lee A. Baker For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.6 Elect Robert W. Blakely For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.7 Elect John W. Elick For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.8 Elect Kevin J. Keenan For Annual

Canada Tourmaline Oil Corp 08/06/2016 2.9 Elect Phillip A. Lamoreaux For Annual

Canada Tourmaline Oil Corp 08/06/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Transalta Corp. 22/04/2016 1.1 Elect John P. Dielwart For Mix

Canada Transalta Corp. 22/04/2016 1.2 Elect Timothy W. Faithfull For Mix

Canada Transalta Corp. 22/04/2016 1.3 Elect Dawn L. Farrell For Mix

Canada Transalta Corp. 22/04/2016 1.4 Elect Alan J. Fohrer For Mix

Canada Transalta Corp. 22/04/2016 1.5 Elect Gordon D. Giffin For Mix

Canada Transalta Corp. 22/04/2016 1.6 Elect P. Thomas Jenkins For Mix

Canada Transalta Corp. 22/04/2016 1.7 Elect Yakout Mansour For Mix

Canada Transalta Corp. 22/04/2016 1.8 Elect Georgia R. Nelson For Mix

Canada Transalta Corp. 22/04/2016 1.9 Elect Beverlee F. Park For Mix

Canada Transalta Corp. 22/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Mix

Canada Transalta Corp. 22/04/2016 3 Shareholder Rights Plan Renewal For Mix

Canada Transalta Corp. 22/04/2016 4Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Mix

Canada TransAlta Renewables Inc 28/04/2016 1.1 Elect David W. Drinkwater For Annual

Canada TransAlta Renewables Inc 28/04/2016 1.2 Elect Brett M. Gellner For Annual

Canada TransAlta Renewables Inc 28/04/2016 1.3 Elect Allen R. Hagerman For Annual

Canada TransAlta Renewables Inc 28/04/2016 1.4 Elect Cynthia Johnston For Annual

Canada TransAlta Renewables Inc 28/04/2016 1.5 Elect Kathryn A.B. McQuade For Annual

Canada TransAlta Renewables Inc 28/04/2016 1.6 Elect Paul H.E. Taylor For Annual

Canada TransAlta Renewables Inc 28/04/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Taiwan Transcend Information Inc. 14/06/2016 1 Amendments to Articles For Annual

Taiwan Transcend Information Inc. 14/06/2016 2 Accounts and Reports For Annual

Taiwan Transcend Information Inc. 14/06/2016 3 Allocation of Profits/Dividends For Annual

United States Travelers Companies Inc. 19/05/2016 1A. Elect Alan L. Beller For Annual

United States Travelers Companies Inc. 19/05/2016 1B. Elect John H. Dasburg For Annual

United States Travelers Companies Inc. 19/05/2016 1C. Elect Janet M. Dolan For Annual

United States Travelers Companies Inc. 19/05/2016 1D. Elect Kenneth M. Duberstein For Annual

United States Travelers Companies Inc. 19/05/2016 1E. Elect Jay S. Fishman For Annual

United States Travelers Companies Inc. 19/05/2016 1F. Elect Patricia L. Higgins For Annual

United States Travelers Companies Inc. 19/05/2016 1G. Elect Thomas R. Hodgson For Annual

United States Travelers Companies Inc. 19/05/2016 1H. Elect William J. Kane For Annual

United States Travelers Companies Inc. 19/05/2016 1I. Elect Cleve L. Killingsworth, Jr. For Annual

Page 142 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Travelers Companies Inc. 19/05/2016 1J. Elect Philip T. Ruegger III For Annual

United States Travelers Companies Inc. 19/05/2016 1K. Elect Todd C. Schermerhorn For Annual

United States Travelers Companies Inc. 19/05/2016 1L. Elect Alan D. Schnitzer For Annual

United States Travelers Companies Inc. 19/05/2016 1M. Elect Donald J. Shepard For Annual

United States Travelers Companies Inc. 19/05/2016 1N. Elect Laurie J. Thomsen For Annual

United States Travelers Companies Inc. 19/05/2016 2. Ratification of Auditor For Annual

United States Travelers Companies Inc. 19/05/2016 3.Advisory Vote on Executive 

CompensationAgainst Pay and performance disconnect Annual

United States Travelers Companies Inc. 19/05/2016 4.Amendment to the Stock Incentive 

PlanFor Annual

United States Travelers Companies Inc. 19/05/2016 5.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report

Against Annual

United States Travelers Companies Inc. 19/05/2016 6.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's indirect 

political spending

Annual

United 

KingdomTravis Perkins plc 25/05/2016 1 Accounts and Reports For Annual

United 

KingdomTravis Perkins plc 25/05/2016 10 Elect John Rogers For Annual

United 

KingdomTravis Perkins plc 25/05/2016 11 Elect Robert M. Walker For Annual

United 

KingdomTravis Perkins plc 25/05/2016 12 Appointment of Auditor For Annual

United 

KingdomTravis Perkins plc 25/05/2016 13 Authority to Set Auditor's Fees For Annual

United 

KingdomTravis Perkins plc 25/05/2016 14

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomTravis Perkins plc 25/05/2016 15

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomTravis Perkins plc 25/05/2016 16

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomTravis Perkins plc 25/05/2016 17 Authority to Repurchase Shares For Annual

United 

KingdomTravis Perkins plc 25/05/2016 18 Amendments to Articles For Annual

United 

KingdomTravis Perkins plc 25/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomTravis Perkins plc 25/05/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomTravis Perkins plc 25/05/2016 4 Elect Ruth Anderson For Annual

United 

KingdomTravis Perkins plc 25/05/2016 5 Elect Tony Buffin For Annual

United 

KingdomTravis Perkins plc 25/05/2016 6 Elect John K. Carter For Annual

United 

KingdomTravis Perkins plc 25/05/2016 7 Elect Coline McConville For Annual

United 

KingdomTravis Perkins plc 25/05/2016 8 Elect Peter T. Redfern For Annual

United 

KingdomTravis Perkins plc 25/05/2016 9 Elect Christopher Rogers For Annual

United States TRI Pointe Homes Inc 03/06/2016 2.Amendment to the 2013 Long‐Term 

Incentive PlanFor Annual

United States TRI Pointe Homes Inc 03/06/2016 3. Ratification of Auditor For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Douglas F. Bauer For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Lawrence B. Burrows For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Daniel S. Fulton For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Steven J. Gilbert For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Christopher D. Graham For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Constance B. Moore For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Thomas B. Rogers For Annual

United States TRI Pointe Homes Inc 03/06/2016 Elect Barry S. Sternlicht Withhold Serves on too many boards Annual

United States TriNet Group Inc 26/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States TriNet Group Inc 26/05/2016 3. Ratification of Auditor For Annual

