v"""'--------------

PART;ES AND TERMS

" , ,

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A0-10

'Rev. 1/200'4

Repurt Required by the: Ethics F1NANCIAL DISCLOSURE REPORT in Governrnent Act ofl978

Calendar Year 2003 (5 U.S.C. app. §§!OJ.Ill)

3. Date ofReport1. Person Reporti11g (Last name, First name. Nliddle initial) I 2- Court or Organization

U.S. CourrofAppeals, 4th CirKing, Robert B 05/1312004

5. ReportType (check appropriate type) 4. Title (A..-ticle Jll Judges indicate active or senior status; 6. Reporting Petiod

ni.ag:istra.:ejudges indicate full or part time) 0 Nomlm.tioc, Date 0110112003

ti. S. Circuit Judge Active toInitial @ Annual 0 flnal 12/31/2003

&. On the bas:s of the information contained in this Repott and any modifica:ions pertaining thereto, it ls, in ro:y oph:ion, in corr;p:iance

7. Charnbers or Office Address

300 Virginia Street, East with applicable lav.'S ancl regulations. Suire 76tl2

ReviewingCharleston, \VV 25301

I. POSffiONS. (Report,ng individ-Jal only; see pp. 9-13 of filing instructions)

0 NONE (Noreportableposltions.)·

POS!TIO:'-;

.

.. Co·Tn:stee hildren Education Trust, United National Bar..k (corporate Trusiee),

2.

IL AGREK 'TS. (Reporting individual only; see pp. 14-16 of filing instructions)

NONE . (No reportable agreements.)

l.

S2 en C"l \"'Ti c,:.;:; (.") ,.,_

s:£.-: r;;c;

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¥ f :..

v

SOURCE AND TYPE GROSS INCOME

SOURCE AO:D TYPE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

King. Rob<rt B 05/1312004

JIL NOJ'l-Il\-VESTMENT INCOME. (Repor:ing individual "'1dspouse; '"'?P, 17-24 offilingiru.tructmr_,)

A. Filer's Nan-Investment Incom

NONE (No reportable non iuvestment i::ccme.)

(yours, r-.e: EpQuse's)

1.

B Spouse's Non-Investment Income-(Ifyou were married during any portion of the rep::::irting year. please complete this section. (dollar an;;r,.mt ..

not required ex.cept for hcnoraria)

0 NONE - (Noreportablenon-investmentincom )

I. 2003

DESCRlfTIOJ:!

IIBSCRJPTION VAWECODE

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

King, Robert B

Date of Repent

05/13/2004

V. GIFfS. (Includes those to spouse and depe:".dcnt cti)dren. Sec pp. 28 31 c[instructions.)

NONE (No suchrepor'.ablegifts,)

l.

L

\71. Ll4..BJLITIES. {Includes those of s;>ouse an<l d'CpC.'lident children. See PP:.32 34 of instruc:ions.)

NONE (Ko repor.able liabilities.) -

QlliQ[IQR

I. CitiMortgage, Inc. Real Estate Loon

13 '

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1;.

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(1) (2)

A

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(l) (2) (1) (2) (3) (4) (:S)

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FINANCIAL DISCLOSCRE REPORT

Pag1J l of 4 Naane of Person Rei'or:ing

King, Robert B

Dale of Report

0511312004

VIL :L.'lVES ThIENTS and 1RUSTS - incorrM:, value, lt&lSct.tar.,_; (mdudcs ti1ose of the spous¢ ar.d deµendent chl_dre1L Sec pp, 34-57 of filing i:ostructioos.)

A.

Desccipti-On of Assets (including trust assets)

Place "(.IQ" uftcr eachasse: exetr t from priord001osc:re

DNONE (:'Jo repmt..ab!e U;:oo;e, assets, or tmn..«actions)

I.

2.

4.

5.

6.

7.

g,

9,

10.

11.

12.

13.

14,

15.

16.

: 8.

Time\Vamer Inc (frm. AOL Time Warner Inc.) {oom)

Time\Vamer Inc (fna AOL Time\Varner Inc,) (com)

. Time V.larnerlnc. (ffiaAOL TimeVlarner) (com)

Cisco Systems Jnc (com)

Cisco Systems lnc (com)

Cisco Systems Jnc (com)

Cisco Systems lnc. (com)

Cisco Systems Inc (oom)

Dell Compu"'1'Corp (com)

Duke Energy Corp (Pfd)

Dcke Energy Corp (Pfd)

D1:ke Energy Corp (com)

Duke Energy Corp (com)

Gillette O:i. (com)

Gillette Cc. (com)

fu:el Corp (cor.:i)

1-1teI.Cor;:t (corn)

