john p bailey financial disclosure report for 2010

8/3/2019 John P Bailey Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. Aq 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Bai l ey , J oh n P .

4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

U.S. Di s t r i c t Judge - Act ive Sta tu s

7 . C h a m be r s o r Of f i c e A d d r e s sU.S. Cour th ous eP .O. Box 5 5 1W h e e l i n g , W V 2 6 0 03

2. Court or Organiza t ionNo rthern D is t r i c t o f We s t Vi rg in ia

3. Date of Repor t04/15/2011

5a . Report Type (check ap propria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliance

with appl i cable l aws and regula t ions .

6. Report ing Pe riod01/01/2010

to12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this .form must be followed. Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual on ly; seepp. 9-13 of fi l ing instruct ions.)~] N O N E ( N o reportable p ositions.)

P O S I T I O N

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ( R e p o r t i n g i n d i v id u a ~ o n l y ; s e e p e . 1 4 - 1 6 of filing instructions.)N O N E ( N o reportable agreements.)

1.2005

D A T E PARTIES AND TERMSBai l ey , R i l ey , Bu c h & Har m an Pr o f i t S h a r i ng P l an w i t h f o r m er f i r m , no c on t r o l ( w i t h d r aw n and t r ans f e r r ed t o TS P on03/01/2010)


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gBailey, John P.

D a t e o f R e p o r t04/I 5/2011

I l L N O N - I N V E S T M E N T I N C O M E . ( g e p o n i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

.INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf you were married during anyportion of the reporting year, complete this section.(D ollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging , food, e n t e r t a i n m e n t(Includes those to spouse and dependent children; see pp. 25-2 7 of f!ling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.

3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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D a t e o f R e p o r t04/15/201 !

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e u n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)~] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE1 . Co ach B i l l S tew ra t , Wes t Vi rg in ia S id e l in e p as s - fo o tba l l $600.00Univers i ty2. B e yo n d M arke tin g , In c . E v en t tick e ts $1,000.003.4.5.

V I . L I A B I L I T I E S . a n c t u d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)D N O N E (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N VALUECODE1 . U n ited B an k C re d it C a rd J2. U n i ted Ban k P e r s o n a l L o a n J3. U.S. Depa r tment o f E duca t ion L o a n f o r e d u c a t i o n M4. C o lleg e Fo u n d atio n , In c . Lo a n fo r e d u ca tio n L5.


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Date of Report04/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c lu d i n g t ru s t a s s e t s ) re p o r t i n g p e r i o d

{1) (2)P l a c e " ( X ) " a lR e r e a c h a s s e t A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) or i n t . )

1 . I R A # 12. - F ede ra t ed P r im e Obl iga t ion F d. 3 96

3. - C V S / C a r e m a r k ( c o r n )4. - Home Depot , Inc . (corn)5. - L i v e N a t io n ( c o m )6. - T i m e W a r n e r , In c . ( c o m )7. - T i m e W a r n e r C a b l e ( t o m )8. - AOL, Inc. (corn)9. - M edco H ea l th Solu t ions (corn)1 0 . - M e r c k & C o . ( t o m )1 1 , - B a rc l a ys US T I PS Fund1 2 . - Dive rs i f i ed Al t ema t ives T rus t1 3 . - MSCI EAFE I nde x Fund1 4 . - M S C I E m e r g i n g M k t I n d e x F d E T F1 5 . - S P D R S & P 5 0 0 E T F1 6 . - SP DR S&P M idcap 40 0 E T F1 7 . - Rus s e l l 2 0 0 0 Va lue Index F d

A Dividend

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d

(1) (Z) (1 ) (2) (3) I (4) (5 1Value V a l u e Type (e.g., D a t e V a l u e Ga in I d e n t i t y o f

C o d e 2 M e th o d b u y , s e l l , m m / d d / y y C o d e 2(J-P) C o d e 3 r e d e m p t i o n ) (J-P)( Q - W )K T