United States TriNet Group Inc 26/05/2016 Elect Martin Babinec For Annual

United States TriNet Group Inc 26/05/2016 Elect Paul Chamberlain For Annual

United States TriNet Group Inc 26/05/2016 Elect Wayne B. Lowell Withhold Material weakness Annual

Taiwan Truelight Corp 18/05/2016 1 Amendments to Articles  For Annual

Taiwan Truelight Corp 18/05/2016 2 Accounts and Reports For Annual

Taiwan Truelight Corp 18/05/2016 3 Allocation of Profits/Dividends For Annual

Page 143 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Taiwan Truelight Corp 18/05/2016 4Non‐compete Restrictions for 

DirectorsAgainst Potential conflict of interests Annual

Taiwan Truelight Corp 18/05/2016 5 Approval of Capital Reduction For Annual

Taiwan Truelight Corp 18/05/2016 6 Extraordinary Measures AgainstGranting unfettered discretion is 

unwiseAnnual

United 

KingdomTullow Oil Plc 28/04/2016 1 Accounts and Reports For Annual

United 

KingdomTullow Oil Plc 28/04/2016 10 Elect Paul McDade For Annual

United 

KingdomTullow Oil Plc 28/04/2016 11 Elect Ian Springett For Annual

United 

KingdomTullow Oil Plc 28/04/2016 12 Elect Simon R. Thompson For Annual

United 

KingdomTullow Oil Plc 28/04/2016 13 Elect Jeremy R. Wilson For Annual

United 

KingdomTullow Oil Plc 28/04/2016 14 Appointment of Auditor For Annual

United 

KingdomTullow Oil Plc 28/04/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomTullow Oil Plc 28/04/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomTullow Oil Plc 28/04/2016 17

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares and may 

be inappropriate at current share 

prices.  

Annual

United 

KingdomTullow Oil Plc 28/04/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomTullow Oil Plc 28/04/2016 19 Authority to Repurchase Shares For Annual

United 

KingdomTullow Oil Plc 28/04/2016 2 Remuneration Report (advisory) For Annual

United 

KingdomTullow Oil Plc 28/04/2016 3 Elect Tutu Agyare For Annual

United 

KingdomTullow Oil Plc 28/04/2016 4 Elect Mike Daly For Annual

United 

KingdomTullow Oil Plc 28/04/2016 5 Elect Anne Drinkwater For Annual

United 

KingdomTullow Oil Plc 28/04/2016 6 Elect Ann Grant For Annual

United 

KingdomTullow Oil Plc 28/04/2016 7 Elect Aidan Heavey For Annual

United 

KingdomTullow Oil Plc 28/04/2016 8 Elect Steve Lucas For Annual

United 

KingdomTullow Oil Plc 28/04/2016 9 Elect Angus McCoss For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.1 Elect Rowena Albones For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.2 Elect Jill Gardiner For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.3 Elect James W. Gill For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.4 Elect R. Peter Gillin AgainstDirector serves on excessive audit 

committeesAnnual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.5 Elect Russel C. Robertson For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.6 Elect Craig Stegman For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 1.7 Elect Jeffery D. Tygesen For Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 2Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Canada Turquoise Hill Resources Ltd 03/05/2016 4 Transaction of Other Business AgainstGranting unfettered discretion is 

unwiseAnnual

United States Twitter Inc 25/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Twitter Inc 25/05/2016 3. Ratification of Auditor For Annual

United States Twitter Inc 25/05/2016 4.Approval of the 2016 Equity 

Incentive PlanAgainst

Company's other plan is excessively 

costlyAnnual

United States Twitter Inc 25/05/2016 Elect Jack Dorsey For Annual

United States Twitter Inc 25/05/2016 Elect Hugh F. Johnston For Annual

United 

KingdomUnilever plc 20/04/2016 1 Accounts and Reports For Annual

United 

KingdomUnilever plc 20/04/2016 10 Elect Paul Polman For Annual

United 

KingdomUnilever plc 20/04/2016 11 Elect John Rishton For Annual

United 

KingdomUnilever plc 20/04/2016 12 Elect Feike Sijbesma For Annual

United 

KingdomUnilever plc 20/04/2016 13 Elect Marijn E. Dekkers For Annual

United 

KingdomUnilever plc 20/04/2016 14 Elect Strive T. Masiyiwa For Annual

United 

KingdomUnilever plc 20/04/2016 15 Elect Youngme E. Moon For Annual

United 

KingdomUnilever plc 20/04/2016 16 Elect Graeme D. Pitkethly For Annual

United 

KingdomUnilever plc 20/04/2016 17 Appointment of Auditor For Annual

United 

KingdomUnilever plc 20/04/2016 18 Authority to Set Auditor's Fees For Annual

United 

KingdomUnilever plc 20/04/2016 19 Authorisation of Political Donations For Annual

Page 144 of 155

Page 145: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United 

KingdomUnilever plc 20/04/2016 2 Remuneration Report (Advisory) Against

Unclear that level of reward is justified 

by performance.  Notice period in 

service contracts exceeds acceptable 

term.

Annual

United 

KingdomUnilever plc 20/04/2016 20

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomUnilever plc 20/04/2016 21

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

United 

KingdomUnilever plc 20/04/2016 22 Authority to Repurchase Shares For Annual

United 

KingdomUnilever plc 20/04/2016 23

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomUnilever plc 20/04/2016 3 Elect Nils Smedegaard Andersen For Annual

United 

KingdomUnilever plc 20/04/2016 4 Elect Laura CHA May Lung For Annual

United 

KingdomUnilever plc 20/04/2016 5 Elect Vittorio Colao For Annual

United 

KingdomUnilever plc 20/04/2016 6 Elect Louise O. Fresco For Annual

United 

KingdomUnilever plc 20/04/2016 7 Elect Ann M. Fudge For Annual

United 

KingdomUnilever plc 20/04/2016 8 Elect Judith Hartmann For Annual

United 

KingdomUnilever plc 20/04/2016 9 Elect Mary MA Xuezheng For Annual

United States Unit Corp. 04/05/2016 1A. Elect William B. Morgan For Annual

United States Unit Corp. 04/05/2016 1B. Elect Larry D. Pinkston For Annual

United States Unit Corp. 04/05/2016 1C. Elect Carla S. Mashinski For Annual

United States Unit Corp. 04/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Unit Corp. 04/05/2016 3. Ratification of Auditor For Annual

United 

KingdomUnite Group plc. 12/05/2016 1 Accounts and Reports For Annual

United 

KingdomUnite Group plc. 12/05/2016 10 Elect Manjit Wolstenholme For Annual

United 

KingdomUnite Group plc. 12/05/2016 11 Elect Sir Tim Wilson For Annual

United 

KingdomUnite Group plc. 12/05/2016 12 Elect Andrew Jones For Annual

United 

KingdomUnite Group plc. 12/05/2016 13 Elect Elizabeth McMeikan For Annual

United 

KingdomUnite Group plc. 12/05/2016 14 Elect Patrick Dempsey For Annual

United 

KingdomUnite Group plc. 12/05/2016 15 Appointment of Auditor For Annual

United 

KingdomUnite Group plc. 12/05/2016 16 Authority to Set Auditor's Fees For Annual

United 

KingdomUnite Group plc. 12/05/2016 17

Amendment to Performance Share 

PlanFor Annual

United 

KingdomUnite Group plc. 12/05/2016 18

Amendment to Employee Share 

Option SchemeFor Annual

United 

KingdomUnite Group plc. 12/05/2016 19

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomUnite Group plc. 12/05/2016 2 Remuneration Policy (Binding) For Annual