Intel Cmp. (com)

B. L'l00!?¥'

repQrting period

Amount Type (e.g. Code 1 iliv. rent c: (A-ll) int)

Noru:

None

None

A Dividend

A Dividend

A Dividend

Di\'idend

c. D. Gross Vlllue at end of Transactions during reportingperiod reporting period

I± not exempt :tom ri.isdosure

Value Value Type {e.g. Date: Value Gain Iiia:ti.<y of Codd 1'1Gthad buy, sell, MOO!h- Ccde2 Code huyertseliet U·P) Code3 merger, Day (J.P) ' (A {if private

(Q-W) redemption} "' tra tlon)

M T Partia: Sale 6/30 K B

Partial Sai.e 1012 K B

Buy 12/18 J

M T Buy 4115 J

Partial Sale 4128 J A

Partial Sale 6116 J D

Partial Sale 6/30 K D

Buy 12118 J

K T Buy 12/18 J

K T Buy l/13 K

Sold 5127 J

K T Buy 3127 K

Sold 5/27 K c

L T Buy 10/02 K

Buy 12118 K

L T Buy 4101 K

Partial Saie 4/24 K B

Partial Sale 6/12 J D

I

A "' $ j ,000 Of Jess B = Sl,001-$2,500 c $2,501-!:5.JOO D "'S5,0D1-Sl 5,00C E ""S15J)Q:\

F ss0,o;.1«s:10u.ooo G "':S OD,OOJ..,}l,000,DDD Hl """Sl,(!IJ\J,00l·S5,000,000 .H2 "'hiore ili:w. $5,001'.l,OCIO

\'; ,,1 -::;c.des: J ,,. $!5,00> o: less K "'S15,0D1-$SO,(;I)!} L ""$50,0'.IJ4J;l00,000 M $] 00,C,{; i-£'250,000

-:-.: ""'5.250,('C.<>S.:SO(t.00('• 0 ,,,_ S5C:iJ5:: >S ,GOO.DD:: Pl .- s1,ooo-.001 s::,oor;.,0::;0 P2 ""s: · -,QO-[',(IG;-s;::.:J•0(\>J:J(1

?3 ;5J1UJ.f!J; -SS\1,Q'J(J,000 !'4 .,,, S!vioro..' ttt.111150,COC',O:lr;

Q '"' J\r,_::-r;i s;,.! r. "·Co!< ·J t:::i Ls:m¢ O;::: ,, . .\sses.;ment 1 ,,_ C: s1'"�-v:.::trK:,-:

u "'Boe,. . ·

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.

(1) (2)

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(2) (l) Ir (2)

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(4)

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FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page2of4 King, Robert B 05113/2004

- iw.:omc, value, transcallons (:indml.es those of the spousi: aad rlepc:nilent c!1ti:l'. 1 See pp. 34w$7 of filing inslnlctioru.) VIL INVESTMENTS and TRUSTS

A,

Oc.>cription of Assets (including trust assets)

Place "(X)" after ca ct asset exempt fivln prior disclci;ure

19. Microsoft Corp(com)

20. Microsoft Corp. (com)

21. Microsoft Corp. (com)

22. Microsoft Coq>. (oom)

23. Microsoft Corp. (com)

24. Microsoft Corp. {com)

25. Microooft Corp. (com)

26. Microsoft Corp. (com)

27. Marnibon Oil Corp. (com)

28. Mmthoo Oil Corp. (corn)

19, RF Micro Devices Inc. (com)

30, RF Micro Devices Inc. {com)

31. RF Micro Devices Inc. (com)

32. RF Micro Devices Inc. (com)

33. S<Jn Micro Systems Inc. (com)

34. Wells Fargo & Co. (com)

35. Yahoo Jnc. (com)

36. YahOO Inc. (com)

B. lncorned

repc;;ing period

Atrount Typo (e.g.Code 1 diy, rent or (A·Hl iat.)

A Dividend

A Dividend

None

None

B Dividend

None

c. J}. Gross value at end of Tmnsactioos during reporting period reporting peciod

(1) not t :rom disclosure (3}

Ya ue Value Type (e.g. Dm;e: Vnl:ieCode2 ;,{cthod b-uy,s.ell, Month- Code2 (H) Cilde3 merger, D'Y (J·P)

(Q-\\ redemption)

M T Buy 1!29 J

Buy 4/JS J

Buy 5/27

Buy 101'2

Buy 12/18 J

1 Partial Sale 6123 K

Partial Sale 6/30 K

Partial Sale 8128 J

K T Buy 4130 K

Sold 10/02 K

K T Buy 5120 i

Sold 8128 J

Sold 11121 J

Buy 12118 K

L T

L T Buy 12.118 L

K T Partial Sale fill 6 J

lluy 12!18 J

Gai11 Cede 1 (A· m

D

B

D

D

(5) ldentllyof buyer/seller (if private transaction)