So ld 02/01/10 JS o l d 02/01/10 JSo ld 02/01/10 JSo ld 0 2 / 0 1 / 1 0 JS o ld 02/01 /1 0 JSo ld 02/01/10 JS o l d 02/01/10 JS o l d 02/01/10 JBu y 02/04/10 JBu y 02/04/10 JBu y 02/04/10 JBu y 02/04/10 JBu y 02/04/10 JBu y 02/04/10 JBu y 02/04110 J

C o d e 1 b u y e r / s e l l e r( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

i . 1 ncome Gain Codes: A = $ 1 ~ 0 0 0 o r l e s s B = $1,001 - $2,500 C =$2,501 - $5~000( See Colu mns B 1 and D4 ) F ~-$50,001 - $ 100.000 G =$100,001 - $1,000,000 H i =$1,000,00i ~ $5~000,000

2. Valu e Codes 3 =$15,000 or less K =$15,001 $50,000 L =$50,001 = $100,000( See Colu mns C I and D3) N =$250,001 - $500,000 O =$ 50 0, 00 1 - $ 1 ,00 0, 00 0 P 1 =$ 1, 00 0, 001 - $ 5, 00 0,0 00

P3 =$25,000,001 - $50,000~000 P4 =More than $50,000,0003. Valu e Method Codes Q =A p p r a i sa l R = Cos t ( R eal Es t a l e Only) S = As s es s ment

( S e e C o l u m n C 2 ) U = Book Valu e V = Other W = Es t imated

D =$5,001- $15,000H2 =More than $5,000,000M=$100,001 - $250,000P2 =$5,000,001- $25,000,000T = Cas h Mar k et

E =$15,001- $50,000


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Date of Report04/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ N O N E (No reportable incom e, assets, or transactions.)

D e s c rip t io n o f A s s e ts In c o m e d u r in g( in c lu d i n g t ru s t a s se ts ) r e p o r t i n g p e r i o d

O ) ( 2 )Place "(X)" after each asset A m o u n l Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . . r e n t ,( A - H ) or i n t . ]

G r o s s v a lu e a t e n d T r a n s a c tio n s d u rin g re p o r t in g p e r io do f r e p o r t i n g p e r i o d

(1) (2) (1 ) (2) (3) (4) (5 )V a lu e V a lu e T y p e ( e . g . 0 D a t e Value Gain I d e n t i t y o fC o d e 2- M e t h o d buy , s e l l , m m / d d / y y C o d e 2 Code t buy e r /s e l l e r

( J - P ) C o d e 3 r e d e m p tio n l ( J- P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 8 . Bailey, Riley, Buch & Harman Profit E DividendS h a r i n g P l a n1 9 . M ass Mu tual Life Ins. A Dividend

Distributed 03/01 / 10 M

1. Income Gain Codes: A =$1i000 o r le ss B = $1 ,001 * $2,500( S e e C o l u m n s B l a n d I M ) F =$50,001 - $1 00,000 G =$100,00I - $1,000,000

2. Valu e Codes d =$15,000 o r le ss K = $15,001 - $50,000( S e e C o l u m n s C 1 a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $ I ,000,000

P3 =$25,000,001 - $50,000,0003. Valu e Method Codes Q = A p p r a i sal R = Cos t ( R eal Es t a t e Only)(Se e Co lun m C2 ) U = Book Valu e V =Oth e r

C = $2,501 - $5,000 D = $5,001 - $15 ,000 E ~ $! 5 ,001 - $50!000H 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H ~ ~ M o re Ih a n $ 5~ 00 0, 00 0L -$50,001 - $ 100,000 M =$100,00t - $250,000P I =$I ,000,001 - $5~000,000 P2 =$5,000,001- $25~000,000P4 =M ore than $50,000~000S = As s es s ment T = C a s h M a r k e tW = Es t imated


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N a m e o f P e r so n R e p o r t i ngB a i l e y , J o h n P .

Date o f Report04/15/201 l

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)


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Name of P e r son Repo r t ingB a i l e y , J o h n P .

Date o f Report04/15/2011

IX. CERT IFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: s/John P. Bailey

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f ic e o f t h e U n i t e d S t a t e s Co u r t sSu i t e 2-301O n e Co l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 205 4 4

john p bailey financial disclosure report for 2010

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