United 

KingdomUnite Group plc. 12/05/2016 20

Authority to Issue Shares w/o 

Preemptive RightsFor

Proposal is consistent with current 

policyAnnual

United 

KingdomUnite Group plc. 12/05/2016 21

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomUnite Group plc. 12/05/2016 3 Remuneration Report (Advisory) For Annual

United 

KingdomUnite Group plc. 12/05/2016 4 Allocation of Profits/Dividends For Annual

United 

KingdomUnite Group plc. 12/05/2016 5 Elect Phil White For Annual

United 

KingdomUnite Group plc. 12/05/2016 6 Elect Mark Allan For Annual

United 

KingdomUnite Group plc. 12/05/2016 7 Elect Joe Lister For Annual

United 

KingdomUnite Group plc. 12/05/2016 8 Elect Richard  Simpson For Annual

United 

KingdomUnite Group plc. 12/05/2016 9 Elect Richard  Smith For Annual

Taiwan United Micro Electronics 07/06/2016 1 Amendments to Articles  For Annual

Taiwan United Micro Electronics 07/06/2016 2 Accounts and Reports For Annual

Taiwan United Micro Electronics 07/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan United Micro Electronics 07/06/2016 4Approval of Termination of Share 

IssuanceFor Annual

Singapore United Overseas Bank Limited 21/04/2016 1 Accounts and Reports For Annual

Singapore United Overseas Bank Limited 21/04/2016 10Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 10.00% of the 

currently outstanding shares.

Annual

Singapore United Overseas Bank Limited 21/04/2016 11 UOB Scrip Dividend Scheme For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Singapore United Overseas Bank Limited 21/04/2016 12 Authority to Repurchase Shares For Annual

Singapore United Overseas Bank Limited 21/04/2016 13Amendment to the Equity 

Compensation PlanAgainst Change of control provision Annual

Singapore United Overseas Bank Limited 21/04/2016 14 Adoption of New Articles For Annual

Singapore United Overseas Bank Limited 21/04/2016 2 Allocation of Profits/Dividends For Annual

Singapore United Overseas Bank Limited 21/04/2016 3 Directors' Fees For Annual

Singapore United Overseas Bank Limited 21/04/2016 4 Fees to WEE Cho Yaw Against Excessive compensation Annual

Singapore United Overseas Bank Limited 21/04/2016 5Appointment of Auditor and 

Authority to Set FeesFor Annual

Singapore United Overseas Bank Limited 21/04/2016 6 Elect WEE Cho Yaw Against Excessive compensation Annual

Singapore United Overseas Bank Limited 21/04/2016 7 Elect Franklin Leo Lavin For Annual

Singapore United Overseas Bank Limited 21/04/2016 8 Elect James KOH Cher Siang For Annual

Singapore United Overseas Bank Limited 21/04/2016 9 Elect ONG Yew Huat For Annual

United States United Therapeutics Corp 21/06/2016 1A. Elect Christopher Causey For Annual

United States United Therapeutics Corp 21/06/2016 1B. Elect Richard Giltner For Annual

United States United Therapeutics Corp 21/06/2016 1C. Elect Judy Olian For Annual

United States United Therapeutics Corp 21/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States United Therapeutics Corp 21/06/2016 3. Ratification of Auditor For Annual

United States Unum Group 26/05/2016 1A. Elect Theodore H. Bunting, Jr. For Annual

United States Unum Group 26/05/2016 1B. Elect E. Michael Caulfield For Annual

United States Unum Group 26/05/2016 1C. Elect Joseph J. Echevarria For Annual

United States Unum Group 26/05/2016 1D. Elect Cynthia L. Egan For Annual

United States Unum Group 26/05/2016 1E. Elect Pamela H. Godwin For Annual

United States Unum Group 26/05/2016 1F. Elect Kevin T. Kabat For Annual

United States Unum Group 26/05/2016 1G. Elect Timothy F. Keaney For Annual

United States Unum Group 26/05/2016 1H. Elect Gloria C. Larson For Annual

United States Unum Group 26/05/2016 1I. Elect Richard P. McKenney For Annual

United States Unum Group 26/05/2016 1J. Elect Edward J. Muhl For Annual

United States Unum Group 26/05/2016 1K. Elect Ronald. P. O'Hanley For Annual

United States Unum Group 26/05/2016 1L. Elect Francis J. Shammo For Annual

United States Unum Group 26/05/2016 1M. Elect Thomas R. Watjen For Annual

United States Unum Group 26/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Unum Group 26/05/2016 3. Ratification of Auditor For Annual

United States Unum Group 26/05/2016 4.Savings‐Related Share Option 

Scheme 2016For Annual

United States Urban Outfitters, Inc. 24/05/2016 1A. Elect Edward N. Antoian For Annual

United States Urban Outfitters, Inc. 24/05/2016 1B. Elect Scott A. Belair Against Affiliate/Insider on audit committee Annual

United States Urban Outfitters, Inc. 24/05/2016 1C. Elect Harry S. Cherken, Jr. Against

Board is not sufficiently independent; 

Related party transactions; 

Affiliate/Insider on 

nominating/governance committee

Annual

United States Urban Outfitters, Inc. 24/05/2016 1D. Elect Scott Galloway For Annual

United States Urban Outfitters, Inc. 24/05/2016 1E. Elect Margaret A. Hayne For Annual

United States Urban Outfitters, Inc. 24/05/2016 1F. Elect Richard A. Hayne For Annual

United States Urban Outfitters, Inc. 24/05/2016 1G. Elect Elizabeth Ann Lambert For Annual

United States Urban Outfitters, Inc. 24/05/2016 1H. Elect Joel S. Lawson III For Annual

United States Urban Outfitters, Inc. 24/05/2016 1I. Elect Robert H. Strouse For Annual

United States Urban Outfitters, Inc. 24/05/2016 2. Ratification of Auditor For Annual

United States Urban Outfitters, Inc. 24/05/2016 3.Shareholder Proposal Regarding 

Proxy AccessFor Annual

United States Usana Health Sciences Inc 02/05/2016 2. Ratification of Auditor For Annual

United States Usana Health Sciences Inc 02/05/2016 Elect Myron W. Wentz For Annual

United States Usana Health Sciences Inc 02/05/2016 Elect Gilbert A. Fuller For Annual