I. :0c-0m;::;.\)a:1: C� A .-. $1,-000 rt: k:ss: B ""'51,C(l!-$2:,500 C "'S2,50l-£5.L'00 D =SS,00l-S15,0DO

;see C.oL::mn;; Bl and D4! F -= $50,00:..S::;J.OD-O G "'SJ00,001·Sl,DDfl,OOD n. "'S1,00l\O::l-S5,000,m.lo H2 ""Mrue th1m SS,D::i'.!,&JU \' .i!u<· Codes: ""$15-.'.:D(I or lu8 K "'$1:5,00l SSi),000 · S5C.U:Jl-SiDO,:J0:.1 M =SI00.001·$ '>·),-J,)0 (Set Cnlumsrn Cl and D;,) h "" } 5U.OfJ0-S5:::J}JOC. 0 = S500.00!-Sl,O!JGJ1;)t1 Pl "'s:,om.JJJ\1'-S5 ,OO\J,[100 r:: = S5,fJOV.00l-$ 5JlG!!,:;{){l

? } S.\l-CJ.Jti\..SSGJJOO,GOC' P = S\.lo'.\:' fr,.,11: 50.00G,UY.l

.. ,

.

47.

h

J:

.C'.':: --

it uvm ubclosure (1) (2) (1} (2) (1)

(2) (3) (4) (S)

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FINANCIAL DISCLOSl.TRE REPORT Date of Report Narr.e o:' ?ersCL"1 Reporting

Page 3 of 4 King. Rc ::-B 0511312004

A.

Descript:on of Assets (including trust assets)

Plt.ce "(X)" fter eiJc!l a<>s-et excmp: frtm prior disckiscre

37. f...1organ S:anley Dean \Vitter & Co. (com)

38. Morgan Stanley Dear. Wi:ter & Co. (com)

39. Morgan Stanley Dean Witter & Co. (com)

40. Morgan Stanley Dean Witter & C-0.- (com)

41. Startmcks (com)

42. TimeWarner, lnc. Debs - Reg 8.18o/G inl !\-fat. 8/15/2007

43. TimeWarner Eni.Co. &LP Sr. Notes 8.875% Mat 10/0li2012

44. AOL TimeWarne:-, Inc. (rom.}

45. Cisco Systems, Inc. {com)

46. Dell Comput:r Cotp. (rom)

E.L DuPont De Nemow-s & Co. (com)

48. Federal Home Loan Corp. (com)

49. Medco Health Solutions (Acquired Merck & Co, on

8119)(corn)

50. Oil and Gas Interests,. Tyler and other counties, Y..lV:

51. a. East Resources Inc.

52. b. &goo Oil Purchasing

53. c. Dominion Appalachian Dev. Jnc.

54. hlldren Education Trust {as follows):

B. c. D. Inrome tlcrittg Gros v!l:ue a .end of Trarsactions-Oaritlg reporting period

n:porti11g period rcpor.bg perin:i

:tor exempt

i Amount Type (e.g. Value Va loo Type (e.g. Date: Val Clain Idencity cf Code 1 div. rent. or Code2 J..1ct.1::>C b'Jy, scl!, rvlimfu- Codc2 coo, buyer/scller (A-H) int) (J P) Code 3 m:>rget, "" (l·P) ' (A· (ifpriw:k

(Q-W) redemptior.) t.1) transaztiQn}

c Dividend M T Buy 1129 K

i Partial Sale 6/16 J A

. Partial Sale !012 J D

Buy 12118 K

NCITTe J T lluy 12129 J

A L."lteresr J T Buy 12/l 7 D

A lnrerest J T Sold 2126 J A

Nillle J T

None J T

None J T

A Dividend J T

A Dividend J T

A Dividend J T Sold 10!.l J A

B Dividend J w

A Dividend J w

A Di'lidend J w

.