United States Usana Health Sciences Inc 02/05/2016 Elect Robert Anciaux For Annual

Page 146 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Usana Health Sciences Inc 02/05/2016 Elect David A. Wentz For Annual

United States Usana Health Sciences Inc 02/05/2016 Elect D. Richard Williams For Annual

United States Usana Health Sciences Inc 02/05/2016 Elect Frederic J. Winssinger For Annual

United States Usana Health Sciences Inc 02/05/2016 Elect Feng Peng For Annual

United States Valero Energy Corp. 12/05/2016 1A. Elect Joseph W Gorder For Annual

United States Valero Energy Corp. 12/05/2016 1B. Elect Deborah P. Majoras For Annual

United States Valero Energy Corp. 12/05/2016 1C. Elect Donald L. Nickles For Annual

United States Valero Energy Corp. 12/05/2016 1D. Elect Philip J. Pfeiffer For Annual

United States Valero Energy Corp. 12/05/2016 1E. Elect Robert A. Profusek For Annual

United States Valero Energy Corp. 12/05/2016 1F. Elect Susan Kaufman Purcell For Annual

United States Valero Energy Corp. 12/05/2016 1G. Elect Stephen M. Waters For Annual

United States Valero Energy Corp. 12/05/2016 1H. Elect Randall J. Weisenburger For Annual

United States Valero Energy Corp. 12/05/2016 1I. Elect Rayford Wilkins Jr. For Annual

United States Valero Energy Corp. 12/05/2016 2. Ratification of Auditor For Annual

United States Valero Energy Corp. 12/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Valero Energy Corp. 12/05/2016 4.Amendment to Articles Regarding 

Removal of DirectorsFor Annual

United States Valero Energy Corp. 12/05/2016 5.

Re‐approval of the 2011 Omnibus 

Stock Incentive Plan for the Purposes 

of Section 162(m)

For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 3.A.I Elect Louis SO Chun Ki For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 3.AII Elect Timothy TSE Wai Ming Against Insider on compensation committee Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 3.B Directors' Fees For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 3AIII Elect LEE Siang Chin For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 5.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 5.B Authority to Repurchase Shares For Annual

Cayman 

IslandsValue Partners Group Ltd. 18/05/2016 5.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

TaiwanVanguard International 

Semiconductor Corporation07/06/2016 1 Amendments to Articles For Annual

TaiwanVanguard International 

Semiconductor Corporation07/06/2016 2 Accounts and Reports For Annual

TaiwanVanguard International 

Semiconductor Corporation07/06/2016 3 Allocation of Profits/Dividends For Annual

United States Vascular Solutions Inc 29/04/2016 2. Ratification of Auditor For Annual

United States Vascular Solutions Inc 29/04/2016 Elect Martin J. Emerson For Annual

United States Vascular Solutions Inc 29/04/2016 Elect John L. Erb For Annual

United States Vascular Solutions Inc 29/04/2016 Elect Richard W. Kramp For Annual

United States Vascular Solutions Inc 29/04/2016 Elect Richard Nigon Withhold Affiliate/Insider on audit committee Annual

United States Vascular Solutions Inc 29/04/2016 Elect Paul O'Connell For Annual

United States Vascular Solutions Inc 29/04/2016 Elect Howard Root For Annual

United States Vascular Solutions Inc 29/04/2016 Elect Jorge Saucedo For Annual

United States Vera Bradley Inc 26/05/2016 2. Ratification of Auditor For Annual

United States Vera Bradley Inc 26/05/2016 Elect Barbara Bradley Baekgaard For Annual

United States Vera Bradley Inc 26/05/2016 Elect Richard Baum For Annual

United States Vera Bradley Inc 26/05/2016 Elect Patricia R. Miller For Annual

United States Vera Bradley Inc 26/05/2016 Elect Frances P. Philip For Annual

United States Verisign Inc. 09/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Verisign Inc. 09/06/2016 3.Amendment to the 2006 Equity 

Incentive PlanFor Annual

Page 147 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Verisign Inc. 09/06/2016 4.Certificate Amendment to Provide 

Board Authority to Amend BylawsFor Annual

United States Verisign Inc. 09/06/2016 5. Ratification of Auditor For Annual

United States Verisign Inc. 09/06/2016 6.Shareholder Proposal Regarding 

Proxy AccessFor

Proxy access is a fundamental 

shareholder rightAnnual

United States Verisign Inc. 09/06/2016 Elect D. James Bidzos For Annual

United States Verisign Inc. 09/06/2016 Elect Kathleen A. Cote For Annual

United States Verisign Inc. 09/06/2016 Elect Thomas F. Frist, III For Annual

United States Verisign Inc. 09/06/2016 Elect Jamie S. Gorelick For Annual

United States Verisign Inc. 09/06/2016 Elect Roger H. Moore For Annual

United States Verisign Inc. 09/06/2016 Elect Louis A. Simpson For Annual

United States Verisign Inc. 09/06/2016 Elect Timothy Tomlinson For Annual

United States Verizon Communications Inc 05/05/2016 1A. Elect Shellye L. Archambeau For Annual

United States Verizon Communications Inc 05/05/2016 1B. Elect Mark T. Bertolini For Annual

United States Verizon Communications Inc 05/05/2016 1C. Elect Richard L. Carrión For Annual

United States Verizon Communications Inc 05/05/2016 1D. Elect Melanie L. Healey For Annual

United States Verizon Communications Inc 05/05/2016 1E. Elect M. Frances Keeth For Annual

United States Verizon Communications Inc 05/05/2016 1F. Elect Karl‐Ludwig Kley For Annual

United States Verizon Communications Inc 05/05/2016 1G. Elect Lowell C. McAdam For Annual

United States Verizon Communications Inc 05/05/2016 1H. Elect Donald T. Nicolaisen For Annual

United States Verizon Communications Inc 05/05/2016 1I. Elect Clarence Otis, Jr. For Annual

United States Verizon Communications Inc 05/05/2016 1J. Elect Rodney E. Slater For Annual

United States Verizon Communications Inc 05/05/2016 1K. Elect Kathryn A. Tesija For Annual

United States Verizon Communications Inc 05/05/2016 1L. Elect Gregory D. Wasson For Annual

United States Verizon Communications Inc 05/05/2016 1M. Elect Gregory G. Weaver For Annual

United States Verizon Communications Inc 05/05/2016 2. Ratification of Auditor For Annual

United States Verizon Communications Inc 05/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Verizon Communications Inc 05/05/2016 4.Shareholder Proposal Regarding 

Renewable Energy targetsAgainst Annual

United States Verizon Communications Inc 05/05/2016 5.Shareholder Proposal Regarding 

Report on Indirect Political SpendingAgainst Annual

United States Verizon Communications Inc 05/05/2016 6.Shareholder Proposal Regarding 

Lobbying ReportFor

Increased disclosure would benefit 

shareholdersAnnual

United States Verizon Communications Inc 05/05/2016 7.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Verizon Communications Inc 05/05/2016 8.Shareholder Proposal Regarding 

Severance Approval PolicyAgainst Annual

United States Verizon Communications Inc 05/05/2016 9.

Shareholder Proposal Regarding 

Retention of Shares Until Normal 

Retirement Age

Against Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 2. Ratification of Auditor For Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 4.Shareholder Proposal Regarding 

Declassification of the BoardFor

The annual election of directors 

provides maximum accountability of 

directors to shareholders

Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 5.

Shareholder Proposal Regarding 

Compensation in the Event of a 

Change in Control

Against Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 6.Shareholder Proposal Regarding 

Retention of Shares Until RetirementAgainst Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 7.

Shareholder Proposal Regarding 

Linking Executive Pay to 

Sustainability

Against Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 Elect Joshua Boger For Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 Elect Terrence C. Kearney For Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 Elect Yuchun Lee For Annual

United States Vertex Pharmaceuticals, Inc. 15/06/2016 Elect Elaine S. Ullian For Annual

United States Virgin America Inc 10/05/2016 1A. Elect Cyrus F. Freidheim, Jr. Against Affiliate/Insider on audit committee Annual

United States Virgin America Inc 10/05/2016 1B. Elect Robert A. Nickell For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Virgin America Inc 10/05/2016 1C. Elect Samuel K. Skinner For Annual

United States Virgin America Inc 10/05/2016 1D. Elect Jennifer L. Vogel For Annual

United States Virgin America Inc 10/05/2016 2. Ratification of Auditor For Annual

United States Virgin America Inc 10/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Vitamin Shoppe Inc 07/06/2016 1.Charter Amendment Regarding the 

Removal of Directors Without CauseFor Annual

United States Vitamin Shoppe Inc 07/06/2016 2A. Elect B. Michael Becker For Annual

United States Vitamin Shoppe Inc 07/06/2016 2B. Elect John D. Bowlin For Annual

United States Vitamin Shoppe Inc 07/06/2016 2C. Elect Catherine E. Buggeln For Annual

United States Vitamin Shoppe Inc 07/06/2016 2D. Elect Deborah M. Derby For Annual

United States Vitamin Shoppe Inc 07/06/2016 2E. Elect David H. Edwab For Annual

United States Vitamin Shoppe Inc 07/06/2016 2F. Elect Richard L. Markee For Annual

United States Vitamin Shoppe Inc 07/06/2016 2G. Elect Guillermo Marmol For Annual

United States Vitamin Shoppe Inc 07/06/2016 2H. Elect Beth M. Pritchard For Annual

United States Vitamin Shoppe Inc 07/06/2016 2I. Elect Timothy Theriault For Annual

United States Vitamin Shoppe Inc 07/06/2016 2J. Elect Colin Watts For Annual

United States Vitamin Shoppe Inc 07/06/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Vitamin Shoppe Inc 07/06/2016 4. Ratification of Auditor For Annual

United States Vmware Inc. 26/05/2016 2.Advisory Vote on Executive 

CompensationAgainst

Poor alignment with the interests of 

stockholders.  Annual

United States Vmware Inc. 26/05/2016 3. Ratification of Auditor For Annual

United States Voya Financial Inc 26/05/2016 1A. Elect Lynne Biggar For Annual

United States Voya Financial Inc 26/05/2016 1B. Elect Jane P. Chwick For Annual

United States Voya Financial Inc 26/05/2016 1C. Elect Ruth Ann M. Gillis For Annual

United States Voya Financial Inc 26/05/2016 1D. Elect J. Barry Griswell For Annual

United States Voya Financial Inc 26/05/2016 1E. Elect Frederick S. Hubbell For Annual

United States Voya Financial Inc 26/05/2016 1F. Elect Rodney O. Martin, Jr. For Annual

United States Voya Financial Inc 26/05/2016 1G. Elect Byron H. Pollitt, Jr. For Annual

United States Voya Financial Inc 26/05/2016 1H. Elect Joseph V. Tripodi For Annual

United States Voya Financial Inc 26/05/2016 1I. Elect Deborah C. Wright For Annual

United States Voya Financial Inc 26/05/2016 1J. Elect David K. Zwiener For Annual

United States Voya Financial Inc 26/05/2016 2.Advisory Vote on Executive 

CompensationAgainst Substantial one‐time grants Annual

United States Voya Financial Inc 26/05/2016 3.Approval of the 2017 Annual Cash 

Incentive PlanFor Annual

United States Voya Financial Inc 26/05/2016 4.Approval of Employee Stock 

Purchase PlanFor Annual

United States Voya Financial Inc 26/05/2016 5. Ratification of Auditor For Annual

United States Voya Financial Inc 26/05/2016 6.Shareholder Proposal Regarding 

Genocide‐Free InvestingAgainst Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1A. Elect James I. Cash, Jr. Against Other unique issue Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1B. Elect Pamela J. Craig For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1C. Elect Timothy P. Flynn For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1D. Elect Thomas W. Horton For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1E. Elect Marissa A. Mayer For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1F. Elect C. Douglas McMillon For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1G. Elect Gregory B. Penner For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1H. Elect Steven S. Reinemund For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1I. Elect Kevin Y. Systrom For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1J. Elect S. Robson Walton For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1K. Elect Steuart Walton For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 1L. Elect Linda S. Wolf For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 2.Advisory Vote on Executive 

CompensationFor Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Wal‐Mart Stores, Inc. 03/06/2016 3. 2016 Associate Stock Purchase Plan For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 4. Ratification of Auditor For Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 5.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 6.Shareholder Proposal Regarding 

Incentive Compensation ReportAgainst Annual

United States Wal‐Mart Stores, Inc. 03/06/2016 7.Shareholder Proposal Regarding 

Country Selection GuidelinesAgainst Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 10

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 11

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 12 Adopt New Share Option Scheme Against

Excessive range of participants; Change 

of control provisionAnnual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 3 Elect JI Wei Against

Insider on compensation committee; 

Nominating committee chair not 

independent

Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 4 Elect ZHENG Xiao Ping For Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 5 Elect LI Hong For Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 6 Elect LUAN Wenpeng For Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 7 Directors' Fees For Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 8

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsWasion Group Holdings Ltd 16/05/2016 9 Authority to Repurchase Shares For Annual