B Interest/Div L T

ktc01ne!Gam Uxies· A Sl,O!Xl or Jess :J = $'.,0(· -$.2,500 c S:!,501. S.000 D = $S,OO ·S1 S-,000 E = s-:::::.001-$so.oc-0

•S:e Colurr.n.:; B1 mu:J D4J F $50.00l-SJ00,001) G "" S':OC.,Ol> J .$ ,MU,00[1 HJ "'$1,00D.OOl·SS,DOOJlOO "' =hior£ t.hllilS.",000,000

\' i ut Cod:;:;;. .r ""'i! 5.00CJ m lc s ,,, S:3,0Di-$50,(h'10 L =- 550,00 t -S:l C0.000 y, ,,. SIO(>,Ofil-t:'.!SD,0(10

iS ::: C'oit::tL'IS C'. nlliiD51 N '" S25D.i.100-S500,IJOO 0 "'" $5{)(1.001-$; ,O:JQ.OOD Pl -Sl ,00•).0[E-S5,00 ,D{l(! p_::i =- i.5,0IJ0.001.$ 5.00Ll.C'[W

T': ""'';.25.\ J\J,&'.H"'"'t:!'Jl\Off..O:J: P4 -= si-, ·, .. ;:r:a'C: s-::: .. oL){.,r.100

\ ;;;_< iv:::;-,.1: ,__:o:.;2:, (: AF?l'llitf2 Cost !YVti<.1 Escrtz Ont;·) "'J...ssessm I T .::.:..Uslt vi.1ri;c ·

:_,,,.,, ;· .,_,,B;;o,; \:rh\k =- vta " "-' 8ti.m.'\!e.::: ················----

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56.

-

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(I) (2) (:) {2) disclos.ure

(2) (3)

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(4) (5)

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FINANCIAL DISCLOSURE REPORT Date o:Report Name of Person Reporting

.Page4 of4 K.'ng, Robert B 0Sil312004

VIL INVESTME."\'TS and TRUSTS

A.

Description cf Assets {trlduding trust assets)

Pk;:ie "[XJ' after each asset exempt P.om prior tlisclnsure

B. Income during reporting period

Am.mm Type (e.g. Code I div. rem .. or (A-!l) int}

Gross va!ue at e:::id of reporting pciod

Value Va ue Codi:2 Mtr:h:;d (l-P) Co:!e3

(Q-\V)

IJ, Transacti!'.mli during re{Wr1in& period

(') ff not w:empt frot11

Type {e.g. Date: Value buy. sell, Month Code2 merger, Day (J-P)rede tioo)

Ga-in Identity of O•le buyerfscTier 1 (A- (if private m inmsaction)

55. a, Fide:i:y Advisor Gov. Investm!nt 167

b, Fidelity Advisor lnretme.diate Bond 287

57. c. UNB Discretionary Corrrrnon Trust Fund

58. d. UNB Liquid Asset Fund

59. e. Primco To':al Return Fund

60. f. S&P Midcap 400 Dep Recpis urr

61. g. Note frorr.. Ben:ficlaryrlated l/1/99

62. h. ).rote from Beneficiary dated 616100

L iDe<-)nH;.1C'roir: Code;,;;: A """'$! 000 m kb B S ! .:<01 S2,5Df1 C ""S2,501-$.5,000 D = $5,C!H $1:5,0 1C s:s,001-sso.o:x

I See c ilurnm BJ an<l D4) F =- $50,G:Jl-!. 1ou,ouv G c-_ $1 JO,O:;:..SLiJfl(;.000 Hl "'·Sl,000,001·$5,{)00,000 H2 "'Morethill:S5.(Hl;})G(i

V;:lm:-Coric;;: = Sl :'X<J 0::- l s !: = $JS,00l S50,000 L = S50,00J-$.1GO.CTOO M .,, $10\JJ\:J:l-i:!.$0,080

(See Comnfil� c: nn::, D3;. s:: :;0, ou:i. s 50 1• {loo :; " S':50U.GQ i-S l,OOCJ)(ICJ Pl "· S:1,000,001-S5,0l.Kf,000 P2 "'- 5,o:: JJ\·l·li'.25JlU'.J,OOD

P4 ""$}.{01-: tiw: S5-D.DlY.\ll():l

·FINANCIAL DISCLOSURE REPORT Name of Person Reportir,g

King, Robert B

Vfil ADDmONAL INFORJ'l'[A.TION OR EXPLANATIONS Oi>ilicatel"rtofReport.)

0511312004

Date \::::J ""llS\ s> • .., <.':. :1._ • I \

D i\LSIFIES app.

Date of Report FlNANCIAL DISCLOSURE REPORT NameofPersonRcporting

King, Rob<rt B 051!312il04

IX. CERTIFICATION.

[certify that all information given above {including information pertaining tu my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that acy information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts ·which have been reported are in compliance \Vitb the provisions of 5 U.S.C. § 501 et. seq., 5 U.S,C. § 7353, and Judicial Conference regulations.

NOTE: Alff IN"DIVIDUAL iVHO KNOWINGLY AND WILFl OR FAILS TO FILE THIS REPORT lvfA Y BE SUBJECT TO CIVIL AND CRIMlNAL SANCTIONS (5 U.S.C. § l 04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544