United States Waters Corp. 11/05/2016 2. Ratification of Auditor For Annual

United States Waters Corp. 11/05/2016 3.Advisory Vote on Executive 

CompensationFor Annual

United States Waters Corp. 11/05/2016 Elect Joshua Bekenstein For Annual

United States Waters Corp. 11/05/2016 Elect Michael J. Berendt For Annual

United States Waters Corp. 11/05/2016 Elect Douglas A. Berthiaume For Annual

United States Waters Corp. 11/05/2016 Elect Edward Conard For Annual

United States Waters Corp. 11/05/2016 Elect Laurie H. Glimcher For Annual

United States Waters Corp. 11/05/2016 Elect Christopher A. Kuebler For Annual

United States Waters Corp. 11/05/2016 Elect William J. Miller For Annual

United States Waters Corp. 11/05/2016 Elect Christopher J.O'Connell For Annual

United States Waters Corp. 11/05/2016 Elect JoAnn A. Reed For Annual

United States Waters Corp. 11/05/2016 Elect Thomas P. Salice For Annual

United States Web.Com Group Inc 11/05/2016 2.Amendment to the 2014 Equity 

Incentive PlanFor Annual

United States Web.Com Group Inc 11/05/2016 3. Ratification of Auditor For Annual

United States Web.Com Group Inc 11/05/2016 4.Advisory Vote on Executive 

CompensationFor Annual

United States Web.Com Group Inc 11/05/2016 Elect Robert S. McCoy, Jr. For Annual

United States Web.Com Group Inc 11/05/2016 Elect Phillip J. Facchina For Annual

United States Web.Com Group Inc 11/05/2016 Elect John Giuliani For Annual

IrelandWellington Management 

Portfolios (Dublin) Plc ‐ GL24/06/2016 1 Accounts and Reports Abstain

Insufficient information provided by 

the CompanyAnnual

IrelandWellington Management 

Portfolios (Dublin) Plc ‐ GL24/06/2016 2 Appointment of Auditor Abstain

Insufficient information provided by 

the CompanyAnnual

IrelandWellington Management 

Portfolios (Dublin) Plc ‐ GL24/06/2016 3 Authority to Set Auditor's Fees Abstain

Insufficient information provided by 

the CompanyAnnual

IrelandWellington Management 

Portfolios (Dublin) Plc ‐ GL24/06/2016 4 Review the Company's Affairs Abstain

Insufficient information provided by 

the CompanyAnnual

United States Wells Fargo & Co. 26/04/2016 1A. Elect John D. Baker II For Annual

United States Wells Fargo & Co. 26/04/2016 1B. Elect Elaine L. Chao For Annual

United States Wells Fargo & Co. 26/04/2016 1C. Elect John S. Chen For Annual

United States Wells Fargo & Co. 26/04/2016 1D. Elect Lloyd H. Dean For Annual

United States Wells Fargo & Co. 26/04/2016 1E. Elect Elizabeth A. Duke For Annual

United States Wells Fargo & Co. 26/04/2016 1F. Elect Susan E. Engel For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Wells Fargo & Co. 26/04/2016 1G. Elect Enrique Hernandez, Jr. For Annual

United States Wells Fargo & Co. 26/04/2016 1H. Elect Donald M. James For Annual

United States Wells Fargo & Co. 26/04/2016 1I. Elect Cynthia H. Milligan For Annual

United States Wells Fargo & Co. 26/04/2016 1J. Elect Federico F. Peña For Annual

United States Wells Fargo & Co. 26/04/2016 1K. Elect James H. Quigley For Annual

United States Wells Fargo & Co. 26/04/2016 1L. Elect Stephen W. Sanger For Annual

United States Wells Fargo & Co. 26/04/2016 1M. Elect John G. Stumpf For Annual

United States Wells Fargo & Co. 26/04/2016 1N. Elect Susan G. Swenson For Annual

United States Wells Fargo & Co. 26/04/2016 1O. Elect Suzanne M. Vautrinot For Annual

United States Wells Fargo & Co. 26/04/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Wells Fargo & Co. 26/04/2016 3. Ratification of Auditor For Annual

United States Wells Fargo & Co. 26/04/2016 4.Shareholder Proposal Regarding 

Independent Board ChairmanFor

An independent chairman is better able 

to oversee the executives of a company 

and set a pro‐shareholder agenda

Annual

United States Wells Fargo & Co. 26/04/2016 5.Shareholder Proposal Regarding 

Lobbying ReportAgainst Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 1 Board Size For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.A Elect Hank Ketcham For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.B Elect Clark S. Binkley For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.C Elect Reid Carter For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.D Elect John Floren For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.E Elect J. Duncan Gibson For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.F Elect John K. Ketcham Against

Board is not sufficiently independent; 

Affiliate/Insider on 

nominating/governance committee

Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.G Elect Harald H. Ludwig For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.H Elect Gerald J. Miller AgainstAffiliate/Insider on 

nominating/governance committeeAnnual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.I Elect Robert L. Phillips For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.J Elect Janice G. Rennie For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 2.K Elect Ted Seraphim For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 4

Advisory Resolution on the 

Company's Approach to Executive 

Compensation

For Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 5.AAmendment to the Stock Option 

Plan to Increase SharesFor Annual

Canada West Fraser Timber Co., Ltd. 19/04/2016 5.BAdditional Amendments to the Stock 

Option PlanFor Annual

United States Western Refining Inc 17/06/2016 1A. Elect Sigmund L. Cornelius For Annual

United States Western Refining Inc 17/06/2016 1B. Elect Paul L. Foster For Annual

United States Western Refining Inc 17/06/2016 1C. Elect L. Frederick Francis Abstain

Affiliate/Insider on audit committee; 

Board is not sufficiently independent; 

Current interlocking directorship; 

Adopted forum selection clause in past 

year w/o shareholder approval; 

Affiliate/Insider on 

nominating/governance committee

Annual

United States Western Refining Inc 17/06/2016 1D. Elect Robert J. Hassler For Annual

United States Western Refining Inc 17/06/2016 1E. Elect Brian J. Hogan For Annual

United States Western Refining Inc 17/06/2016 1F. Elect Jeff A. Stevens For Annual

United States Western Refining Inc 17/06/2016 1G. Elect Scott D. Weaver Abstain Board is not sufficiently independent Annual

United States Western Refining Inc 17/06/2016 2. Ratification of Auditor For Annual

United States Westlake Chemical Corp 10/05/2016 2. Ratification of Auditor For Annual

United States Westlake Chemical Corp 10/05/2016 Elect Robert T. Blakely For Annual

United States Westlake Chemical Corp 10/05/2016 Elect Albert Chao WithholdAffiliate/Insider on compensation 

committeeAnnual

United States Westlake Chemical Corp 10/05/2016 Elect Michael J. Graff Withhold Less than 75% Attendance Annual

Cayman 

IslandsWH Group Limited 23/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsWH Group Limited 23/05/2016 2.A Elect GUO Lijun For Annual

Cayman 

IslandsWH Group Limited 23/05/2016 2.B Elect ZHANG Taixi For Annual

Cayman 

IslandsWH Group Limited 23/05/2016 2.C Elect Conway LEE Kong Wai Against

Audit committee met an insufficient 

number of times; Serves on too many 

boards

Annual

Cayman 

IslandsWH Group Limited 23/05/2016 2.D Elect Kenneth Marc Sullivan For Annual

Cayman 

IslandsWH Group Limited 23/05/2016 2.E Elect YOU Mu For Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Cayman 

IslandsWH Group Limited 23/05/2016 3 Directors' Fees For Annual

Cayman 

IslandsWH Group Limited 23/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsWH Group Limited 23/05/2016 5 Authority to Repurchase Shares For Annual

Cayman 

IslandsWH Group Limited 23/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsWH Group Limited 23/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 1 Accounts and Reports For Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 2.A Elect Alexander AU Siu Kee For Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 2.B Elect CHAN Kwok Pong For Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 2.C Elect Edward CHEN Kwan Yiu For Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 2.D Elect Hans M. Jebsen Against Less than 75% Attendance Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 2.E Elect LENG Yen Thean For Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 4 Authority to Repurchase Shares For Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Wharf (Holdings) Ltd. 11/05/2016 6Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 1 Accounts and Reports For Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 2.A Elect Stephen NG Tin Hoi Against Serves on too many boards Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 2.B Elect Mignonne CHENG For Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 2.C Elect Winston LEONG Kwok Wai For Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 2.D Elect Alan H. Smith For Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 2.E Elect Nancy TSE  Sau Ling For Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 3Appointment of Auditor and 

Authority to Set FeesFor Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 4 Authority to Repurchase Shares For Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Hong Kong Wheelock and Co. Ltd. 16/05/2016 6Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

United 

KingdomWhitbread plc 21/06/2016 1 Accounts and Reports For Annual

United 

KingdomWhitbread plc 21/06/2016 10 Elect Simon Melliss For Annual

United 

KingdomWhitbread plc 21/06/2016 11 Elect Louise Smalley For Annual

United 

KingdomWhitbread plc 21/06/2016 12 Elect Susan Taylor Martin For Annual

United 

KingdomWhitbread plc 21/06/2016 13 Elect Stephen Williams For Annual

United 

KingdomWhitbread plc 21/06/2016 14 Appointment of Auditor For Annual

United 

KingdomWhitbread plc 21/06/2016 15 Authority to Set Auditor's Fees For Annual

United 

KingdomWhitbread plc 21/06/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomWhitbread plc 21/06/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor

Consistent with policy and market 

practiceAnnual

United 

KingdomWhitbread plc 21/06/2016 18 Authority to Repurchase Shares For Annual

United 

KingdomWhitbread plc 21/06/2016 19

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomWhitbread plc 21/06/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomWhitbread plc 21/06/2016 3 Allocation of Profits/Dividends For Annual

United 

KingdomWhitbread plc 21/06/2016 4 Elect Alison Brittain For Annual

United 

KingdomWhitbread plc 21/06/2016 5 Elect Chris Kennedy For Annual

United 

KingdomWhitbread plc 21/06/2016 6 Elect Richard Baker For Annual

United 

KingdomWhitbread plc 21/06/2016 7 Elect Wendy Becker For Annual

United 

KingdomWhitbread plc 21/06/2016 8 Elect Nicholas Cadbury For Annual

United 

KingdomWhitbread plc 21/06/2016 9 Elect Ian Cheshire For

Whilst attending fewer than 75% of 

meetings, we know the director is a 

positive candidate who should be 

supported

Annual

United States Whiting Petroleum Corp 17/05/2016 2.Advisory Vote on Executive 

CompensationFor Annual

United States Whiting Petroleum Corp 17/05/2016 3. Ratification of Auditor For Annual

United States Whiting Petroleum Corp 17/05/2016 4. Repeal of Classified Board For Annual

United States Whiting Petroleum Corp 17/05/2016 5.Increase of Authorized Common 

StockFor Annual

United States Whiting Petroleum Corp 17/05/2016 6.Amendment to the 2013 Equity 

Incentive PlanFor Annual

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United States Whiting Petroleum Corp 17/05/2016 Elect Thomas L. Aller For Annual

United States Whiting Petroleum Corp 17/05/2016 Elect James E. Catlin For Annual

United States Whiting Petroleum Corp 17/05/2016 Elect Michael B. Walen For Annual

Singapore Wilmar International Limited 28/04/2016 1 Accounts and Reports For Annual

Singapore Wilmar International Limited 28/04/2016 10Appointment of Auditor and 

Authority to Set FeesFor Annual

Singapore Wilmar International Limited 28/04/2016 11Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Singapore Wilmar International Limited 28/04/2016 12

Authority to Grant Shares Under 

Wilmar Executives Share Option 

Scheme 2009

Against Change of control provision Annual

Singapore Wilmar International Limited 28/04/2016 13 Related Party Transactions Against Not in shareholders' best interests Annual

Singapore Wilmar International Limited 28/04/2016 14 Authority to Repurchase Shares For Annual

Singapore Wilmar International Limited 28/04/2016 2 Allocation of Profits/Dividends For Annual

Singapore Wilmar International Limited 28/04/2016 3 Directors' Fees For Annual

Singapore Wilmar International Limited 28/04/2016 4 Elect Martua Sitorus For Annual

Singapore Wilmar International Limited 28/04/2016 5 Elect KUOK Khoon Chen For Annual

Singapore Wilmar International Limited 28/04/2016 6 Elect KUOK Khoon Ean For Annual

Singapore Wilmar International Limited 28/04/2016 7 Elect PUA Seck Guan For Annual

Singapore Wilmar International Limited 28/04/2016 8 Elect Kishore Mahbubani For Annual

Singapore Wilmar International Limited 28/04/2016 9 Elect YEO Teng Yang For Annual

Singapore Wilmar International Limited 28/04/2016 1Approval to Adopt the Company's 

ConstitutionFor Special

Taiwan Wistron Corp 15/06/2016 1 Amendments to Articles For Annual

Taiwan Wistron Corp 15/06/2016 2 Accounts and Reports For Annual

Taiwan Wistron Corp 15/06/2016 3 Allocation of Profits/Dividends For Annual

Taiwan Wistron Corp 15/06/2016 4Capitalization of Profits and Issuance 

of New SharesFor Annual

Taiwan Wistron Corp 15/06/2016 5Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 9.39% of the 

currently outstanding shares.

Annual

Australia Woodside Petroleum 21/04/2016 2.A Re‐elect Frank C. Cooper For Annual

Australia Woodside Petroleum 21/04/2016 2.B Re‐elect Sarah E. Ryan For Annual

Australia Woodside Petroleum 21/04/2016 2.C Elect Ann Pickard For Annual

Australia Woodside Petroleum 21/04/2016 3 REMUNERATION REPORT For AnnualUnited 

KingdomWorldpay Group plc 10/05/2016 1 Accounts and Reports For Annual

United 

KingdomWorldpay Group plc 10/05/2016 10 Elect Robin Marshall For Annual

United 

KingdomWorldpay Group plc 10/05/2016 11 Elect Rick Medlock For Annual

United 

KingdomWorldpay Group plc 10/05/2016 12 Elect Deanna W. Oppenheimer For Annual

United 

KingdomWorldpay Group plc 10/05/2016 13 Elect Sir Michael Rake For Annual

United 

KingdomWorldpay Group plc 10/05/2016 14 Elect Martin Scicluna For Annual

United 

KingdomWorldpay Group plc 10/05/2016 15 Authorisation of Political Donations For Annual

United 

KingdomWorldpay Group plc 10/05/2016 16

Authority to Issue Shares w/ 

Preemptive RightsFor Annual

United 

KingdomWorldpay Group plc 10/05/2016 17

Authority to Issue Shares w/o 

Preemptive RightsFor Consistent with policy Annual

United 

KingdomWorldpay Group plc 10/05/2016 18

Authority to Set General Meeting 

Notice Period at 14 DaysFor Annual

United 

KingdomWorldpay Group plc 10/05/2016 2 Remuneration Report (Advisory) For Annual

United 

KingdomWorldpay Group plc 10/05/2016 3 Remuneration Policy (Binding) For Annual

United 

KingdomWorldpay Group plc 10/05/2016 4 Appointment of Auditor For Annual

United 

KingdomWorldpay Group plc 10/05/2016 5 Authority to Set Auditor's Fees For Annual

United 

KingdomWorldpay Group plc 10/05/2016 6 Elect John M. Allan For Annual

United 

KingdomWorldpay Group plc 10/05/2016 7 Elect James Brocklebank For Annual

United 

KingdomWorldpay Group plc 10/05/2016 8 Elect Philip  Jansen For Annual

United 

KingdomWorldpay Group plc 10/05/2016 9 Elect Ron Khalifa For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 2.

Advisory Vote on Executive 

CompensationAgainst

Pay and performance disconnect; Poor 

disclosureAnnual

United StatesWyndham Worldwide 

Corporation10/05/2016 3. Ratification of Auditor For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 4.

Shareholder Proposal Regarding 

Political Contributions and 

Expenditures Report 

For

Increased disclosure would allow 

shareholders to more fully assess risks 

presented by the Company's political 

spending

Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect Stephen P. Holmes For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect Myra J. Biblowit For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect James E. Buckman For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect George Herrera Withhold

Adopted forum selection clause in past 

year w/o shareholder approvalAnnual

Page 153 of 155

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Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect Brian Mulroney For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect Pauline D.E. Richards For Annual

United StatesWyndham Worldwide 

Corporation10/05/2016 Elect Michael H. Wargotz For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 2.A Elect Gamal Mohammed Abdelaziz For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 2.B Elect Bruce P. Rockowitz For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 2.C Elect Jeffrey LAM Kin Fung For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 3 Directors' Fees For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 5 Authority to Repurchase Shares For Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 6

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 7

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsWynn Macau Ltd 25/05/2016 8

Authority to Issue Shares Under the 

Employee Ownership Scheme Against Change in control provision Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 1 Accounts and Reports For Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 2.A Elect WU Xiao An @ NG Siu On Against Insider on compensation committee Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 2.B Elect WANG Yunxian For Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 2.C Elect CHI Guohua Against

Audit committee met an insufficient 

number of times; Non‐audit fees 

exceed audit fees

Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 2.D Directors' Fees For Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 3

Appointment of Auditor and 

Authority to Set FeesAgainst Excessive non‐audit fees Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 4.A

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 4.B Authority to Repurchase Shares For Annual

Cayman 

Islands

Xinchen China Power Holdings 

Limited02/06/2016 4.C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 1 Accounts and Reports For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 2 Allocation of Profits/Dividends For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 3AI Elect SZE Nang Sze For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 3AII Elect LI Ching Leung For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 3AIII Elect WONG Ying Wai For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 3AIV Elect TRAN Chuen Wah John For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 3AV Elect TAM Wai Hung David For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 3B Directors' Fees For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 4

Appointment of Auditor and 

Authority to Set FeesFor Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 5A Authority to Repurchase Shares For Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 5B

Authority to Issue Shares w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Cayman 

IslandsXinyi Glass Holdings Ltd. 31/05/2016 5C

Authority to Issue Repurchased 

SharesAgainst Issue price discount not disclosed Annual

Canada Yamana Gold Inc. 05/05/2016 1.1 Elect John A. Begeman For Annual

Canada Yamana Gold Inc. 05/05/2016 1.10 Elect Dino Titaro For Annual

Canada Yamana Gold Inc. 05/05/2016 1.2 Elect Christiane Bergevin For Annual

Canada Yamana Gold Inc. 05/05/2016 1.3 Elect Alexander J. Davidson For Annual

Canada Yamana Gold Inc. 05/05/2016 1.4 Elect Richard P. Graff For Annual

Canada Yamana Gold Inc. 05/05/2016 1.5 Elect Nigel Lees For Annual

Canada Yamana Gold Inc. 05/05/2016 1.6 Elect Peter J. Marrone For Annual

Canada Yamana Gold Inc. 05/05/2016 1.7 Elect Patrick J. Mars For Annual

Canada Yamana Gold Inc. 05/05/2016 1.8 Elect Carl L. Renzoni For Annual

Canada Yamana Gold Inc. 05/05/2016 1.9 Elect Jane Sadowsky For Annual

Canada Yamana Gold Inc. 05/05/2016 2 Appointment of Auditor For Annual

Canada Yamana Gold Inc. 05/05/2016 3Advisory Vote on Executive 

CompensationAgainst

Awards vest below median 

performance.Annual

Singapore Yanlord Land Group Limited 28/04/2016 1 Accounts and Reports For Annual

Singapore Yanlord Land Group Limited 28/04/2016 2 Allocation of Profits/Dividends For Annual

Singapore Yanlord Land Group Limited 28/04/2016 3 Directors' Fees For Annual

Singapore Yanlord Land Group Limited 28/04/2016 4.A Elect CHAN Yiu Ling For Annual

Page 154 of 155

Page 155: SUMMARY CHART OF VOTING PATTERNS€¦ · cause the value of overseas investments to rise or fall. Issued by Old Mutual Investment Management Limited (trading name, Old Mutual Global

Country of Origin Issuer Name Meeting

Date Proposal No. Proposal Description Vote Vote Note Meeting Type Meeting Notes

Singapore Yanlord Land Group Limited 28/04/2016 4.B Elect NG Jui Ping For Annual

Singapore Yanlord Land Group Limited 28/04/2016 4.C Elect ZHONG Siliang For Annual

Singapore Yanlord Land Group Limited 28/04/2016 5Appointment of Auditor and 

Authority to Set FeesFor Annual

Singapore Yanlord Land Group Limited 28/04/2016 6Authority to Issue Shares w/ or w/o 

Preemptive RightsAgainst

The proposals would allow the number 

of shares issuable with out preemptive 

rights to equal up to 20.00% of the 

currently outstanding shares.

Annual

Singapore Yanlord Land Group Limited 28/04/2016 7 Authority to Repurchase Shares For Annual

Page 155 of 155